Welcome to our dedicated page for Rocket Pharmaceu SEC filings (Ticker: RCKT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rocket Pharmaceuticals’ 10-K isn’t just numbers—it’s 250+ pages of gene-therapy science, trial protocols and dilution math that can overwhelm even seasoned analysts. If you’re trying to pinpoint when a lentiviral program moves from Phase 1 to Phase 2, trace cash-burn trends, or monitor executive stock sales, traditional SEC readers make the search slow. That complexity is exactly why our AI-powered Stock Titan hub exists.
Every submission—from a Rocket Pharmaceuticals quarterly earnings report 10-Q filing to the next Rocket Pharmaceuticals 8-K material events explained—appears here seconds after hitting EDGAR. Our engine produces plain-English summaries, highlights trial-related risk factors and surfaces critical numbers. Need governance details? The Rocket Pharmaceuticals proxy statement executive compensation section is broken down so you see option grants alongside milestone-based bonuses. Tracking insider sentiment? Receive alerts for Rocket Pharmaceuticals insider trading Form 4 transactions and view Rocket Pharmaceuticals Form 4 insider transactions real-time. Key filing insights include:
- Pipeline spend vs. runway in every Rocket Pharmaceuticals annual report 10-K simplified
- Sequential data on trial enrollment from each 10-Q earnings update
- Cash-raising shelf registrations flagged within S-3 filings
- Director buys and sells via Rocket Pharmaceuticals executive stock transactions Form 4
- Partnership or FDA feedback disclosed through 8-K items
With AI-generated redline comparisons and exportable tables, understanding Rocket Pharmaceuticals SEC documents with AI becomes practical—not a weekend project. Use our concise Rocket Pharmaceuticals earnings report filing analysis to gauge milestone catalysts, or set custom watchlists so you never miss the next data-driven move. Complex biotech filings, clarified and delivered in real time.
Rocket Pharmaceuticals announced the separation of Dr. Kinnari Patel and related consulting arrangements. Under a Separation and Release Agreement dated September 11, 2025, Dr. Patel will receive her salary and benefits through December 31, 2025, payment for accrued unused paid time off, a lump sum severance payment of $482,040 conditioned on signing a release within seven days, and a lump sum healthcare allowance of $30,045 to cover approximately ten months of COBRA premiums. Concurrently, the company entered a Consulting Agreement effective after the release revocation period and continuing through December 31, 2026, under which Dr. Patel will provide general consulting services for an aggregate retainer of $582,156. The Consulting Agreement preserves her restricted stock units and options during the consulting period. The Separation and Consulting Agreements are filed as Exhibits 10.1 and 10.2 and are incorporated by reference.
John Militello, an officer of Rocket Pharmaceuticals (RCKT), received 40,000 restricted stock units (RSUs) on 09/08/2025 that convert one-for-one to common stock at no cash price. After the award, he beneficially owns 95,924 shares of common stock. The RSUs vest with one-third becoming fully vested on 09/08/2026 and the remainder vesting in equal quarterly installments over the subsequent two years. The filing identifies Militello as Vice President of Finance, Treasurer and Principal Accounting Officer. The form reports a non-derivative acquisition and includes a legal signature by an attorney-in-fact.
Martin Louis Wilson, General Counsel of Rocket Pharmaceuticals, Inc. (RCKT), reported acquiring 150,000 restricted stock units (RSUs) on 09/08/2025. The RSUs convert one-for-one into common stock. Following the transaction, Mr. Wilson beneficially owns 285,462 shares. Vesting terms disclosed: one-third of the RSUs vest on 09/08/2026, with the remainder vesting in equal quarterly installments over the next two years. The Form 4 was signed on 09/09/2025. This filing documents an insider grant that increases the reporting person’s equity stake under a time-based vesting schedule.
Jonathan David Schwartz, Rocket Pharmaceuticals (RCKT) Chief Medical & Gene Therapy Officer, reported an acquisition of 80,000 restricted stock units (RSUs) on 09/08/2025. The RSUs convert one-for-one into common stock and raise his beneficial ownership to 301,609 shares following the grant. The award vests over three years: one-third vests on 09/08/2026 and the remainder vests in equal quarterly installments over the subsequent two years. The reported transaction shows a $0 per-share price because these are RSUs rather than an open-market purchase. The filing was signed by an attorney-in-fact on 09/09/2025.
Elisabeth Bjork, a director of Rocket Pharmaceuticals, Inc. (RCKT), purchased 10,000 shares of common stock on 08/27/2025 at $3.41 per share, increasing her reported beneficial ownership to 40,000 shares. The filing notes that 30,000 of those shares are restricted stock units that convert one-for-one to common stock and vest in full on June 18, 2026. The Form 4 was signed by an attorney-in-fact for Ms. Bjork.
John Militello, Vice President of Finance, Treasurer and Principal Accounting Officer at Rocket Pharmaceuticals, Inc. (RCKT), reported two sales of common stock tied to RSU vesting. On 08/18/2025 he sold 699 shares at $3.065, leaving 56,285 shares beneficially owned. On 08/19/2025 he sold 361 shares at $2.996, leaving 55,924 shares owned. The filing states these shares were sold to pay tax withholding obligations related to Restricted Stock Units that convert one-for-one to common stock. The Form 4 was signed by an attorney-in-fact on 08/20/2025.
Jonathan David Schwartz, Chief Medical & Gene Therapy Officer at Rocket Pharmaceuticals (RCKT), reported two open-market transactions tied to vested restricted stock units. On 08/18/2025 he sold 1,680 shares at $3.065 per share and on 08/19/2025 he sold 805 shares at $2.996 per share; the filings state these sales were made to satisfy tax withholding obligations related to RSU vesting.
His beneficial ownership after the 08/18 transaction was reported as 222,414 shares and after the 08/19 transaction as 221,609 shares. The Form 4 was signed by an attorney-in-fact on 08/20/2025 and notes that his holdings include RSUs that convert one-for-one to common stock.
Martin L. Wilson, General Counsel and officer of Rocket Pharmaceuticals, reported sales of common stock tied to vested restricted stock units. On 08/18/2025 he sold 1,004 shares at $3.065 and on 08/19/2025 he sold 588 shares at $2.996 to satisfy tax withholding for RSU vesting. After these transactions he beneficially owned 135,462 shares. The filing notes RSUs convert one-for-one into common stock and that the sales were made specifically to cover tax obligations related to vesting.
Gaurav Shah, who is identified as both CEO and a Director of Rocket Pharmaceuticals, Inc. (RCKT), reported a transaction on 08/18/2025 on SEC Form 4. The filing shows 2,234 shares of common stock were disposed of at a price of $3.05 per share. The explanation states the shares were withheld by the company to satisfy tax withholding obligations related to the vesting of restricted stock units (RSUs) that convert one-for-one into common stock. After the withholding, Mr. Shah is reported to beneficially own 784,572 shares directly and holds additional indirect interests of 207,897 shares via spouse and 198,341 shares via the Gaurav D. Shah Irrevocable Trust. The form is signed on behalf of Mr. Shah by an attorney-in-fact on 08/20/2025.
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