STOCK TITAN

[Form 4] Resideo Technologies, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Form 4 filing dated 07/03/2025 for H2O AMERICA (HTO) discloses that Chief Administrative Officer Kristen A. Johnson received an equity award on 07/01/2025.

  • Non-derivative transaction: 2,037 shares of common stock were acquired (Code “A”) at a cost of $0, reflecting restricted stock units (RSUs) granted under the Long-Term Incentive Plan. The RSUs vest in two equal annual instalments over two years, with possible accelerated vesting under certain conditions.
  • Post-transaction direct holdings: 13,134 shares (comprised of 7,109 common shares and 6,025 unvested RSUs).
  • Derivative holdings: 17,566 deferred stock units (DSUs) reported, which arose from dividend-equivalent rights on previous DSUs granted by Connecticut Water Service, Inc., a wholly-owned subsidiary of the issuer.
  • No shares were sold, and no cash purchases were made; the filing reflects equity compensation designed to align management incentives with shareholder interests.

The transaction is routine compensation-related and does not signal a change in fundamentals, but it marginally increases insider ownership.

Deposito del Modulo 4 datato 07/03/2025 per H2O AMERICA (HTO) rivela che il Chief Administrative Officer Kristen A. Johnson ha ricevuto un premio azionario il 01/07/2025.

  • Transazione non derivata: 2.037 azioni ordinarie sono state acquisite (Codice “A”) a costo zero, rappresentando unità azionarie vincolate (RSU) concesse nell'ambito del Piano di Incentivi a Lungo Termine. Le RSU maturano in due rate annuali uguali in due anni, con possibile maturazione anticipata in determinate condizioni.
  • Detenzioni dirette post-transazione: 13.134 azioni (composte da 7.109 azioni ordinarie e 6.025 RSU non ancora maturate).
  • Detenzioni derivate: 17.566 unità azionarie differite (DSU) segnalate, derivanti dai diritti equivalenti ai dividendi su DSU precedentemente assegnate da Connecticut Water Service, Inc., una controllata interamente posseduta dall'emittente.
  • Non sono state vendute azioni né effettuati acquisti in contanti; il deposito riflette una compensazione azionaria volta ad allineare gli incentivi della direzione con gli interessi degli azionisti.

La transazione è di routine e legata alla compensazione, non segnala cambiamenti fondamentali, ma aumenta marginalmente la partecipazione degli insider.

Presentación del Formulario 4 con fecha 07/03/2025 para H2O AMERICA (HTO) revela que la Directora Administrativa Kristen A. Johnson recibió una concesión de acciones el 01/07/2025.

  • Transacción no derivada: se adquirieron 2,037 acciones ordinarias (Código “A”) a costo cero, representando unidades de acciones restringidas (RSU) otorgadas bajo el Plan de Incentivos a Largo Plazo. Las RSU se consolidan en dos cuotas anuales iguales durante dos años, con posible consolidación acelerada bajo ciertas condiciones.
  • Participaciones directas tras la transacción: 13,134 acciones (compuestas por 7,109 acciones ordinarias y 6,025 RSU no consolidadas).
  • Participaciones derivadas: 17,566 unidades de acciones diferidas (DSU) reportadas, originadas de derechos equivalentes a dividendos sobre DSU previas otorgadas por Connecticut Water Service, Inc., una subsidiaria de propiedad total del emisor.
  • No se vendieron acciones ni se realizaron compras en efectivo; la presentación refleja una compensación en acciones diseñada para alinear los incentivos de la gerencia con los intereses de los accionistas.

La transacción es rutinaria y relacionada con la compensación, no indica cambios fundamentales, pero aumenta marginalmente la propiedad interna.

2025년 7월 3일자 H2O AMERICA (HTO) Form 4 신고서에 따르면 최고행정책임자 Kristen A. Johnson이 2025년 7월 1일에 주식 보상을 받았습니다.

