STOCK TITAN

[Form 3] Redwire Corporation Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Nova Minerals Limited (NVA) filed a Form 6-K detailing the completion of its U.S. initial public offering of American Depositary Shares (ADS).

  • The company entered an underwriting agreement on 14 Jul 2025 with ThinkEquity to sell 1,200,000 ADS (1 ADS = 60 ordinary shares) at $9.25 per ADS, generating gross proceeds of $11.1 million.
  • Underwriters received a 45-day option for up to 120,000 additional ADSs. They partially exercised the option on 17 Jul 2025, purchasing 108,400 ADS at the same price.
  • Closing of the over-allotment occurred on 18 Jul 2025, lifting total gross proceeds to $12.21 million before underwriting discounts and offering expenses.
  • The filing contains no information on use of proceeds, dilution magnitude or updated guidance.

The report is furnished, not filed, under the Exchange Act and is not incorporated by reference unless specifically stated in future filings.

Nova Minerals Limited (NVA) ha presentato un modulo 6-K che illustra il completamento della sua offerta pubblica iniziale negli Stati Uniti di American Depositary Shares (ADS).

  • La società ha stipulato un accordo di sottoscrizione il 14 luglio 2025 con ThinkEquity per vendere 1.200.000 ADS (1 ADS = 60 azioni ordinarie) al prezzo di 9,25 $ per ADS, generando proventi lordi per 11,1 milioni di dollari.
  • I sottoscrittori hanno ricevuto un'opzione di 45 giorni per acquistare fino a 120.000 ADS aggiuntive. Hanno esercitato parzialmente l'opzione il 17 luglio 2025, acquistando 108.400 ADS allo stesso prezzo.
  • La chiusura dell'over-allotment è avvenuta il 18 luglio 2025, portando i proventi lordi totali a 12,21 milioni di dollari prima degli sconti di sottoscrizione e delle spese dell'offerta.
  • Il documento non contiene informazioni sull'utilizzo dei proventi, sull'entità della diluizione o su eventuali aggiornamenti delle previsioni.

Il rapporto è fornito, non depositato, ai sensi dell'Exchange Act e non è incorporato per riferimento a meno che non sia specificamente indicato in future comunicazioni.

Nova Minerals Limited (NVA) presentó un Formulario 6-K detallando la finalización de su oferta pública inicial en EE.UU. de American Depositary Shares (ADS).

  • La compañía firmó un acuerdo de suscripción el 14 de julio de 2025 con ThinkEquity para vender 1.200.000 ADS (1 ADS = 60 acciones ordinarias) a $9.25 por ADS, generando ingresos brutos por $11.1 millones.
  • Los suscriptores recibieron una opción de 45 días para hasta 120.000 ADS adicionales. Ejercieron parcialmente la opción el 17 de julio de 2025, comprando 108.400 ADS al mismo precio.
  • El cierre del sobreasignación ocurrió el 18 de julio de 2025, elevando los ingresos brutos totales a $12.21 millones antes de descuentos por suscripción y gastos de oferta.
  • El informe no contiene información sobre el uso de los ingresos, la magnitud de la dilución ni actualizaciones de las proyecciones.

El reporte se proporciona, no se presenta, bajo la Exchange Act y no se incorpora por referencia a menos que se indique específicamente en futuros documentos.

Nova Minerals Limited (NVA)는 미국에서의 American Depositary Shares(ADS) 초기 공개 모집 완료를 상세히 설명하는 Form 6-K를 제출했습니다.

  • 회사는 2025년 7월 14일 ThinkEquity와 1,200,000 ADS(1 ADS = 60 보통주)를 ADS당 9.25달러에 판매하는 인수 계약을 체결하여 총 1,110만 달러의 총수익을 창출했습니다.
  • 인수자는 45일간 최대 120,000 ADS 추가 인수 옵션을 받았으며, 2025년 7월 17일 부분적으로 옵션을 행사하여 동일한 가격에 108,400 ADS를 매입했습니다.
  • 초과배정 마감은 2025년 7월 18일에 이루어져 인수 수수료 및 공모 비용 차감 전 총수익이 1,221만 달러로 증가했습니다.
  • 제출 서류에는 수익 사용 계획, 희석 정도 또는 최신 가이드라인에 대한 정보가 포함되어 있지 않습니다.

이 보고서는 Exchange Act에 따라 제출된 것이 아니라 제공된 것이며, 향후 제출 문서에서 명시적으로 언급되지 않는 한 참조로 통합되지 않습니다.

