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[Form 4/A] Redfin Corporation Amended Insider Trading Activity

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Form Type
4/A
Rhea-AI Filing Summary

This Form 4/A amendment reports insider trading activity for Anthony Ray Kappus, Chief Legal Officer of Redfin (RDFN), amending the original filing from May 29, 2025. The transactions occurred on May 20, 2025, involving multiple Restricted Stock Unit (RSU) conversions and dispositions.

Key transactions include:

  • Conversion of 20,715 RSUs to common stock through multiple transactions
  • Disposition of 5,046 shares through "F" transactions at $10.26 per share (likely for tax withholding)
  • Receipt of a new RSU grant of 161,987 units on May 27, 2025, vesting quarterly over four years starting May 20, 2026

Following these transactions, Kappus directly owns 38,396 shares of common stock and holds various RSU grants totaling 218,136 units with different vesting schedules through 2035. This filing reflects significant long-term equity compensation alignment with the company.

Questa modifica al modulo 4/A riporta l'attività di insider trading di Anthony Ray Kappus, Chief Legal Officer di Redfin (RDFN), aggiornando la dichiarazione originale del 29 maggio 2025. Le operazioni si sono svolte il 20 maggio 2025 e riguardano diverse conversioni e disposizioni di Restricted Stock Units (RSU).

Le operazioni principali includono:

  • Conversione di 20.715 RSU in azioni ordinarie tramite più transazioni
  • Disposizione di 5.046 azioni tramite transazioni "F" a 10,26 $ per azione (probabilmente per ritenute fiscali)
  • Ricezione di una nuova concessione di RSU pari a 161.987 unità il 27 maggio 2025, con maturazione trimestrale in quattro anni a partire dal 20 maggio 2026

Dopo queste operazioni, Kappus possiede direttamente 38.396 azioni ordinarie e detiene varie concessioni di RSU per un totale di 218.136 unità con diversi piani di maturazione fino al 2035. Questa dichiarazione riflette un significativo allineamento della compensazione azionaria a lungo termine con l'azienda.

Esta enmienda al Formulario 4/A reporta la actividad de operaciones internas de Anthony Ray Kappus, Director Legal de Redfin (RDFN), modificando la presentación original del 29 de mayo de 2025. Las transacciones ocurrieron el 20 de mayo de 2025, involucrando múltiples conversiones y disposiciones de Unidades de Acciones Restringidas (RSU).

Las transacciones clave incluyen:

  • Conversión de 20,715 RSU a acciones comunes mediante varias transacciones
  • Disposición de 5,046 acciones a través de transacciones "F" a $10.26 por acción (probablemente para retenciones fiscales)
  • Recepción de una nueva concesión de RSU de 161,987 unidades el 27 de mayo de 2025, con adquisición trimestral durante cuatro años a partir del 20 de mayo de 2026

Tras estas operaciones, Kappus posee directamente 38,396 acciones comunes y mantiene varias concesiones de RSU que suman 218,136 unidades con diferentes calendarios de adquisición hasta 2035. Esta presentación refleja una alineación significativa de la compensación accionaria a largo plazo con la empresa.

이 4/A 양식 수정은 Redfin(RDFN)의 최고 법률 책임자 Anthony Ray Kappus의 내부자 거래 활동을 보고하며, 2025년 5월 29일 원본 제출을 수정한 것입니다. 거래는 2025년 5월 20일에 발생했으며, 여러 제한 주식 단위(RSU) 전환 및 처분이 포함됩니다.

주요 거래 내역은 다음과 같습니다:

  • 여러 거래를 통해 20,715 RSU를 보통주로 전환
  • 주당 $10.26에 "F" 거래를 통해 5,046주 처분(세금 원천징수를 위한 것으로 보임)
  • 2025년 5월 27일에 분기별로 4년간 베스팅되는 161,987 RSU 단위 신규 부여, 베스팅 시작일은 2026년 5월 20일

이 거래 이후 Kappus는 직접적으로 38,396주의 보통주를 보유하고 있으며, 2035년까지 다양한 베스팅 일정이 적용되는 총 218,136 RSU 단위를 보유하고 있습니다. 이 제출은 회사와의 장기 주식 보상 정렬을 의미합니다.

