Rafael Holdings (RFL) shares updated investor presentation under Reg FD

Rhea-AI Filing Summary

Rafael Holdings, Inc. filed a current report to let investors know that a new slide presentation is available. The investor presentation, labeled Exhibit 99.1, is accessible on the company’s website at https://rafaelholdings.irpass.com/ starting October 10, 2025.

The material is furnished under Regulation FD, which is meant to provide fair disclosure of information. The company specifies that this information is not considered formally filed with the SEC or incorporated into other SEC documents. The presentation also includes forward-looking statements that are subject to the cautionary language contained within the slides.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 10, 2025

RAFAEL HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

Delaware		1-38411		82-2296593
(State or other jurisdiction of Incorporation)		(Commission File Number)		(IRS Employer Identification No.)

520 Broad Street Newark, New Jersey		07102
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: 212 658-1450

Not Applicable

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b)-2 of the Exchange Act:

Title of each class		Trading Symbol		Name of each exchange on which registered
Class B common stock, par value $0.01 per share		RFL		New York Stock Exchange
Warrant to Purchase Class B common stock		RFL-WT		NYSE American

Item 7.01. Regulation FD

From October 10, 2025, the slide presentation (the “Presentation”) attached hereto as Exhibit 99.1 will be available on the Registrant’s website at the following link: https://rafaelholdings.irpass.com/.

The Registrant is furnishing the information contained in this Report, including Exhibit 99.1, pursuant to Item 7.01 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”). This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the SEC. In addition, the Presentation contains statements intended as “forward-looking statements” that are subject to the cautionary statements about forward-looking statements set forth in the Presentation.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.		Document
99.1		Investor Presentation
104		Cover Page Interactive Data File, formatted in Inline XBRL document.

1

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	RAFAEL HOLDINGS, INC.
	By:	/s/ David Polinsky
		Name:	David Polinsky
		Title:	Chief Financial Officer

Dated: October 10, 2025

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EXHIBIT INDEX

Exhibit Number		Document
99.1		Investor Presentation
104		Cover Page Interactive Data File, formatted in Inline XBRL document.

3

FAQ

What did Rafael Holdings (RFL) disclose in this 8-K filing?

Rafael Holdings, Inc. disclosed that an investor slide presentation, referred to as the “Presentation” and filed as Exhibit 99.1, is available on its website starting October 10, 2025. The information is furnished under Regulation FD and is not treated as formally filed with the SEC.

Where can investors access Rafael Holdings’ new investor presentation?

The investor presentation for Rafael Holdings, Inc. can be accessed on the company’s website at the following link: https://rafaelholdings.irpass.com/, as referenced in the filing.

Is the Rafael Holdings (RFL) investor presentation considered filed with the SEC?

No. The company states that the information in the report, including Exhibit 99.1, is being furnished under Item 7.01 of Regulation FD and shall not be deemed to be “filed” with the SEC or incorporated by reference into any other SEC filing.

What type of information is included in Rafael Holdings’ investor presentation?

The filing notes that the investor presentation contains statements intended as forward-looking statements. These are subject to the cautionary statements about forward-looking statements set forth in the presentation itself.

Which securities of Rafael Holdings are listed on exchanges?

The filing lists Class B common stock, par value $0.01 per share, trading under the symbol RFL on the New York Stock Exchange, and a Warrant to Purchase Class B common stock, trading under the symbol RFL-WT on NYSE American.

Who signed the Rafael Holdings 8-K related to the investor presentation?

The report was signed on behalf of Rafael Holdings, Inc. by David Polinsky, who is identified as the company’s Chief Financial Officer.