Nova Minerals Limited (NVA) a déposé un formulaire 6-K détaillant la finalisation de son introduction en bourse initiale aux États-Unis d'American Depositary Shares (ADS).

  • La société a conclu un accord de souscription le 14 juillet 2025 avec ThinkEquity pour vendre 1 200 000 ADS (1 ADS = 60 actions ordinaires) au prix de 9,25 $ par ADS, générant un produit brut de 11,1 millions de dollars.
  • Les souscripteurs ont reçu une option de 45 jours pour jusqu'à 120 000 ADS supplémentaires. Ils ont exercé partiellement cette option le 17 juillet 2025, achetant 108 400 ADS au même prix.
  • La clôture de la surallocation a eu lieu le 18 juillet 2025, portant le produit brut total à 12,21 millions de dollars avant les remises de souscription et les frais d'offre.
  • Le dépôt ne contient aucune information sur l'utilisation des fonds, l'ampleur de la dilution ou les prévisions mises à jour.

Le rapport est fourni, non déposé, en vertu de la Exchange Act et n'est pas incorporé par référence sauf indication contraire dans des dépôts futurs.

Nova Minerals Limited (NVA) hat ein Formular 6-K eingereicht, das den Abschluss ihres US-amerikanischen Börsengangs von American Depositary Shares (ADS) detailliert beschreibt.

  • Das Unternehmen schloss am 14. Juli 2025 einen Zeichnungsvertrag mit ThinkEquity ab, um 1.200.000 ADS (1 ADS = 60 Stammaktien) zu je 9,25 $ pro ADS zu verkaufen und erzielte damit Bruttoerlöse von 11,1 Millionen US-Dollar.
  • Die Underwriter erhielten eine 45-tägige Option auf bis zu 120.000 zusätzliche ADS. Diese Option wurde teilweise am 17. Juli 2025 ausgeübt, wobei 108.400 ADS zum gleichen Preis gekauft wurden.
  • Der Abschluss der Mehrzuteilung erfolgte am 18. Juli 2025, wodurch sich die Bruttoerlöse vor Underwriter-Rabatten und Angebotskosten auf 12,21 Millionen US-Dollar erhöhten.
  • Die Einreichung enthält keine Angaben zur Verwendung der Erlöse, zur Höhe der Verwässerung oder zu aktualisierten Prognosen.

Der Bericht wird gemäß dem Exchange Act bereitgestellt, nicht eingereicht, und ist nur dann durch Verweis in zukünftige Einreichungen aufgenommen, wenn dies ausdrücklich angegeben wird.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: $12.2 M raise boosts liquidity but dilutes equity; impact neutral until use of proceeds clarified.

The offering strengthens Nova Minerals’ cash position, potentially funding exploration or development without incurring debt. However, issuing 1.31 million new ADSs (incl. partial over-allotment) increases share count and may weigh on per-share metrics. With no disclosed allocation of funds or updated business plan, investors cannot yet gauge accretion. Overall, the transaction is a standard capital raise with limited immediate valuation impact.

TL;DR: Fresh capital supports project advancement; modestly positive for long-term asset development.

For junior miners, access to equity markets is critical. Securing U.S. investors at $9.25 per ADS validates market interest and provides resources to progress the Estelle Gold Project. While dilution is inherent, raising funds during a challenging commodity cycle is constructive and may shorten time to feasibility studies if proceeds are deployed efficiently.

Nova Minerals Limited (NVA) ha presentato un modulo 6-K che illustra il completamento della sua offerta pubblica iniziale negli Stati Uniti di American Depositary Shares (ADS).

  • La società ha stipulato un accordo di sottoscrizione il 14 luglio 2025 con ThinkEquity per vendere 1.200.000 ADS (1 ADS = 60 azioni ordinarie) al prezzo di 9,25 $ per ADS, generando proventi lordi per 11,1 milioni di dollari.
  • I sottoscrittori hanno ricevuto un'opzione di 45 giorni per acquistare fino a 120.000 ADS aggiuntive. Hanno esercitato parzialmente l'opzione il 17 luglio 2025, acquistando 108.400 ADS allo stesso prezzo.
  • La chiusura dell'over-allotment è avvenuta il 18 luglio 2025, portando i proventi lordi totali a 12,21 milioni di dollari prima degli sconti di sottoscrizione e delle spese dell'offerta.
  • Il documento non contiene informazioni sull'utilizzo dei proventi, sull'entità della diluizione o su eventuali aggiornamenti delle previsioni.

