Form 144 Notice: Proposed Sale of Restricted Shares
Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice reporting proposed sales of restricted common stock that vested under a registered plan.
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Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice reporting proposed sales of restricted common stock that vested under a registered plan. The excerpt lists four vesting events totaling specific share lots dated 11/01/2023, 08/25/2023, 02/25/2025, and 11/25/2023.
Insights
Form 144 lists proposed sales of vested restricted shares by an affiliated dealer.
The filing shows multiple restricted stock vesting events described as "Restricted stock vesting under a registered plan" with discrete share lots (645; 5,809; 1,048; 4,498). Form 144 is a notice of intent to sell; it does not itself execute any sale.
Timing and method of any sale are not specified in the excerpt; subsequent filings or broker reports would show actual transactions.
Key Figures
Key Terms
Restricted stock vesting under a registered plan regulatory
Form 144 regulatory
Issuer financial
FAQ
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