RCKT Form 144: 384 shares tied to restricted stock vesting

RCKT filing a Form 144 notice reporting the sale or proposed sale of 384 shares of common stock associated with a Restricted Stock Vesting event dated 05/15/2026.

Rhea-AI Filing Summary

RCKT filing a Form 144 notice reporting the sale or proposed sale of 384 shares of common stock associated with a Restricted Stock Vesting event dated 05/15/2026. The filing also lists a prior sale of 855 shares on 05/13/2026.

Insights

Corporate Securities Counsel

Form 144 discloses small, routine resale activity tied to vesting.

The filing lists 384 shares offered in connection with a Restricted Stock Vesting event dated 05/15/2026 and a prior disposition of 855 shares on 05/13/2026. This paperwork notifies the market under resale rules.

Timing and cash‑flow treatment are not specified in the excerpt; subsequent transaction reports will show executed sales if any.

Key Figures

Shares reported for sale: 384 shares Securities sold during past 3 months: 855 shares Broker listed: Fidelity Brokerage Services LLC

3 metrics

Shares reported for sale 384 shares Restricted Stock Vesting dated <date>05/15/2026</date>

Securities sold during past 3 months 855 shares Disposition dated <date>05/13/2026</date>

Broker listed Fidelity Brokerage Services LLC Broker/intermediary named in securities table

Key Terms

Restricted Stock Vesting, Form 144, Securities To Be Sold

3 terms

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 384 | 05/15/2026"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Form 144 regulatory

"form_type: "144" in metadata and filing header"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Securities To Be Sold regulatory

"144: Securities To Be Sold | Common | 05/15/2026"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the RCKT Form 144 notice report?

The notice reports the proposed sale of 384 shares tied to a Restricted Stock Vesting dated 05/15/2026. It also records a prior sale of 855 shares on 05/13/2026.

Who is the broker or intermediary listed on the RCKT filing?

The filing lists Fidelity Brokerage Services LLC at the address shown. The broker is named in the securities table associated with the resale notice.

Does the filing state proceeds or sale prices for RCKT shares?

The excerpt does not provide proceeds or explicit sale prices tied to the listed share counts. The filing shows share counts and dates but not cash amounts for the transactions.

When were the restricted shares vested for RCKT?

The restricted shares are shown as vesting on 05/15/2026 under a Restricted Stock Vesting entry in the filing's securities table.

Was there any other recent sale reported for RCKT in this excerpt?

Yes. The filing records a sale or disposition of 855 shares on 05/13/2026 attributed to the named individual in the table.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/19/2026 - 03:33 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001662170
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROCKET PHARMACEUTICALS, INC.
SEC File Number	001-36829
Address of Issuer	350 FIFTH AVENUE SUITE 7530 NEW YORK NEW YORK 10118
Phone	646-440-9100
Name of Person for Whose Account the Securities are To Be Sold	Militello John
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	384	1157.53	109193549	05/19/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/15/2026	Restricted Stock Vesting	Issuer			384	05/15/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
John Militello 9 Cedarbrook Drive Cranbury NJ 08512	Common	05/13/2026	855	3082.72

144: Remarks and Signature

Remarks	Sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution.
Date of Notice	05/19/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Gerardo Ibarra-Munoz, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for John Militello
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)