STOCK TITAN

[Form 4] Rubrik, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Rubrik Director and 10% Owner Ravi Mhatre reported multiple transactions and holdings in a Form 4 filing dated June 28, 2025. The key transaction was the acquisition of 2,702 restricted stock units (RSUs) on June 25, 2025, granted at $0 cost.

The RSUs vest in four equal installments on:

  • September 15, 2025
  • December 15, 2025
  • March 15, 2026
  • June 15, 2026

Following the transaction, Mhatre's holdings include:

  • 31,228 shares held directly
  • 250,101 shares through Mhatre Investments LP - Fund 2
  • 48,577 shares through Mhatre Investments LP - Fund 3
  • 649 shares through Mhatre 2011 Irrevocable Children's Trust

Ravi Mhatre, Direttore di Rubrik e proprietario del 10%, ha comunicato diverse transazioni e detenzioni tramite un modulo Form 4 datato 28 giugno 2025. La transazione principale riguarda l'acquisizione di 2.702 unità di azioni vincolate (RSU) il 25 giugno 2025, concesse a costo zero.

Le RSU maturano in quattro rate uguali nelle seguenti date:

  • 15 settembre 2025
  • 15 dicembre 2025
  • 15 marzo 2026
  • 15 giugno 2026

Dopo la transazione, le partecipazioni di Mhatre comprendono:

  • 31.228 azioni detenute direttamente
  • 250.101 azioni tramite Mhatre Investments LP - Fondo 2
  • 48.577 azioni tramite Mhatre Investments LP - Fondo 3
  • 649 azioni tramite il Mhatre 2011 Irrevocable Children's Trust

Ravi Mhatre, Director y propietario del 10% de Rubrik, reportó múltiples transacciones y participaciones en un formulario Form 4 fechado el 28 de junio de 2025. La transacción clave fue la adquisición de 2,702 unidades restringidas de acciones (RSUs) el 25 de junio de 2025, otorgadas sin costo.

Las RSUs se consolidan en cuatro cuotas iguales en las siguientes fechas:

  • 15 de septiembre de 2025
  • 15 de diciembre de 2025
  • 15 de marzo de 2026
  • 15 de junio de 2026

Tras la transacción, las participaciones de Mhatre incluyen:

  • 31,228 acciones en propiedad directa
  • 250,101 acciones a través de Mhatre Investments LP - Fondo 2
  • 48,577 acciones a través de Mhatre Investments LP - Fondo 3
  • 649 acciones a través del Mhatre 2011 Irrevocable Children's Trust

Rubrik 이사이자 10% 소유주인 Ravi Mhatre는 2025년 6월 28일자 Form 4 신고서에서 여러 거래 및 보유 내역을 보고했습니다. 주요 거래는 2025년 6월 25일에 비용 없이 부여된 2,702개의 제한 주식 단위(RSU) 취득이었습니다.

RSU는 다음 네 번에 걸쳐 동일한 비율로 권리 확정됩니다:

  • 2025년 9월 15일
  • 2025년 12월 15일
  • 2026년 3월 15일
  • 2026년 6월 15일

거래 이후 Mhatre의 보유 내역은 다음과 같습니다:

  • 직접 보유한 31,228주
  • Mhatre Investments LP - 펀드 2를 통한 250,101주
  • Mhatre Investments LP - 펀드 3를 통한 48,577주
  • Mhatre 2011 Irrevocable Children's Trust를 통한 649주

Ravi Mhatre, administrateur de Rubrik et propriétaire de 10%, a déclaré plusieurs transactions et participations dans un formulaire Form 4 daté du 28 juin 2025. La transaction clé a été l'acquisition de 2 702 unités d'actions restreintes (RSU) le 25 juin 2025, attribuées sans coût.