Il rapporto è fornito, non depositato, ai sensi dell'Exchange Act e non è incorporato per riferimento a meno che non sia specificamente indicato in future comunicazioni.

Nova Minerals Limited (NVA) presentó un Formulario 6-K detallando la finalización de su oferta pública inicial en EE.UU. de American Depositary Shares (ADS).

  • La compañía firmó un acuerdo de suscripción el 14 de julio de 2025 con ThinkEquity para vender 1.200.000 ADS (1 ADS = 60 acciones ordinarias) a $9.25 por ADS, generando ingresos brutos por $11.1 millones.
  • Los suscriptores recibieron una opción de 45 días para hasta 120.000 ADS adicionales. Ejercieron parcialmente la opción el 17 de julio de 2025, comprando 108.400 ADS al mismo precio.
  • El cierre del sobreasignación ocurrió el 18 de julio de 2025, elevando los ingresos brutos totales a $12.21 millones antes de descuentos por suscripción y gastos de oferta.
  • El informe no contiene información sobre el uso de los ingresos, la magnitud de la dilución ni actualizaciones de las proyecciones.

El reporte se proporciona, no se presenta, bajo la Exchange Act y no se incorpora por referencia a menos que se indique específicamente en futuros documentos.

Nova Minerals Limited (NVA)는 미국에서의 American Depositary Shares(ADS) 초기 공개 모집 완료를 상세히 설명하는 Form 6-K를 제출했습니다.

  • 회사는 2025년 7월 14일 ThinkEquity와 1,200,000 ADS(1 ADS = 60 보통주)를 ADS당 9.25달러에 판매하는 인수 계약을 체결하여 총 1,110만 달러의 총수익을 창출했습니다.
  • 인수자는 45일간 최대 120,000 ADS 추가 인수 옵션을 받았으며, 2025년 7월 17일 부분적으로 옵션을 행사하여 동일한 가격에 108,400 ADS를 매입했습니다.
  • 초과배정 마감은 2025년 7월 18일에 이루어져 인수 수수료 및 공모 비용 차감 전 총수익이 1,221만 달러로 증가했습니다.
  • 제출 서류에는 수익 사용 계획, 희석 정도 또는 최신 가이드라인에 대한 정보가 포함되어 있지 않습니다.

이 보고서는 Exchange Act에 따라 제출된 것이 아니라 제공된 것이며, 향후 제출 문서에서 명시적으로 언급되지 않는 한 참조로 통합되지 않습니다.

Nova Minerals Limited (NVA) a déposé un formulaire 6-K détaillant la finalisation de son introduction en bourse initiale aux États-Unis d'American Depositary Shares (ADS).

  • La société a conclu un accord de souscription le 14 juillet 2025 avec ThinkEquity pour vendre 1 200 000 ADS (1 ADS = 60 actions ordinaires) au prix de 9,25 $ par ADS, générant un produit brut de 11,1 millions de dollars.
  • Les souscripteurs ont reçu une option de 45 jours pour jusqu'à 120 000 ADS supplémentaires. Ils ont exercé partiellement cette option le 17 juillet 2025, achetant 108 400 ADS au même prix.
  • La clôture de la surallocation a eu lieu le 18 juillet 2025, portant le produit brut total à 12,21 millions de dollars avant les remises de souscription et les frais d'offre.
  • Le dépôt ne contient aucune information sur l'utilisation des fonds, l'ampleur de la dilution ou les prévisions mises à jour.

Le rapport est fourni, non déposé, en vertu de la Exchange Act et n'est pas incorporé par référence sauf indication contraire dans des dépôts futurs.

Nova Minerals Limited (NVA) hat ein Formular 6-K eingereicht, das den Abschluss ihres US-amerikanischen Börsengangs von American Depositary Shares (ADS) detailliert beschreibt.

  • Das Unternehmen schloss am 14. Juli 2025 einen Zeichnungsvertrag mit ThinkEquity ab, um 1.200.000 ADS (1 ADS = 60 Stammaktien) zu je 9,25 $ pro ADS zu verkaufen und erzielte damit Bruttoerlöse von 11,1 Millionen US-Dollar.
  • Die Underwriter erhielten eine 45-tägige Option auf bis zu 120.000 zusätzliche ADS. Diese Option wurde teilweise am 17. Juli 2025 ausgeübt, wobei 108.400 ADS zum gleichen Preis gekauft wurden.
  • Der Abschluss der Mehrzuteilung erfolgte am 18. Juli 2025, wodurch sich die Bruttoerlöse vor Underwriter-Rabatten und Angebotskosten auf 12,21 Millionen US-Dollar erhöhten.
  • Die Einreichung enthält keine Angaben zur Verwendung der Erlöse, zur Höhe der Verwässerung oder zu aktualisierten Prognosen.