  • 비파생 거래: 2,037주의 보통주를 취득(Code “A”)했으며, 비용은 $0로 장기 인센티브 계획에 따른 제한 주식 단위(RSU)를 반영합니다. RSU는 2년에 걸쳐 두 번에 나누어 동일한 비율로 권리가 부여되며, 특정 조건에서 권리 취득이 가속화될 수 있습니다.
  • 거래 후 직접 보유 주식: 13,134주 (7,109주 보통주와 6,025주 미취득 RSU 포함).
  • 파생 보유 주식: 17,566주의 이연 주식 단위(DSU)가 보고되었으며, 이는 발행사의 전액 출자 자회사인 Connecticut Water Service, Inc.가 이전에 부여한 DSU에 대한 배당금 상당 권리에서 발생한 것입니다.
  • 주식 판매나 현금 매수는 없었으며, 이 신고는 경영진의 인센티브를 주주 이익과 일치시키기 위한 주식 보상을 반영합니다.

이 거래는 보상 관련 일상적 거래로, 근본적인 변화 신호는 아니지만 내부자 지분을 소폭 증가시킵니다.

Dépôt du formulaire 4 daté du 03/07/2025 pour H2O AMERICA (HTO) révèle que la directrice administrative Kristen A. Johnson a reçu une attribution d'actions le 01/07/2025.

  • Transaction non dérivée : 2 037 actions ordinaires ont été acquises (Code « A ») à coût nul, représentant des unités d'actions restreintes (RSU) attribuées dans le cadre du Plan d'Incitations à Long Terme. Les RSU se consolident en deux versements annuels égaux sur deux ans, avec une possible consolidation accélérée sous certaines conditions.
  • Détentions directes après transaction : 13 134 actions (composées de 7 109 actions ordinaires et 6 025 RSU non acquises).
  • Détentions dérivées : 17 566 unités d'actions différées (DSU) déclarées, issues des droits équivalents aux dividendes sur des DSU précédemment attribuées par Connecticut Water Service, Inc., une filiale en propriété exclusive de l'émetteur.
  • Aucune action n'a été vendue et aucun achat en espèces n'a été effectué ; le dépôt reflète une rémunération en actions visant à aligner les incitations de la direction avec les intérêts des actionnaires.

La transaction est une opération courante liée à la rémunération et ne signale aucun changement fondamental, mais augmente légèrement la participation des initiés.

Formular 4 Einreichung vom 03.07.2025 für H2O AMERICA (HTO) zeigt, dass die Chief Administrative Officer Kristen A. Johnson am 01.07.2025 eine Aktienzuteilung erhalten hat.

  • Nicht-derivative Transaktion: 2.037 Stammaktien wurden erworben (Code „A“) zu einem Preis von 0 $, was auf Restricted Stock Units (RSUs) im Rahmen des langfristigen Anreizplans hinweist. Die RSUs werden in zwei gleichen jährlichen Raten über zwei Jahre vestet, mit möglicher beschleunigter Vesting unter bestimmten Bedingungen.
  • Direktbestände nach der Transaktion: 13.134 Aktien (bestehend aus 7.109 Stammaktien und 6.025 nicht vesteten RSUs).
  • Derivative Bestände: 17.566 Deferred Stock Units (DSUs) wurden gemeldet, die aus Dividendenäquivalenten auf zuvor gewährte DSUs der Connecticut Water Service, Inc., einer hundertprozentigen Tochtergesellschaft des Emittenten, resultieren.
  • Es wurden keine Aktien verkauft und keine Barkäufe getätigt; die Einreichung spiegelt eine Aktienvergütung wider, die darauf abzielt, die Anreize des Managements mit den Interessen der Aktionäre in Einklang zu bringen.

Die Transaktion ist routinemäßig und vergütungsbezogen und signalisiert keine fundamentalen Änderungen, erhöht jedoch geringfügig den Insider-Besitz.

Positive
  • Increased insider ownership: Johnson’s direct holdings rose by 2,037 shares, modestly boosting management–shareholder alignment.
Negative
  • None.

Insights

TL;DR: Routine RSU grant; neutral impact, mild alignment signal.

The 2,037-share RSU award to CAO Kristen Johnson is standard long-term incentive compensation. Because it vests over two years and required no cash outlay, it does not reflect an active insider purchase, limiting its signaling value. Post-grant direct ownership of 13,134 shares (≈0.04 % of a 32 M share base, if comparable to peers) remains modest. The additional 17,566 DSUs are carry-overs from dividend equivalents and do not alter voting power until settlement. Overall, the filing neither materially enhances insider alignment nor signals distress; I classify it as neutral.

