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RESIDEO (REZI) CFO reports tax-withholding share disposition, holds 166,706 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

RESIDEO TECHNOLOGIES, INC. Chief Financial Officer Michael Carlet reported a routine tax-related share disposition. On this Form 4, 1,944 shares of Common Stock were withheld at $29.22 per share to satisfy tax liabilities, rather than being sold in the open market.

Following this tax-withholding disposition, Carlet directly holds 166,706 shares of Common Stock. A footnote also clarifies that his earlier Form 3 filing had understated his direct holdings by 100 shares, correcting his reported ownership history.

Positive

  • None.

Negative

  • None.
Insider Carlet Michael
Role Chief Financial Officer
Type Security Shares Price Value
Tax Withholding Common Stock 1,944 $29.22 $57K
Holdings After Transaction: Common Stock — 166,706 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares withheld for taxes 1,944 shares Tax-withholding disposition of Common Stock
Withholding price $29.22 per share Value used for tax-withholding transaction
Shares held after transaction 166,706 shares Direct Common Stock holdings post-transaction
Tax-withholding transactions 1 transaction, 1,944 shares Summary of F-code dispositions in this filing
Prior Form 3 understatement 100 shares Correction to previously reported direct holdings
tax-withholding disposition financial
"transaction_action: "tax-withholding disposition" for the F-code event"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Common Stock financial
"security_title: "Common Stock" in the reported transaction"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 3 regulatory
"footnote notes the reporting person's Form 3 filed on August 13, 2024"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
Form 4 regulatory
"INSIDER FILING DATA (Form 4) describing this insider transaction"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
transaction code F regulatory
"transaction_code: "F" with description of tax liability payment"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Carlet Michael

(Last)(First)(Middle)
16100 N 71ST STREET
SUITE 550

(Street)
SCOTTSDALE ARIZONA 85254

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
RESIDEO TECHNOLOGIES, INC. [ REZI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/15/2026F1,944D$29.22166,706(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reporting person's Form 3 filed on August 13, 2024 inadvertently understated the reporting person's direct holdings by 100 shares.
/s/ Jeannine J. Lane, as Attorney-in-Fact for Michael Carlet05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did RESIDEO (REZI) disclose for CFO Michael Carlet?

RESIDEO disclosed a tax-related share disposition by CFO Michael Carlet. On the reported date, 1,944 shares of Common Stock were withheld to cover tax liabilities, rather than sold on the open market, reflecting a routine administrative event rather than a discretionary trade.

How many RESIDEO (REZI) shares were withheld for taxes in this Form 4?

The Form 4 shows 1,944 RESIDEO Common Stock shares withheld for taxes. These shares were valued at $29.22 per share, and the transaction is coded as a tax-withholding disposition, not as an open-market purchase or sale by the executive.

How many RESIDEO (REZI) shares does CFO Michael Carlet hold after this filing?

After the tax-withholding disposition, CFO Michael Carlet directly holds 166,706 RESIDEO Common Stock shares. This post-transaction balance reflects his remaining equity position and shows that the reported withholding affected only a small fraction of his total holdings.

Was the RESIDEO (REZI) CFO’s Form 3 ownership previously misstated?

Yes. A footnote explains that Michael Carlet’s Form 3 filed on August 13, 2024 understated his direct holdings by 100 shares. This Form 4 corrects that historical reporting detail while also disclosing the separate tax-withholding share disposition.

Does this RESIDEO (REZI) Form 4 indicate an open-market sale by the CFO?

No. The Form 4 lists a transaction with code F, described as a tax-withholding disposition. That means shares were delivered to satisfy tax obligations, not sold in an open market trade initiated by the CFO to change his investment exposure.