Cette modification du formulaire 4/A rapporte l'activité d'initié de Anthony Ray Kappus, directeur juridique de Redfin (RDFN), modifiant la déclaration initiale du 29 mai 2025. Les transactions ont eu lieu le 20 mai 2025 et concernent plusieurs conversions et cessions d'unités d'actions restreintes (RSU).

Les opérations clés comprennent :

  • Conversion de 20 715 RSU en actions ordinaires via plusieurs transactions
  • Cession de 5 046 actions via des transactions "F" à 10,26 $ par action (probablement pour la retenue fiscale)
  • Réception d'une nouvelle attribution de RSU de 161 987 unités le 27 mai 2025, avec acquisition trimestrielle sur quatre ans à partir du 20 mai 2026

Après ces transactions, Kappus détient directement 38 396 actions ordinaires et possède plusieurs attributions de RSU totalisant 218 136 unités avec différents calendriers d'acquisition jusqu'en 2035. Cette déclaration reflète un alignement significatif de la rémunération en actions à long terme avec l'entreprise.

Diese Änderung des Formulars 4/A meldet Insiderhandel-Aktivitäten von Anthony Ray Kappus, Chief Legal Officer von Redfin (RDFN), und ändert die ursprüngliche Einreichung vom 29. Mai 2025. Die Transaktionen fanden am 20. Mai 2025 statt und umfassen mehrere Umwandlungen und Veräußerungen von Restricted Stock Units (RSUs).

Wesentliche Transaktionen umfassen:

  • Umwandlung von 20.715 RSUs in Stammaktien durch mehrere Transaktionen
  • Veräußerung von 5.046 Aktien durch "F"-Transaktionen zu 10,26 $ pro Aktie (wahrscheinlich zur Steuerabführung)
  • Erhalt einer neuen RSU-Zuteilung von 161.987 Einheiten am 27. Mai 2025, mit vierteljährlicher Vesting über vier Jahre beginnend am 20. Mai 2026

Nach diesen Transaktionen besitzt Kappus direkt 38.396 Stammaktien und hält verschiedene RSU-Zuteilungen mit insgesamt 218.136 Einheiten mit unterschiedlichen Vestingplänen bis 2035. Diese Meldung spiegelt eine bedeutende langfristige Aktienvergütungsbindung an das Unternehmen wider.

Positive
  • Chief Legal Officer Anthony Kappus received a significant new RSU grant of 161,987 shares, demonstrating long-term retention incentives and alignment with shareholder interests
Negative
  • None.

Questa modifica al modulo 4/A riporta l'attività di insider trading di Anthony Ray Kappus, Chief Legal Officer di Redfin (RDFN), aggiornando la dichiarazione originale del 29 maggio 2025. Le operazioni si sono svolte il 20 maggio 2025 e riguardano diverse conversioni e disposizioni di Restricted Stock Units (RSU).

Le operazioni principali includono:

  • Conversione di 20.715 RSU in azioni ordinarie tramite più transazioni
  • Disposizione di 5.046 azioni tramite transazioni "F" a 10,26 $ per azione (probabilmente per ritenute fiscali)
  • Ricezione di una nuova concessione di RSU pari a 161.987 unità il 27 maggio 2025, con maturazione trimestrale in quattro anni a partire dal 20 maggio 2026

Dopo queste operazioni, Kappus possiede direttamente 38.396 azioni ordinarie e detiene varie concessioni di RSU per un totale di 218.136 unità con diversi piani di maturazione fino al 2035. Questa dichiarazione riflette un significativo allineamento della compensazione azionaria a lungo termine con l'azienda.

Esta enmienda al Formulario 4/A reporta la actividad de operaciones internas de Anthony Ray Kappus, Director Legal de Redfin (RDFN), modificando la presentación original del 29 de mayo de 2025. Las transacciones ocurrieron el 20 de mayo de 2025, involucrando múltiples conversiones y disposiciones de Unidades de Acciones Restringidas (RSU).

