RDVT (NASDAQ: RDVT) files Form 144; vested RSUs listed with Raymond James

Rhea-AI Filing Summary

RDVT filed a Form 144 notice relating to the proposed sale of Common Stock.

The filing lists vested Restricted Stock Units dated 07/12/2019 and 07/14/2020 with specific share counts and identifies the broker as Raymond James on 06/01/2026.

Key Figures

Broker date: 06/01/2026 Broker-dealer listed: Raymond James Vested RSUs (07/12/2019): 10,877 shares +4 more

7 metrics

Broker date 06/01/2026 Broker entry associated with Raymond James

Broker-dealer listed Raymond James Broker named in securities information

Vested RSUs (07/12/2019) 10,877 shares Vested Restricted Stock Units dated <date>07/12/2019</date>

Vested RSUs (07/14/2020) 1,123 shares Vested Restricted Stock Units dated <date>07/14/2020</date>

Quantity field (ambiguous) 12,000 Numeric field in securities information (context not explicitly labeled)

Numeric field 682,080 Numeric entry in securities information (context not explicitly labeled)

Numeric field 14,108,921 Numeric entry in securities information (context not explicitly labeled)

Key Terms

Form 144, Vested Restricted Stock Units, Raymond James, NASDAQ

4 terms

Form 144 regulatory

"Filed as the notice of proposed sale of securities (Form 144 excerpt)"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Vested Restricted Stock Units financial

"Vested Restricted Stock Units | Issuer | 10,877 | 07/12/2019"

Raymond James market

"Raymond James 880 Carillon Parkway St. Petersburg FL 33716"

NASDAQ market

"Listed exchange: NASDAQ in the securities information line"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Raymond James 880 Carillon Parkway St. Petersburg FL 33716	12000	682080	14108921	06/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	07/12/2019	Vested Restricted Stock Units	Issuer			10877	07/12/2019	Compensation
Common Stock	07/14/2020	Vested Restricted Stock Units	Issuer			1123	07/14/2020	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does RDVT's Form 144 notify?

This Form 144 notifies of a proposed sale of Common Stock by an insider or affiliate. The filing lists vested Restricted Stock Units from 07/12/2019 and 07/14/2020 and names Raymond James as the broker on 06/01/2026.

How many vested RSUs are listed in the RDVT excerpt?

The excerpt lists two vested Restricted Stock Unit amounts: 10,877 shares dated 07/12/2019 and 1,123 shares dated 07/14/2020. These amounts appear under the securities section of the Form 144 notice.

Who is the listed broker on RDVT's Form 144 filing?

The filing identifies Raymond James (880 Carillon Parkway, St. Petersburg, FL) as the broker. The broker entry is paired with the date 06/01/2026 in the securities information section of the excerpt.

Does the excerpt show prior sales in the past three months?

The excerpt includes a section titled 'Securities Sold During The Past 3 Months' but shows no entries in that field. The line for prior three-month sales is present in the Form 144 layout without reported amounts.