Les RSU se libèrent en quatre versements égaux aux dates suivantes :

  • 15 septembre 2025
  • 15 décembre 2025
  • 15 mars 2026
  • 15 juin 2026

Après la transaction, les avoirs de Mhatre comprennent :

  • 31 228 actions détenues directement
  • 250 101 actions via Mhatre Investments LP - Fonds 2
  • 48 577 actions via Mhatre Investments LP - Fonds 3
  • 649 actions via le Mhatre 2011 Irrevocable Children's Trust

Rubrik-Direktor und 10% Eigentümer Ravi Mhatre meldete mehrere Transaktionen und Beteiligungen in einer Form 4-Meldung vom 28. Juni 2025. Die wichtigste Transaktion war der Erwerb von 2.702 eingeschränkten Aktieneinheiten (RSUs) am 25. Juni 2025, die kostenfrei gewährt wurden.

Die RSUs werden in vier gleichen Raten zu folgenden Terminen freigegeben:

  • 15. September 2025
  • 15. Dezember 2025
  • 15. März 2026
  • 15. Juni 2026

Nach der Transaktion umfassen Mhatres Beteiligungen:

  • 31.228 Aktien direkt gehalten
  • 250.101 Aktien über Mhatre Investments LP - Fonds 2
  • 48.577 Aktien über Mhatre Investments LP - Fonds 3
  • 649 Aktien über den Mhatre 2011 Irrevocable Children's Trust
Positive
  • None.
Negative
  • None.

Ravi Mhatre, Direttore di Rubrik e proprietario del 10%, ha comunicato diverse transazioni e detenzioni tramite un modulo Form 4 datato 28 giugno 2025. La transazione principale riguarda l'acquisizione di 2.702 unità di azioni vincolate (RSU) il 25 giugno 2025, concesse a costo zero.

Le RSU maturano in quattro rate uguali nelle seguenti date:

  • 15 settembre 2025
  • 15 dicembre 2025
  • 15 marzo 2026
  • 15 giugno 2026

Dopo la transazione, le partecipazioni di Mhatre comprendono:

  • 31.228 azioni detenute direttamente
  • 250.101 azioni tramite Mhatre Investments LP - Fondo 2
  • 48.577 azioni tramite Mhatre Investments LP - Fondo 3
  • 649 azioni tramite il Mhatre 2011 Irrevocable Children's Trust

Ravi Mhatre, Director y propietario del 10% de Rubrik, reportó múltiples transacciones y participaciones en un formulario Form 4 fechado el 28 de junio de 2025. La transacción clave fue la adquisición de 2,702 unidades restringidas de acciones (RSUs) el 25 de junio de 2025, otorgadas sin costo.

Las RSUs se consolidan en cuatro cuotas iguales en las siguientes fechas:

  • 15 de septiembre de 2025
  • 15 de diciembre de 2025
  • 15 de marzo de 2026
  • 15 de junio de 2026

Tras la transacción, las participaciones de Mhatre incluyen:

  • 31,228 acciones en propiedad directa
  • 250,101 acciones a través de Mhatre Investments LP - Fondo 2
  • 48,577 acciones a través de Mhatre Investments LP - Fondo 3
  • 649 acciones a través del Mhatre 2011 Irrevocable Children's Trust

Rubrik 이사이자 10% 소유주인 Ravi Mhatre는 2025년 6월 28일자 Form 4 신고서에서 여러 거래 및 보유 내역을 보고했습니다. 주요 거래는 2025년 6월 25일에 비용 없이 부여된 2,702개의 제한 주식 단위(RSU) 취득이었습니다.

RSU는 다음 네 번에 걸쳐 동일한 비율로 권리 확정됩니다:

  • 2025년 9월 15일
  • 2025년 12월 15일
  • 2026년 3월 15일
  • 2026년 6월 15일

거래 이후 Mhatre의 보유 내역은 다음과 같습니다:

  • 직접 보유한 31,228주
  • Mhatre Investments LP - 펀드 2를 통한 250,101주
  • Mhatre Investments LP - 펀드 3를 통한 48,577주
  • Mhatre 2011 Irrevocable Children's Trust를 통한 649주

Ravi Mhatre, administrateur de Rubrik et propriétaire de 10%, a déclaré plusieurs transactions et participations dans un formulaire Form 4 daté du 28 juin 2025. La transaction clé a été l'acquisition de 2 702 unités d'actions restreintes (RSU) le 25 juin 2025, attribuées sans coût.

