Roche Holding? (NASDAQ: RCKT) affiliate lists 5,990 shares for resale

Rhea-AI Filing Summary

Issuer reported Form 144 sale notice for restricted shares by an affiliate. The filing lists 5,990 common shares offered for sale related to a restricted stock vesting event on 02/13/2026. It also shows prior transactions by Gaurav Shah: 6,276 shares sold on 11/18/2025 and 12,279 shares sold on 02/13/2026.

Insights

Securities Compliance Analyst

Form 144 discloses proposed resale of vested restricted shares and recent dispositions by an affiliate.

The filing shows 5,990 common shares listed for sale tied to a restricted stock vesting on 02/13/2026. This is a routine resale notice that permits the affiliate to sell shares under applicable resale rules.

Recent reported sales by Gaurav Shah were 6,276 shares on 11/18/2025 and 12,279 shares on 02/13/2026; timing and execution details beyond those dates are not provided in the excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	5990	19997.62	108222228	02/18/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/13/2026	Restricted Stock Vesting	Issuer			5990	02/13/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Gaurav Shah 9 Cedarbrook Drive Cranbury NJ 02917	Common	11/18/2025	6276	18720.05
Gaurav Shah 9 Cedarbrook Drive Cranbury NJ 02917	Common	02/13/2026	12279	40669.28

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the RCKT Form 144 disclose?

The Form 144 discloses 5,990 common shares offered for resale tied to restricted stock vesting on 02/13/2026. It also lists prior sales by Gaurav Shah on 11/18/2025 and 02/13/2026.

Who reported the sales in the RCKT filing?

The filing identifies transactions involving Gaurav Shah and a brokerage entry for Fidelity Brokerage Services LLC at the listed address. Specific purchaser identities or trade counterparties are not shown in the excerpt.

How many shares did Gaurav Shah sell recently according to the filing?

The excerpt shows 6,276 shares sold on 11/18/2025 and 12,279 shares sold on 02/13/2026. These amounts are reported in the "Securities Sold During The Past 3 Months" section.

Are proceeds or prices disclosed for the RCKT transactions?

The provided excerpt does not state sale prices or gross proceeds; only share counts and transaction dates are shown. Pricing and proceeds details are not included in the visible content.

What is the nature of the 5,990 shares listed for sale in RCKT's Form 144?

Those 5,990 common shares are tied to a restricted stock vesting event dated 02/13/2026 and are listed under "Securities To Be Sold" as issuer-related compensation shares.