Der Bericht wird gemäß dem Exchange Act bereitgestellt, nicht eingereicht, und ist nur dann durch Verweis in zukünftige Einreichungen aufgenommen, wenn dies ausdrücklich angegeben wird.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
GREENE MICHAEL ROBERT

(Last) (First) (Middle)
C/O REDWIRE CORPORATION
8226 PHILIPS HIGHWAY, SUITE 101

(Street)
JACKSONVILLE FL 32256

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/11/2025
3. Issuer Name and Ticker or Trading Symbol
Redwire Corp [ RDW ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.0001 per share 85,485,177(1) I See footnote(2)(3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Convertible Preferred Stock(4)(5) (6) (6) Common Stock, par value $0.0001 per share 14,161,844 $3.05(7) I See footnote(8)(3)
Warrants(9) 09/02/2021 (10) Common Stock, par value $0.0001 per share 2,000,000 $11.5 I See footnote(2)(3)
Explanation of Responses:
1. Consists of shares of common stock held directly by Edge Autonomy Ultimate Holdings, LP, a Delaware limited partnership ("Edge Seller") and AE Red Holdings, LLC, a Delaware limited partnership ("AE Red"), and restricted stock units held directly by Kirk Michael Konert, in his capacity as a member of the Issuer's Board of Directors and assigned to AE Industrial Partners, LP upon vesting. Prior to such vesting and assignment, Kirk Michael Konert will hold the reported securities for the benefit of AE Industrial Partners, LP and he disclaims all right title and interest in such securities.
2. Voting and dispositive power with respect to the reported securities is exercised by Michael Greene and David H. Rowe, the managing members of AeroEquity GP, LLC ("AeroEquity"), which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP). AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of Edge Seller and AE Red. AE Fund II GP is the general partner of each of the AE Funds.
3. Each of the foregoing entities and individuals disclaims beneficial ownership of the securities reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
4. Consists of Series A Convertible Preferred Stock held directly by each of the AE Funds and AE Industrial Partners Structured Solutions I, LP ("AE Structured LP").
5. The Series A Convertible Preferred Stock accrues dividends, payable in cash or, at the option of the Issuer, paid in kind, at a rate of 13% per annum if paid in cash or 15% per annum if paid in kind ("PIK Payment"), subject to certain adjustments. The number of shares of Series A Convertible Preferred Stock held by the reporting person and the shares of common stock underlying such Series A Convertible Preferred Stock will increase for each dividend period in which the Issuer elects to pay dividends payable with respect to the Series A Convertible Preferred Stock as PIK Payments (or, in the event the Issuer elects to accrue for dividends in lieu of a cash or PIK Payment, will increase the number of shares of common stock underlying each share of Series A Convertible Preferred Stock).
6. The Series A Convertible Preferred Stock is convertible at any time, at the holder's election. The Series A Convertible Preferred Stock has no expiration date; however, the Issuer must offer to repurchase each outstanding share of Series A Convertible Preferred Stock in the event of a fundamental change and each share of Series A Convertible Preferred Stock will mandatorily convert into shares of common stock upon the satisfaction of certain conditions.
7. The conversion price is subject to customary anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events.
8. Voting and dispositive power with respect to the shares of Series A Convertible Preferred Stock held by the AE Funds and AE Structured LP is exercised by Michael Greene and David H. Rowe, the managing members of AeroEquity, which is the general partner of AE Fund II GP and AE Industrial Partners Structured Solutions I GP, LP ("AE Structured GP"). AE Fund II GP and AE Structured GP are the general partners of the AE Funds and AE Structured LP, respectively.
9. Consists of warrants held directly by AE Red.
10. The warrants will expire on September 2, 2026, subject to certain exceptions provided by the governing warrant agreement.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Aaron Futch, by Power of Attorney 07/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Redwire Corporation

NYSE:RDW

RDW Rankings

RDW Latest News

RDW Latest SEC Filings

RDW Stock Data

2.53B
134.35M
2.94%
74.18%
5.5%
Aerospace & Defense
Guided Missiles & Space Vehicles & Parts
Link
United States
JACKSONVILLE