STOCK TITAN

Red Cat (RCAT) CRO gets 8,701 RSUs, 645 shares withheld for tax

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Red Cat Holdings, Inc. Chief Revenue Officer Geoffrey Wayne Hitchcock reported routine equity compensation activity. On March 31, 2026, he was granted 8,701 restricted stock units (RSUs), each representing a right to receive one share of common stock. The RSUs vest 25% immediately and 75% on December 31, 2026. He exercised 2,175 RSUs into common stock, and 645 common shares were withheld at $13.09 per share to cover tax obligations. Following these transactions, he directly holds 206,517 shares of common stock and 6,526 RSUs.

Positive

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Negative

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Insider Hitchcock Geoffrey Wayne
Role Chief Revenue Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units 8,701 $0.00 --
Exercise Restricted Stock Units 2,175 $0.00 --
Exercise Common Stock 2,175 $0.00 --
Tax Withholding Common Stock 645 $13.09 $8K
Holdings After Transaction: Restricted Stock Units — 8,701 shares (Direct); Common Stock — 207,162 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. On March 31, 2026, the reporting person was granted 8,701 restricted stock units, vesting in two installments: 25% of the shares underlying the restricted stock units vested immediately and 75% of the shares underlying the restricted stock units will vest on December 31, 2026.
RSUs granted 8,701 units Restricted stock units granted on March 31, 2026
RSUs exercised 2,175 units Restricted stock units converted into common stock on March 31, 2026
Shares withheld for tax 645 shares Common shares withheld at $13.09 per share for tax obligations
Withholding price $13.09 per share Value used for 645-share tax-withholding disposition
Common shares held 206,517 shares Direct common stock ownership after transactions
RSUs remaining 6,526 units Restricted stock units remaining after 2,175-unit exercise
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"Payment of exercise price or tax liability by delivering securities"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Chief Revenue Officer financial
"officer_title": "Chief Revenue Officer""
A chief revenue officer is a top executive responsible for overseeing all aspects of generating income for a company, including sales, marketing, and customer relationships. They develop strategies to attract and retain customers, much like a coach guiding a team to score more points. Investors pay attention to this role because it directly influences the company's growth and profitability.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hitchcock Geoffrey Wayne

(Last)(First)(Middle)
C/O RED CAT HOLDINGS INC.
2800 S WEST TEMPLE SUITE 5

(Street)
SOUTH SALT LAKE UTAH 84115

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Red Cat Holdings, Inc. [ RCAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Revenue Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/31/2026M2,175A(1)207,162D
Common Stock03/31/2026F645D$13.09206,517D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)03/31/2026A8,701 (2) (2)Common Stock8,701$08,701D
Restricted Stock Units(1)03/31/2026M2,175 (2) (2)Common Stock2,175$06,526D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of RCAT common stock.
2. On March 31, 2026, the reporting person was granted 8,701 restricted stock units, vesting in two installments: 25% of the shares underlying the restricted stock units vested immediately and 75% of the shares underlying the restricted stock units will vest on December 31, 2026.
Remarks:
/s/ Geoffrey Hitchcock04/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did RCAT Chief Revenue Officer Geoffrey Hitchcock report?

Geoffrey Hitchcock reported an equity grant and related activity. He received 8,701 restricted stock units, exercised 2,175 RSUs into common stock, and had 645 common shares withheld at $13.09 each to satisfy tax obligations, leaving 206,517 shares directly held.

How many Red Cat (RCAT) restricted stock units were granted to the CRO?

The Chief Revenue Officer was granted 8,701 restricted stock units. Each RSU represents a contingent right to receive one share of Red Cat common stock, vesting 25% immediately and 75% on December 31, 2026, as part of his equity compensation package.

What is Geoffrey Hitchcock’s share ownership in Red Cat (RCAT) after these Form 4 transactions?

After the reported transactions, Geoffrey Hitchcock directly holds 206,517 shares of Red Cat common stock. He also retains 6,526 restricted stock units, which may convert into additional shares as they vest under the disclosed vesting schedule.

Was there a tax-withholding share disposition in the RCAT Form 4 filing?

Yes. The filing shows a tax-withholding disposition of 645 common shares at $13.09 per share. These shares were delivered to cover tax liabilities related to equity compensation, rather than representing an open-market sale by the executive.

How do the new RCAT restricted stock units vest for the Chief Revenue Officer?

The 8,701 restricted stock units vest in two installments. According to the disclosure, 25% of the RSUs vested immediately on March 31, 2026, while the remaining 75% are scheduled to vest on December 31, 2026, subject to their terms.