Welcome to our dedicated page for Ridgetech SEC filings (Ticker: RDGT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Ridgetech, Inc. (NASDAQ: RDGT) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a Cayman Islands exempted company and foreign private issuer. Ridgetech files reports with the U.S. Securities and Exchange Commission under the Securities Exchange Act of 1934, including Form 20-F annual reports and Form 6-K current reports that describe its wholesale distribution of pharmaceutical and other healthcare products in China.
Through these filings, investors can review how Ridgetech presents its business model and segment information, including its focus on online and offline wholesale distribution and the classification of its historical retail pharmacy operations as discontinued operations under ASC 205. Financial statements contained in these reports provide details on revenues, cost of goods sold, gross profit, operating expenses, income or loss from continuing and discontinued operations, and cash flows from operating, investing and financing activities.
Ridgetech’s 6-K filings also document capital markets transactions and corporate governance matters. Examples include private placements of ordinary shares and warrants with non-U.S. accredited investors, shareholder rights agreements that grant demand and piggyback registration rights, and explanations of how the company relies on Cayman Islands corporate governance practices where permitted by Nasdaq rules. Other filings report the results of annual general meetings, including director elections, auditor ratification, approval of share consolidations and adoption of amended and restated memorandum and articles of association, as well as updates to equity incentive plans.
On Stock Titan, users can see new Ridgetech filings as they are made available from EDGAR and use AI-powered summaries to interpret complex documents. These tools help clarify the implications of Form 20-F disclosures, Form 6-K current reports, registration statements on Forms F-3 and S-8, and other exhibits related to Ridgetech’s financing arrangements and governance structure, making it easier to understand the company’s regulatory and financial reporting history.
Ridgetech, Inc., a Cayman Islands holding company with operations conducted through PRC subsidiaries, is establishing a new at-the-market equity program under a Form F-3 shelf. The company may sell up to $184,720,213 of ordinary shares from time to time through Pacific Century Securities, LLC as sales agent, which will receive a 3.5% commission and be deemed an underwriter.
Ordinary shares trade on the Nasdaq Capital Market under the symbol RDGT; the closing price was $1.23 on July 27, 2026. There were 3,629,540 ordinary shares outstanding before this offering and, assuming sales at $1.23, up to 153,808,575 shares could be outstanding afterward. Estimated net proceeds of up to $177,755,006 are intended for working capital and general corporate purposes. The disclosure emphasizes substantial legal, regulatory, cash-transfer, and HFCAA-related risks arising from having substantially all operations in China and from reliance on PRC subsidiaries for funds and potential dividends.
Ridgetech, Inc. entered into a new Sales Agreement with Pacific Century Securities, LLC to continue its at-the-market equity program, under which it may offer and sell ordinary shares, par value $0.15, having an aggregate offering price of up to $184,720,213.
Sales are made through Pacific Century as sales agent under the company’s effective Form F-3 shelf. Ridgetech is not obligated to sell any shares, and the agent is not required to buy shares on a principal basis. The company will pay a 3.5% commission on gross proceeds and reimburse up to $100,000 of specified expenses. This arrangement replaces a prior at-the-market program that was suspended in July 2026.
Ridgetech, Inc., a Cayman Islands company listed on Nasdaq, has elected to follow Cayman home country corporate governance practices in lieu of certain Nasdaq Listing Rules 5600 Series, supported by a legal opinion from its Cayman counsel confirming this election is permitted under Cayman law and its memorandum and articles of association.
The board authorized and designated 2,000,000 Series A Preferred Shares, each carrying 100 votes per share and convertible at the holder’s option into one ordinary share, subject to specified adjustments and automatic conversion on certain events. On July 16, 2026, chair Lingtao Kong agreed to subscribe for 100,000 Series A Preferred Shares at US$0.001 per share, for an aggregate subscription amount of US$100, after review and approval by the Audit Committee as a related party transaction. The issuance is intended to promote continuity of leadership and strategic direction, retain and incentivize the chair, and enhance the company’s ability to respond to hostile takeover or other unsolicited change-of-control transactions, while aiming to minimize economic dilution to existing shareholders.
Lingtao Kong filed Amendment No. 2 reporting his beneficial ownership of Ridgetech Inc. ordinary shares. He beneficially owns 114,834 Ordinary Shares, representing 3.2% of the outstanding ordinary shares, and holds sole voting and sole dispositive power over this entire amount.
The position consists of 14,834 Ordinary Shares and 100,000 Series A Preferred Shares, each Series A Preferred Share being convertible into one Ordinary Share under its Statement of Rights. The percentage interest is calculated using 3,629,540 Ordinary Shares outstanding as of July 16, 2026. Following a 1-for-150 reverse share split effective April 7, 2026, Kong held 14,834 Ordinary Shares, and on July 15, 2026 he acquired the 100,000 Series A Preferred Shares.
Ridgetech Inc. director Kong Lingtao purchased 100,000 Series A Preferred Shares on July 16, 2026, reported as a derivative security, bringing direct holdings to 100,000 preferred shares. Each preferred share is convertible into one ordinary share, with a required cash top-up for any excess par value on conversion.
Ridgetech Inc. director Kong Lingtao reported his initial ownership position in the company. As of March 18, 2026, he directly held 2,225,000 Ordinary Shares, with one non-derivative holding entry reported and no derivative securities listed.
Ridgetech, Inc. terminated its Sales Agreement with AC Sunshine Securities LLC governing its ATM Offering, effective July 11, 2026. That agreement had allowed the company to offer and sell ordinary shares from time to time with an aggregate offering price of up to $200,000,000 under a Form F-3 shelf registration.
In connection with the termination, the company suspended sales under the ATM Offering on July 11, 2026 and has not delivered any placement notices to AC Sunshine since then. As of July 11, 2026, it had sold an aggregate of 3,487,171 ordinary shares pursuant to the ATM Offering. As of the same date, Ridgetech had 3,629,540 ordinary shares issued and outstanding.
Ridgetech Inc. large holder HRT FINANCIAL LP reported open-market purchases of Common Stock. The firm bought 30,939 shares at $1.52 per share on June 30, 2026 and 10,197 shares at $1.50 per share on July 1, 2026, for total purchases of 41,136 shares. After these transactions, HRT FINANCIAL LP directly holds 100,499 Ridgetech common shares.
Ridgetech Inc. reported an initial statement of beneficial ownership on Form 3 for HRT FINANCIAL LP, identified as a more than ten percent owner. The filing shows direct ownership of 90,302 shares of Common Stock, with no specific buy or sell transactions reported in this filing.
HRT Financial LP, a ten percent owner of Ridgetech Inc. (RDGT), reported an open-market sale of 57,998 Class A Shares at $1.601 per share on June 16, 2026. After this transaction, HRT Financial LP directly holds 61,753 Class A Shares.