Red Cat Holdings (RCAT) Form 144 details planned sale of 20,000 shares

Rhea-AI Filing Summary

Red Cat Holdings, Inc. is the issuer for a notice to sell 20,000 shares of common stock classified as Merrill Lynch Restricted Securities. The proposed sale is referenced with an aggregate market value of $210,264.09 and a date of 08/11/2026, with the securities listed on NASQ.

The filing also lists prior issuances of Red Cat common stock as stock bonus compensation: 18,324 shares dated 02/16/2024, 1,174 shares dated 03/01/2024, and 502 shares dated 04/01/2024.

Key Figures

Proposed shares to be sold: 20,000 shares Aggregate market value: $210,264.09 Proposed sale date reference: 08/11/2026 +3 more

6 metrics

Proposed shares to be sold 20,000 shares Common stock, Merrill Lynch Restricted Securities referenced in the Form 144

Aggregate market value $210,264.09 Value tied to 20,000 Red Cat common shares in the notice

Proposed sale date reference 08/11/2026 Date associated with the 20,000-share entry and NASQ listing

Stock bonus on 02/16/2024 18,324 shares Red Cat common shares listed as Stock Bonus compensation

Stock bonus on 03/01/2024 1,174 shares Red Cat common shares listed as Stock Bonus compensation

Stock bonus on 04/01/2024 502 shares Red Cat common shares listed as Stock Bonus compensation

Key Terms

Restricted Securities, Stock Bonus, Compensation

3 terms

Restricted Securities financial

"Common | Merrill Lynch Restricted Securities 1400 American Boulevard Pennington"

Restricted securities are shares or other investment instruments that come with legal or contractual limits on when and how they can be sold, like stock given to founders or bought in a private offering. Think of them as assets in a locked box that can’t be freely traded until certain conditions — such as a waiting period, company registration, or specific approvals — are met. For investors this matters because restricted securities are less liquid and can affect timing, price, and perceived value when they eventually enter the market.

Stock Bonus financial

"Common | 02/16/2024 | Stock Bonus | Red Cat Holdings, Inc."

Compensation financial

"18324 | 02/16/2024 | Compensation Common | 03/01/2024"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/11/2026 - 06:55 PM Accepted by SEC EDGAR 08/11/2026 - 06:54 PM Learn about SEC filing dates

FAQ

What does Red Cat Holdings (RCAT) disclose in this Form 144?

The filing references a proposed sale of 20,000 common shares of Red Cat Holdings, Inc. with an aggregate market value of $210,264.09, classified as Merrill Lynch Restricted Securities and associated with a date of 08/11/2026.

How many RCAT shares are referenced for potential sale?

The notice covers 20,000 shares of common stock of Red Cat Holdings, Inc. These are described as Merrill Lynch Restricted Securities with a stated aggregate market value of $210,264.09 in the Form 144 disclosure.

What is the stated value of the Red Cat (RCAT) shares in the Form 144?

The Form 144 lists an aggregate market value of $210,264.09 for the 20,000 shares of Red Cat common stock referenced. This value is tied to the proposed sale entry associated with the NASQ listing and the date 08/11/2026.

What compensation-related RCAT stock issuances are disclosed?

The filing lists stock bonus compensation in Red Cat common shares: 18,324 shares on 02/16/2024, 1,174 shares on 03/01/2024, and 502 shares on 04/01/2024. These entries appear under securities sold or issued as compensation.

Are the RCAT securities in the Form 144 described as restricted?

Yes. The common shares associated with the proposed sale are labeled as Merrill Lynch Restricted Securities. This indicates the shares are subject to resale restrictions, making a Form 144 notice relevant for potential public resales.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch Restricted Securities 1400 American Boulevard Pennington NJ 08534	20000	210264.09	99764256	08/11/2026	NASQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/16/2024	Stock Bonus	Red Cat Holdings, Inc.			18324	02/16/2024	Compensation
Common	03/01/2024	Stock Bonus	Red Cat Holdings, Inc.			1174	03/01/2024	Compensation
Common	04/01/2024	Stock Bonus	Red Cat Holdings, Inc.			502	04/01/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)