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This Schedule 13G/A reports that Robert W. Baird & Co. Incorporated, Baird Financial Corporation and Baird Financial Group, Inc. (the "Baird Reporting Units") collectively hold 47,657 shares of the Shares of Beneficial Interests of First Trust RiverFront Dynamic Emerging Markets ETF, CUSIP 33739P707. The position represents 9.5% of the class, based on 500,002 shares outstanding as reported by the issuer on its website as of August 11, 2025.
The filing shows no sole voting or dispositive power and reports shared voting and shared dispositive power for the 47,657 shares. The filing states the shares are held subject to investment discretion or voting authority granted by clients and that the securities were acquired and are held in the ordinary course of business, not for the purpose of changing control. The statement is certified and signed on 08/12/2025.
Amendment No. 4 to Schedule 13G filed 07/21/2025 shows that First Trust Portfolios L.P., First Trust Advisors L.P. and their parent The Charger Corporation together hold 39,100 shares of First Trust New York Municipal High Income ETF (CUSIP 33739P822), equal to 4.89 % of the fund’s outstanding shares.
The entire position is owned by unit investment trusts sponsored by First Trust Portfolios. Voting and dispositive power over these shares is shared (39,100) while no party has sole power to vote or dispose. The trusts’ trustee, not the reporting persons, casts fund votes so that unit holders mirror broader shareholder voting patterns. The reporting firms disclaim beneficial ownership.
Because the aggregate stake is now below the 5 % threshold, the filing is made under Rule 13d-1(b) and Item 5 confirms ownership of 5 % or less. The certification states the securities were acquired in the ordinary course and not to influence control of the issuer.
Truist Financial Corporation has filed Amendment No. 2 to Schedule 13G for the First Trust RiverFront Dynamic Developed International ETF (RFDI). The filing, dated 06/30/2025 and signed on 07/08/2025, reports that Truist—acting as parent holding company to its registered investment adviser affiliate—now beneficially owns 0 shares, representing 0.0 % of the ETF’s outstanding units. All voting and dispositive power fields are reported as zero, confirming no control over the securities.
The company states the amendment is part of an internal remediation effort to submit filings that were not previously delivered; it acknowledges that an ownership position below 5 % should have been reported in 2023. By certifying ordinary-course investment intent and no intent to influence control, Truist classifies itself under Rules 13d-1(b)(1)(ii)(E) (investment adviser) and (G) (parent holding company).
Key takeaways:
- Ownership level: 0 shares, 0.0 %.
- Reason for filing: Late compliance remediation; current stake below the 5 % reporting threshold.
- Impact: Routine disclosure with no material effect on RFDI’s governance or float.
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