Rubrik, Inc. (RBRK) CFO exercises options and sells Class A shares

Rhea-AI Filing Summary

Rubrik, Inc.’s Chief Financial Officer, Choudary Kiran Kumar, reported several equity transactions in the company’s stock. On January 7, 2026, he exercised a stock option for 2,000 shares of Class B Common Stock at an exercise price of $7.99 per share. These Class B shares automatically converted into 2,000 shares of Class A Common Stock, recorded at a price of $0, increasing his direct Class A holdings to 508,459 shares.

That same day, he sold 1,900 Class A shares at a weighted average price of $75.49 per share (within a $75.39–$76.08 range), 1,500 shares at a weighted average price of $77.02 (within a $76.48–$77.41 range), and 100 shares at $77.50. After these sales, he directly owned 504,959 shares of Class A Common Stock and 46,450 stock options. The filing notes that the sale was made under a Rule 10b5-1 trading plan adopted on January 15, 2025.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Choudary Kiran Kumar

(Last) (First) (Middle)

C/O RUBRIK INC.

3495 DEER CREEK ROAD

(Street)

PALO ALTO CA 94304

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rubrik, Inc. [ RBRK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/07/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	01/07/2026		C		2,000	A	$0	508,459	D
Class A Common Stock	01/07/2026		S(1)		1,900	D	$75.49(2)	506,559	D
Class A Common Stock	01/07/2026		S(1)		1,500	D	$77.02(3)	505,059	D
Class A Common Stock	01/07/2026		S(1)		100	D	$77.5	504,959	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$7.99	01/07/2026		M			2,000	(4)	09/17/2028	Class B Common Stock	2,000	$0	46,450	D
Class B Common Stock	(5)	01/07/2026		M		2,000		(5)	(5)	Class A Common Stock	2,000	$0	2,000	D
Class B Common Stock	(5)	01/07/2026		C			2,000	(5)	(5)	Class A Common Stock	2,000	$0	0	D

Explanation of Responses:

1. This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted January 15, 2025.

2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.39 to $76.08 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.48 to $77.41 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

4. 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter.

5. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

	/s/ Larry Guo, Attorney-in-Fact	01/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider activity did Rubrik (RBRK) disclose in this Form 4?

Rubrik disclosed that its Chief Financial Officer, Choudary Kiran Kumar, exercised stock options for 2,000 shares and sold Class A Common Stock in several transactions on January 7, 2026.

How many Rubrik (RBRK) shares did the CFO sell and at what prices?

The CFO sold 1,900 Class A shares at a weighted average of $75.49 (range $75.39–$76.08), 1,500 shares at a weighted average of $77.02 (range $76.48–$77.41), and 100 shares at $77.50.

How many Rubrik (RBRK) shares and options does the CFO hold after these transactions?

Following the reported transactions, the CFO directly owned 504,959 shares of Rubrik Class A Common Stock and held 46,450 stock options.

Were the Rubrik (RBRK) insider sales under a Rule 10b5-1 trading plan?

Yes. The filing states that the sale reported was effected under a Rule 10b5-1 trading plan adopted on January 15, 2025.

What option exercise did the Rubrik (RBRK) CFO report?

He exercised a stock option for 2,000 shares of Class B Common Stock at an exercise price of $7.99 per share. Those Class B shares converted into 2,000 Class A shares.

How are Rubrik (RBRK) Class B shares treated in this insider filing?

The filing explains that each share of Class B Common Stock automatically converts into one share of Class A Common Stock upon sale or transfer, and can also be converted at any time at the reporting person’s option.