Las transacciones clave incluyen:

  • Conversión de 20,715 RSU a acciones comunes mediante varias transacciones
  • Disposición de 5,046 acciones a través de transacciones "F" a $10.26 por acción (probablemente para retenciones fiscales)
  • Recepción de una nueva concesión de RSU de 161,987 unidades el 27 de mayo de 2025, con adquisición trimestral durante cuatro años a partir del 20 de mayo de 2026

Tras estas operaciones, Kappus posee directamente 38,396 acciones comunes y mantiene varias concesiones de RSU que suman 218,136 unidades con diferentes calendarios de adquisición hasta 2035. Esta presentación refleja una alineación significativa de la compensación accionaria a largo plazo con la empresa.

이 4/A 양식 수정은 Redfin(RDFN)의 최고 법률 책임자 Anthony Ray Kappus의 내부자 거래 활동을 보고하며, 2025년 5월 29일 원본 제출을 수정한 것입니다. 거래는 2025년 5월 20일에 발생했으며, 여러 제한 주식 단위(RSU) 전환 및 처분이 포함됩니다.

주요 거래 내역은 다음과 같습니다:

  • 여러 거래를 통해 20,715 RSU를 보통주로 전환
  • 주당 $10.26에 "F" 거래를 통해 5,046주 처분(세금 원천징수를 위한 것으로 보임)
  • 2025년 5월 27일에 분기별로 4년간 베스팅되는 161,987 RSU 단위 신규 부여, 베스팅 시작일은 2026년 5월 20일

이 거래 이후 Kappus는 직접적으로 38,396주의 보통주를 보유하고 있으며, 2035년까지 다양한 베스팅 일정이 적용되는 총 218,136 RSU 단위를 보유하고 있습니다. 이 제출은 회사와의 장기 주식 보상 정렬을 의미합니다.

Cette modification du formulaire 4/A rapporte l'activité d'initié de Anthony Ray Kappus, directeur juridique de Redfin (RDFN), modifiant la déclaration initiale du 29 mai 2025. Les transactions ont eu lieu le 20 mai 2025 et concernent plusieurs conversions et cessions d'unités d'actions restreintes (RSU).

Les opérations clés comprennent :

  • Conversion de 20 715 RSU en actions ordinaires via plusieurs transactions
  • Cession de 5 046 actions via des transactions "F" à 10,26 $ par action (probablement pour la retenue fiscale)
  • Réception d'une nouvelle attribution de RSU de 161 987 unités le 27 mai 2025, avec acquisition trimestrielle sur quatre ans à partir du 20 mai 2026

Après ces transactions, Kappus détient directement 38 396 actions ordinaires et possède plusieurs attributions de RSU totalisant 218 136 unités avec différents calendriers d'acquisition jusqu'en 2035. Cette déclaration reflète un alignement significatif de la rémunération en actions à long terme avec l'entreprise.

Diese Änderung des Formulars 4/A meldet Insiderhandel-Aktivitäten von Anthony Ray Kappus, Chief Legal Officer von Redfin (RDFN), und ändert die ursprüngliche Einreichung vom 29. Mai 2025. Die Transaktionen fanden am 20. Mai 2025 statt und umfassen mehrere Umwandlungen und Veräußerungen von Restricted Stock Units (RSUs).

Wesentliche Transaktionen umfassen:

  • Umwandlung von 20.715 RSUs in Stammaktien durch mehrere Transaktionen
  • Veräußerung von 5.046 Aktien durch "F"-Transaktionen zu 10,26 $ pro Aktie (wahrscheinlich zur Steuerabführung)
  • Erhalt einer neuen RSU-Zuteilung von 161.987 Einheiten am 27. Mai 2025, mit vierteljährlicher Vesting über vier Jahre beginnend am 20. Mai 2026

