Resideo (REZI) EVP exercises 38,053 options; withholding reduces holdings

Rhea-AI Filing Summary

Insider exercise and share withholding by Resideo executive. Stephen M. Kelly, EVP and Chief HR Officer of Resideo Technologies (REZI), reported option activity on 08/12/2025. He exercised fully vested stock options with a $24.39 exercise price for 38,053 shares; the filing shows those options were exercisable through 02/10/2026. To satisfy the exercise price and tax withholding, the issuer withheld 32,970 shares at an implied price of $31.28. After these transactions the report lists 233,289 shares beneficially owned by Mr. Kelly (direct ownership). The option grant that produced the exercised shares is described as fully vested, and the Form 4 was signed by an attorney-in-fact on 08/14/2025.

Positive

• Option fully vested, enabling lawful exercise of 38,053 shares
• Clear disclosure of share withholding used to satisfy exercise price and tax obligations
• Reporting shows continued direct ownership of 233,289 shares after the transactions

Negative

• Share count reduced by 32,970 due to withholding to cover exercise price and taxes
• No new purchases reported beyond exercise; no additional accumulation of shares disclosed

Insights

Securities Analyst

TL;DR: Routine insider option exercise with share withholding; not a material market event.

This Form 4 documents a standard exercise of fully vested options by an executive, followed by issuer share withholding to cover exercise price and taxes. The gross number of options exercised was 38,053, and 32,970 shares were withheld. The transactions change the executive's direct holdings but do not introduce new debt or restructurings. For most investors this is a routine disclosure that provides transparency about insider ownership changes rather than signalling a material corporate event.

Corporate Governance Expert

TL;DR: Compliance-focused filing showing proper reporting and use of share-withholding.

The filing identifies the reporting person as an officer (EVP, Chief HR Officer) and discloses both the exercise and the withholding in accordance with Section 16 reporting rules. The option is noted as fully vested and the withheld shares are explicitly described as used to satisfy exercise price and tax withholding. The Form appears properly executed by an attorney-in-fact. From a governance standpoint this is a standard, compliant insider report.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kelly Stephen Montgomery

(Last) (First) (Middle)

16100 N 71ST STREET

SUITE 550

(Street)

SCOTTSDALE AZ 85254

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
RESIDEO TECHNOLOGIES, INC. [ REZI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief HR Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/12/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/12/2025		M		38,053	A	$24.39	266,259	D
Common Stock	08/12/2025		F		32,970(1)	D	$31.28	233,289	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to buy)	$24.39	08/12/2025		M			38,053	(2)	02/10/2026	Common Stock	38,053	$0	0	D

Explanation of Responses:

1. Consists of shares withheld by the issuer to satisfy the reporting person's exercise price and tax withholding obligation upon the exercise of stock options.

2. Fully vested.

	/s/ Jeannine J. Lane, as Attorney-in-Fact for Stephen M. Kelly	08/14/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Stephen M. Kelly report for REZI on 08/12/2025?

He exercised fully vested stock options for 38,053 shares at a $24.39 exercise price and had 32,970 shares withheld to cover exercise price and tax withholding.

How many REZI shares does Stephen M. Kelly beneficially own after the reported transactions?

The Form 4 reports 233,289 shares beneficially owned (direct) following the transactions.

Why were 32,970 REZI shares disposed of in this filing?

The filing states those shares consist of shares withheld by the issuer to satisfy the reporting person's exercise price and tax withholding obligations.

Were the options exercised by Stephen M. Kelly vested and exercisable?

Yes; the filing notes the options were fully vested and references an exercisability/expiration date of 02/10/2026 for the underlying options.

Who signed the Form 4 and when was it filed?

The Form 4 was signed by Jeannine J. Lane as Attorney-in-Fact for Stephen M. Kelly on 08/14/2025.