Les RSU se libèrent en quatre versements égaux aux dates suivantes :

  • 15 septembre 2025
  • 15 décembre 2025
  • 15 mars 2026
  • 15 juin 2026

Après la transaction, les avoirs de Mhatre comprennent :

  • 31 228 actions détenues directement
  • 250 101 actions via Mhatre Investments LP - Fonds 2
  • 48 577 actions via Mhatre Investments LP - Fonds 3
  • 649 actions via le Mhatre 2011 Irrevocable Children's Trust

Rubrik-Direktor und 10% Eigentümer Ravi Mhatre meldete mehrere Transaktionen und Beteiligungen in einer Form 4-Meldung vom 28. Juni 2025. Die wichtigste Transaktion war der Erwerb von 2.702 eingeschränkten Aktieneinheiten (RSUs) am 25. Juni 2025, die kostenfrei gewährt wurden.

Die RSUs werden in vier gleichen Raten zu folgenden Terminen freigegeben:

  • 15. September 2025
  • 15. Dezember 2025
  • 15. März 2026
  • 15. Juni 2026

Nach der Transaktion umfassen Mhatres Beteiligungen:

  • 31.228 Aktien direkt gehalten
  • 250.101 Aktien über Mhatre Investments LP - Fonds 2
  • 48.577 Aktien über Mhatre Investments LP - Fonds 3
  • 649 Aktien über den Mhatre 2011 Irrevocable Children's Trust
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mhatre Ravi

(Last) (First) (Middle)
2200 SAND HILL ROAD

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rubrik, Inc. [ RBRK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/25/2025 A(1) 2,702 A $0 31,228 D
Class A Common Stock 250,101 I By Mhatre Investments LP - Fund 2(2)
Class A Common Stock 48,577 I By Mhatre Investments LP - Fund 3(3)
Class A Common Stock 649 I By Trust(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the grant of restricted stock units ("RSUs"). One quarter of the RSUs vest on each of September 15, 2025, December 15, 2025, March 15, 2026 and June 15, 2026, subject to the reporting person's continuous service with the Issuer on each such vest date.
2. The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 2.
3. The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 3.
4. The Reporting Person is the trustee of the Mhatre 2011 Irrevocable Children's Trust.
/s/ Larry Guo, Attorney-in-Fact 06/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Rubrik (RBRK) RSUs did Director Ravi Mhatre receive on June 25, 2025?

According to the Form 4 filing, Ravi Mhatre received 2,702 restricted stock units (RSUs) of Rubrik (RBRK) on June 25, 2025, with a reported price of $0.

What is the vesting schedule for Ravi Mhatre's RBRK RSU grant?

The RSUs vest in four equal installments on September 15, 2025, December 15, 2025, March 15, 2026, and June 15, 2026, subject to Mhatre's continuous service with Rubrik on each vesting date.

How many shares of RBRK does Ravi Mhatre own directly and indirectly?

Following the transaction, Ravi Mhatre owns 31,228 shares directly and 299,327 shares indirectly, consisting of 250,101 shares through Mhatre Investments LP - Fund 2, 48,577 shares through Mhatre Investments LP - Fund 3, and 649 shares through the Mhatre 2011 Irrevocable Children's Trust.

What positions does Ravi Mhatre hold at Rubrik (RBRK)?

According to the Form 4, Ravi Mhatre serves as both a Director and a 10% Owner of Rubrik (RBRK), as indicated by the checked boxes in Section 5 of the filing.
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