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Recon Technology (RCON) CFO reports 383,323-share direct holding on Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Recon Technology, Ltd director and CFO Mrs. Liu Jia has filed an initial insider ownership report. The Form 3 shows she directly holds 383,323 Class A Ordinary Shares following the reported position, with no purchases or sales disclosed in this filing.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
LIU JIA MRS.

(Last)(First)(Middle)
ROOM 601, 1 SHUI'AN SOUTH STREET
CHAOYANG DISTRICT

(Street)
BEIJING100012

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Recon Technology, Ltd [ RCON ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CFO
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares383,323D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Liu Jia03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Recon Technology (RCON) Form 3 filed by CFO Liu Jia show?

The Form 3 shows that CFO and director Mrs. Liu Jia directly holds 383,323 Class A Ordinary Shares of Recon Technology, Ltd. It is an initial ownership report and does not disclose any recent purchases or sales.

Is Recon Technology (RCON) CFO Liu Jia buying or selling shares in this Form 3?

The Form 3 does not report any buy or sell transactions. It classifies the entry as a holding, simply stating Liu Jia’s direct ownership of 383,323 Class A Ordinary Shares rather than recording new trades.

How many Recon Technology (RCON) shares does Liu Jia hold according to the Form 3?

According to the Form 3, Liu Jia directly holds 383,323 Class A Ordinary Shares of Recon Technology, Ltd. This figure represents her total direct ownership reported in the filing, with no derivative positions disclosed.

Does the Recon Technology (RCON) Form 3 include any derivative securities for Liu Jia?

No, the filing shows no derivative securities for Liu Jia. The derivative section is empty, indicating there are no reported options, warrants, or other derivative positions attached to this initial ownership statement.

What is the nature of Liu Jia’s ownership in Recon Technology (RCON) reported on Form 3?

The Form 3 identifies Liu Jia’s ownership as direct, coded as “D” for 383,323 Class A Ordinary Shares. There is no indication of indirect holdings through trusts, entities, or related parties in this particular filing.
Recon Technology Ltd

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