Deposito del Modulo 4 datato 07/03/2025 per H2O AMERICA (HTO) rivela che il Chief Administrative Officer Kristen A. Johnson ha ricevuto un premio azionario il 01/07/2025.

  • Transazione non derivata: 2.037 azioni ordinarie sono state acquisite (Codice “A”) a costo zero, rappresentando unità azionarie vincolate (RSU) concesse nell'ambito del Piano di Incentivi a Lungo Termine. Le RSU maturano in due rate annuali uguali in due anni, con possibile maturazione anticipata in determinate condizioni.
  • Detenzioni dirette post-transazione: 13.134 azioni (composte da 7.109 azioni ordinarie e 6.025 RSU non ancora maturate).
  • Detenzioni derivate: 17.566 unità azionarie differite (DSU) segnalate, derivanti dai diritti equivalenti ai dividendi su DSU precedentemente assegnate da Connecticut Water Service, Inc., una controllata interamente posseduta dall'emittente.
  • Non sono state vendute azioni né effettuati acquisti in contanti; il deposito riflette una compensazione azionaria volta ad allineare gli incentivi della direzione con gli interessi degli azionisti.

La transazione è di routine e legata alla compensazione, non segnala cambiamenti fondamentali, ma aumenta marginalmente la partecipazione degli insider.

Presentación del Formulario 4 con fecha 07/03/2025 para H2O AMERICA (HTO) revela que la Directora Administrativa Kristen A. Johnson recibió una concesión de acciones el 01/07/2025.

  • Transacción no derivada: se adquirieron 2,037 acciones ordinarias (Código “A”) a costo cero, representando unidades de acciones restringidas (RSU) otorgadas bajo el Plan de Incentivos a Largo Plazo. Las RSU se consolidan en dos cuotas anuales iguales durante dos años, con posible consolidación acelerada bajo ciertas condiciones.
  • Participaciones directas tras la transacción: 13,134 acciones (compuestas por 7,109 acciones ordinarias y 6,025 RSU no consolidadas).
  • Participaciones derivadas: 17,566 unidades de acciones diferidas (DSU) reportadas, originadas de derechos equivalentes a dividendos sobre DSU previas otorgadas por Connecticut Water Service, Inc., una subsidiaria de propiedad total del emisor.
  • No se vendieron acciones ni se realizaron compras en efectivo; la presentación refleja una compensación en acciones diseñada para alinear los incentivos de la gerencia con los intereses de los accionistas.

La transacción es rutinaria y relacionada con la compensación, no indica cambios fundamentales, pero aumenta marginalmente la propiedad interna.

2025년 7월 3일자 H2O AMERICA (HTO) Form 4 신고서에 따르면 최고행정책임자 Kristen A. Johnson이 2025년 7월 1일에 주식 보상을 받았습니다.

  • 비파생 거래: 2,037주의 보통주를 취득(Code “A”)했으며, 비용은 $0로 장기 인센티브 계획에 따른 제한 주식 단위(RSU)를 반영합니다. RSU는 2년에 걸쳐 두 번에 나누어 동일한 비율로 권리가 부여되며, 특정 조건에서 권리 취득이 가속화될 수 있습니다.
  • 거래 후 직접 보유 주식: 13,134주 (7,109주 보통주와 6,025주 미취득 RSU 포함).
  • 파생 보유 주식: 17,566주의 이연 주식 단위(DSU)가 보고되었으며, 이는 발행사의 전액 출자 자회사인 Connecticut Water Service, Inc.가 이전에 부여한 DSU에 대한 배당금 상당 권리에서 발생한 것입니다.
  • 주식 판매나 현금 매수는 없었으며, 이 신고는 경영진의 인센티브를 주주 이익과 일치시키기 위한 주식 보상을 반영합니다.

이 거래는 보상 관련 일상적 거래로, 근본적인 변화 신호는 아니지만 내부자 지분을 소폭 증가시킵니다.

