Roblox (RBLX) director granted 5,185 RSUs and updates trust holdings
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Lee Anthony P reported acquisition or exercise transactions in this Form 4 filing.
Roblox Corp director Anthony P. Lee reported a new grant of 5,185 Restricted Stock Units (RSUs) of Class A Common Stock. The RSUs were awarded at no cash cost and each RSU represents one share when it vests.
One quarter of the RSUs vest on each of August 20, 2026, November 20, 2026 and February 20, 2027, with the final quarter vesting on the earlier of the day before the 2027 annual stockholder meeting or May 28, 2027, if he continues as a service provider. The filing also updates indirect holdings held through the Fallen Leaf Revocable Trust, separate trusts for his son and daughter, and Fallen Leaf LLC - Sub Fund No. 1, where he serves as trustee or managing member and in some cases disclaims beneficial ownership beyond his pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
5 transactions reported
Mixed
5 txns
Insider
Lee Anthony P
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Class A Common Stock | 5,185 | $0.00 | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
Holdings After Transaction:
Class A Common Stock — 5,185 shares (Direct, null);
Class A Common Stock — 6,257,311 shares (Indirect, See footnote)
Footnotes (1)
- These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 1/4th of the RSUs shall vest on each of August 20, 2026, November 20, 2026 and February 20, 2027, and the remaining 1/4th of the RSUs shall vest on the earlier of (i) the day before the annual meeting of stockholders in 2027 or (ii) May 28, 2027, subject to the reporting person continuing as a service provider through each vest date. These shares are held directly by Fallen Leaf Revocable Trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of the shares except to the extent if his pecuniary interest therein. These shares are held directly by a trust for the son of the reporting person, for which the reporting person serves as co-trustee. These shares are held directly by a trust for the daughter of the reporting person, for which the reporting person serves as co-trustee. These shares are held directly by Fallen Leaf LLC - Sub Fund No. 1 for which the reporting person serves as managing member. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
Key Figures
RSU grant size: 5,185 shares
First vesting date: August 20, 2026
Second vesting date: November 20, 2026
+5 more
8 metrics
RSU grant size
5,185 shares
Class A Common Stock RSUs granted to director at $0.00 per share
First vesting date
August 20, 2026
1/4 of RSUs vest on this date, subject to continued service
Second vesting date
November 20, 2026
1/4 of RSUs vest on this date, subject to continued service
Third vesting date
February 20, 2027
1/4 of RSUs vest on this date, subject to continued service
Final vesting outside date
May 28, 2027
Final 1/4 vests by earlier of 2027 meeting eve or this date
Fallen Leaf Revocable Trust holding
870,351 shares
Indirect Class A Common Stock held by Fallen Leaf Revocable Trust
Son’s trust holding
256,768 shares
Indirect Class A Common Stock held by a trust for the son
Fallen Leaf LLC Sub Fund No. 1 holding
6,257,311 shares
Indirect Class A Common Stock held by Fallen Leaf LLC - Sub Fund No. 1
Key Terms
Restricted Stock Units ("RSUs"), revocable trust, pecuniary interest, co-trustee, +1 more
5 terms
Restricted Stock Units ("RSUs") financial
"These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share..."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
revocable trust financial
"These shares are held directly by Fallen Leaf Revocable Trust for which the reporting person serves as trustee."
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
pecuniary interest financial
"The reporting person disclaims beneficial ownership of the shares except to the extent if his pecuniary interest therein."
co-trustee financial
"These shares are held directly by a trust for the son of the reporting person, for which the reporting person serves as co-trustee."
managing member financial
"These shares are held directly by Fallen Leaf LLC - Sub Fund No. 1 for which the reporting person serves as managing member."
FAQ
What did Roblox (RBLX) director Anthony P. Lee report in this Form 4?
Anthony P. Lee reported receiving 5,185 Restricted Stock Units (RSUs) of Roblox Class A Common Stock. The filing also updates several indirect shareholdings held through family trusts and an LLC where he serves as trustee or managing member.
How many Roblox RSUs were granted to Anthony P. Lee in this filing?
The filing shows a grant of 5,185 Restricted Stock Units (RSUs) to Anthony P. Lee. Each RSU represents a contingent right to receive one Roblox Class A Common share as the award vests over the specified schedule.
What is the vesting schedule for Anthony P. Lee’s 5,185 Roblox RSUs?
The 5,185 RSUs vest in four equal parts. One quarter vests on August 20, 2026, another on November 20, 2026, another on February 20, 2027, and the final quarter vests before the 2027 annual meeting or on May 28, 2027.
Were there any open-market buys or sells of Roblox stock in this Anthony P. Lee Form 4?
The Form 4 does not report any open-market purchases or sales. It primarily records a compensatory grant of 5,185 RSUs and updates indirect holdings in various trusts and an LLC associated with Anthony P. Lee.
How are Anthony P. Lee’s indirect Roblox holdings structured in this Form 4?
Indirect holdings are reported through the Fallen Leaf Revocable Trust, trusts for his son and daughter, and Fallen Leaf LLC - Sub Fund No. 1. He serves as trustee or managing member and, in some cases, disclaims beneficial ownership beyond his pecuniary interest.
Does Anthony P. Lee receive these Roblox RSUs for cash consideration?
The RSUs were granted at a reported price per share of $0.00, indicating a compensatory grant rather than a cash purchase. Each RSU converts into one Roblox Class A share as vesting conditions tied to continued service are met.