STOCK TITAN

RENN Fund holder buys 756 shares at $3.04

A 10% owner affiliated investment adviser increased its RENN Fund (RCG) holdings through an open-market purchase.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

RENN Fund, Inc. (RCG) had a significant shareholder, Horizon Kinetics Asset Management LLC, report an open-market purchase of 756 shares of common stock on September 16, 2026 at $3.04 per share. Following this transaction, Horizon Kinetics Asset Management LLC reported ownership of 968,952 shares held with a pecuniary interest in various managed accounts. No Rule 10b5-1 trading plan is reported for this transaction.

Positive

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Negative

  • None.
Insider HORIZON KINETICS ASSET MANAGEMENT LLC
Role 10% Owner
Bought 756 shs ($2K)
Type Security Shares Price Value
Purchase Common Stock F1 756 $3.04 $2K
Holdings After Transaction: Common Stock — 968,952 shares (Direct)
Footnotes (1)
  1. F1. Horizon Kinetics Asset Management LLC, a Delaware limited liability company and wholly owned subsidiary of Horizon Kinetics Holding Corporation, serves as the investment adviser to the Issuer and has a pecuniary interest in shares held in various accounts that it manages.
Shares purchased 756 shares Common stock bought on September 16, 2026 by Horizon Kinetics Asset Management LLC
Purchase price per share $3.04 per share Price paid for RENN Fund, Inc. common stock in the September 16, 2026 trade
Shares owned after transaction 968,952 shares Horizon Kinetics Asset Management LLC holdings of RENN Fund, Inc. common stock after the reported purchase
pecuniary interest financial
"has a pecuniary interest in shares held in various accounts"
investment adviser financial
"serves as the investment adviser to the Issuer"
An investment adviser is a person or firm that professionally manages money and gives recommendations about buying, selling, or holding investments. Like a financial coach or guide, they have a legal duty to act in a client's best financial interest, so their advice, fees and potential conflicts can directly affect returns and risk — making their role important for investors who want informed, accountable help with portfolios.
ten percent owner regulatory
"reporting person is identified as a ten percent owner"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did RCG report in this Form 4?

The filing reports that Horizon Kinetics Asset Management LLC purchased 756 shares of RENN Fund, Inc. common stock on September 16, 2026 at $3.04 per share in an open-market or private transaction.

How many RCG shares does Horizon Kinetics Asset Management LLC hold after this transaction?

After the reported purchase, Horizon Kinetics Asset Management LLC reported holding 968,952 shares of RENN Fund, Inc. common stock, reflecting its pecuniary interest in shares held across various accounts it manages.

Was the RCG insider trade made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates that the Rule 10b5-1 checkbox is not selected, and there is no footnote stating the trade was made pursuant to a Rule 10b5-1 or similar pre-arranged trading plan.

Who is the reporting person in this RCG Form 4 and what is their role?

The reporting person is Horizon Kinetics Asset Management LLC, a ten percent owner of RENN Fund, Inc. It is a Delaware limited liability company and a wholly owned subsidiary of Horizon Kinetics Holding Corporation, serving as investment adviser to RENN Fund, Inc.

How does Horizon Kinetics Asset Management LLC hold its pecuniary interest in RCG shares?

Horizon Kinetics Asset Management LLC states that it has a pecuniary interest in RENN Fund, Inc. shares held in various accounts that it manages, reflecting its role as investment adviser to the fund.

Is the RCG insider transaction a purchase or a sale?

It is a purchase. The Form 4 classifies the transaction as a buy in an open-market or private transaction, with 756 shares of RENN Fund, Inc. common stock acquired at $3.04 per share on September 16, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HORIZON KINETICS ASSET MANAGEMENT LLC

(Last)(First)(Middle)
C/O HORIZON KINETICS LLC
1270 AVENUE OF THE AMERICAS 27TH FLOOR

(Street)
NEW YORK NEW YORK 10020

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
RENN Fund, Inc. [ RCG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/16/2026P756A$3.04968,952(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Horizon Kinetics Asset Management LLC, a Delaware limited liability company and wholly owned subsidiary of Horizon Kinetics Holding Corporation, serves as the investment adviser to the Issuer and has a pecuniary interest in shares held in various accounts that it manages.
/s/ Jay Kesslen, attorney-in-fact09/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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