Dépôt du formulaire 4 daté du 03/07/2025 pour H2O AMERICA (HTO) révèle que la directrice administrative Kristen A. Johnson a reçu une attribution d'actions le 01/07/2025.

  • Transaction non dérivée : 2 037 actions ordinaires ont été acquises (Code « A ») à coût nul, représentant des unités d'actions restreintes (RSU) attribuées dans le cadre du Plan d'Incitations à Long Terme. Les RSU se consolident en deux versements annuels égaux sur deux ans, avec une possible consolidation accélérée sous certaines conditions.
  • Détentions directes après transaction : 13 134 actions (composées de 7 109 actions ordinaires et 6 025 RSU non acquises).
  • Détentions dérivées : 17 566 unités d'actions différées (DSU) déclarées, issues des droits équivalents aux dividendes sur des DSU précédemment attribuées par Connecticut Water Service, Inc., une filiale en propriété exclusive de l'émetteur.
  • Aucune action n'a été vendue et aucun achat en espèces n'a été effectué ; le dépôt reflète une rémunération en actions visant à aligner les incitations de la direction avec les intérêts des actionnaires.

La transaction est une opération courante liée à la rémunération et ne signale aucun changement fondamental, mais augmente légèrement la participation des initiés.

Formular 4 Einreichung vom 03.07.2025 für H2O AMERICA (HTO) zeigt, dass die Chief Administrative Officer Kristen A. Johnson am 01.07.2025 eine Aktienzuteilung erhalten hat.

  • Nicht-derivative Transaktion: 2.037 Stammaktien wurden erworben (Code „A“) zu einem Preis von 0 $, was auf Restricted Stock Units (RSUs) im Rahmen des langfristigen Anreizplans hinweist. Die RSUs werden in zwei gleichen jährlichen Raten über zwei Jahre vestet, mit möglicher beschleunigter Vesting unter bestimmten Bedingungen.
  • Direktbestände nach der Transaktion: 13.134 Aktien (bestehend aus 7.109 Stammaktien und 6.025 nicht vesteten RSUs).
  • Derivative Bestände: 17.566 Deferred Stock Units (DSUs) wurden gemeldet, die aus Dividendenäquivalenten auf zuvor gewährte DSUs der Connecticut Water Service, Inc., einer hundertprozentigen Tochtergesellschaft des Emittenten, resultieren.
  • Es wurden keine Aktien verkauft und keine Barkäufe getätigt; die Einreichung spiegelt eine Aktienvergütung wider, die darauf abzielt, die Anreize des Managements mit den Interessen der Aktionäre in Einklang zu bringen.

Die Transaktion ist routinemäßig und vergütungsbezogen und signalisiert keine fundamentalen Änderungen, erhöht jedoch geringfügig den Insider-Besitz.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LAZAR JACK R

(Last) (First) (Middle)
16100 N 71ST STREET
SUITE 550

(Street)
SCOTTSDALE AZ 85254

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
RESIDEO TECHNOLOGIES, INC. [ REZI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/01/2025 A 1,360(1) A $22.51 114,134 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Issued under the 2018 Stock Plan for Non-Employee Directors of Resideo Technologies, Inc. in lieu of annual cash retainer fees and to be settled by issuance of shares of Common Stock in a lump sum following termination of service as a director. These stock units are fully vested upon grant.
/s/ Jeannine J. Lane, as Attorney-in-Fact for Jack R. Lazar 07/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the HTO Form 4 report on 07/03/2025?

It reported a grant of 2,037 RSU-linked shares to CAO Kristen Johnson on 07/01/2025.

Did the officer buy or sell any H2O America shares for cash?

No. The shares were awarded at $0 as part of long-term incentive compensation; no sales were reported.

How many HTO shares does Kristen Johnson now own directly?

Following the grant, she holds 13,134 shares (including unvested RSUs).

What are the 17,566 derivative securities mentioned?

They are deferred stock units accrued from dividend-equivalent rights on prior DSUs tied to Connecticut Water Service awards.

When will the newly granted RSUs vest?

The RSUs vest in two equal annual installments over the two-year period starting 07/01/2025, subject to accelerated vesting in certain cases.
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