Nach diesen Transaktionen besitzt Kappus direkt 38.396 Stammaktien und hält verschiedene RSU-Zuteilungen mit insgesamt 218.136 Einheiten mit unterschiedlichen Vestingplänen bis 2035. Diese Meldung spiegelt eine bedeutende langfristige Aktienvergütungsbindung an das Unternehmen wider.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kappus Anthony Ray
(Last) (First) (Middle)
C/O REDFIN CORPORATION
1099 STEWART STREET, SUITE 600
(Street)
SEATTLE WA 98101
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Redfin Corp [ RDFN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Legal Officer
3. Date of Earliest Transaction (Month/Day/Year)
05/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
05/29/2025 		6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/20/2025 M 3,966 A $0(1) 26,693 D
Common Stock 05/20/2025 F 966 D $10.26 25,727 D
Common Stock 05/20/2025 M 9,585 A $0(1) 35,312 D
Common Stock 05/20/2025 F 2,334 D $10.26 32,978 D
Common Stock 05/20/2025 M 6,572 A $0(1) 39,550 D
Common Stock 05/20/2025 F 1,601 D $10.26 37,949 D
Common Stock 05/20/2025 M 592 A $0(1) 38,541 D
Common Stock 05/20/2025 F 145 D $10.26 38,396 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (1) 05/20/2025 M 3,966 (2) 05/26/2032 Common Stock 3,966 $0 15,863 D
Restricted Stock Unit (1) 05/20/2025 M 9,585 (3) 05/28/2034 Common Stock 9,585 $0 38,339 D
Restricted Stock Unit (1) 05/20/2025 M 6,572 (4) 05/30/2033 Common Stock 6,572 $0 0 D
Restricted Stock Unit (1) 05/20/2025 M 592 (5) 06/01/2031 Common Stock 592 $0 0 D
Restricted Stock Unit (1) 05/27/2025 A 161,987 (6) 05/27/2035 Common Stock 161,987 $0 163,934 D
Explanation of Responses:
1. Restricted stock units convert into common stock on a one-for-one basis upon settlement.
2. 1/4 of the restricted stock units will vest on May 20, 2023, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2026.
3. 1/8 of the restricted stock units will vest on August 20, 2024 and quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2026.
4. 1/8 of the restricted stock units will vest on August 20, 2023 and quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.
5. 1/4 of the restricted stock units vested on May 20, 2022, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2025.
6. 1/4 of the restricted stock units will vest on May 20, 2026, and 1/16 of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be vested by May 20, 2029.
Remarks:
/s/ Anthony Kappus 06/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

How many RDFN shares did Chief Legal Officer Anthony Kappus acquire on May 20, 2025?

On May 20, 2025, Anthony Kappus acquired a total of 20,715 shares through multiple RSU conversions (3,966 + 9,585 + 6,572 + 592 shares). However, 5,046 shares were disposed of through 'F' transactions for tax withholding, leaving him with a net position of 38,396 shares after all transactions.

What was the price of RDFN shares disposed of in the Form 4/A filing?

The shares were disposed of at a price of $10.26 per share through multiple 'F' coded transactions (likely for tax withholding purposes) on May 20, 2025.

How many new Restricted Stock Units (RSUs) did RDFN's CLO receive on May 27, 2025?

Anthony Kappus received a new grant of 161,987 Restricted Stock Units on May 27, 2025, which will vest over a four-year period starting May 20, 2026, with quarterly vesting thereafter until May 20, 2029.

What is the vesting schedule for the new RDFN RSU grant to Anthony Kappus?

The new RSU grant of 161,987 shares has a vesting schedule where 25% (1/4) will vest on May 20, 2026, and 1/16 will vest quarterly thereafter, with full vesting to be completed by May 20, 2029.

Why was this RDFN Form 4 amended?

This Form 4/A was filed as an amendment to the original Form 4 filed on May 29, 2025. While the specific reason for amendment is not explicitly stated in the filing, it corrects or updates information from the original filing made for transactions that occurred on May 20, 2025.
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RDFN Latest SEC Filings

Jun 26, 2025
[Form 4] Redfin Corporation Insider Trading Activity
Jun 25, 2025
[Form 4/A] Redfin Corporation Amended Insider Trading Activity
Jun 25, 2025
[Form 4/A] Redfin Corporation Amended Insider Trading Activity
Jun 25, 2025
[Form 4/A] Redfin Corporation Amended Insider Trading Activity
Jun 25, 2025
[Form 4] Redfin Corporation Insider Trading Activity

RDFN Stock Data

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59.37%
14.98%
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