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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
October 10, 2025
RAFAEL HOLDINGS, INC.
(Exact name of registrant as specified in its
charter)
| Delaware |
|
1-38411 |
|
82-2296593 |
(State or other jurisdiction
of Incorporation) |
|
(Commission File Number) |
|
(IRS Employer
Identification No.) |
520 Broad Street
Newark, New Jersey |
|
07102 |
| (Address of principal executive offices) |
|
(Zip Code) |
Registrant’s telephone number, including
area code: 212 658-1450
Not Applicable
(Former name or former address, if changed since
last report.)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.
below):
| ☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)-2 of the Exchange Act:
| Title of each class |
|
Trading Symbol |
|
Name of each exchange
on which registered |
| Class B common stock, par value $0.01 per share |
|
RFL |
|
New York Stock Exchange |
| Warrant to Purchase Class B common stock |
|
RFL-WT |
|
NYSE American |
Item
7.01. Regulation FD
From October 10, 2025, the slide presentation (the
“Presentation”) attached hereto as Exhibit 99.1 will be available on the Registrant’s website at the following link:
https://rafaelholdings.irpass.com/.
The Registrant is furnishing the information contained
in this Report, including Exhibit 99.1, pursuant to Item 7.01 of Form 8-K promulgated by the Securities and Exchange Commission (the “SEC”).
This information shall not be deemed to be “filed” with the SEC or incorporated by reference into any other filing with the
SEC. In addition, the Presentation contains statements intended as “forward-looking statements” that are subject to the cautionary
statements about forward-looking statements set forth in the Presentation.
Item 9.01
Financial Statements and Exhibits.
(d)
Exhibits.
| Exhibit No. |
|
Document |
| 99.1 |
|
Investor Presentation |
| 104 |
|
Cover Page Interactive Data File, formatted in Inline XBRL document. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
RAFAEL HOLDINGS, INC. |
| |
|
|
|
By: |
/s/ David Polinsky |
| |
|
Name: |
David Polinsky |
| |
|
Title: |
Chief Financial Officer |
Dated: October 10, 2025
EXHIBIT INDEX
Exhibit
Number |
|
Document |
| 99.1 |
|
Investor Presentation |
| 104 |
|
Cover Page Interactive Data File, formatted in Inline XBRL document. |
