RGLD (NASDAQ) Form 144: Brokered notice of planned common stock sales

Rhea-AI Filing Summary

RGLD filed a Form 144 notice indicating an intended sale of common stock through J.P. Morgan Securities LLC. The submission lists multiple grant/acquisition dates for the securities, including 02/03/2024, 01/03/2024, and earlier dates back to 12/22/2010

The filing is a regulatory notice of proposed sales under Rule 144 and does not itself report completed transactions or proceeds.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	J.P. Morgan Securities LLC 270 Park Avenue 10th Floor New York NY 10017	4173	1133011	84810098	02/20/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/03/2024	Compensation	Issuer			602	02/03/2024	NA
Common	01/03/2024	Compensation	Issuer			710	01/03/2024	NA
Common	08/24/2022	Compensation	Issuer			649	08/24/2022	NA
Common	08/24/2021	Compensation	Issuer			650	08/24/2021	NA
Common	08/19/2021	Compensation	Issuer			562	08/19/2021	NA
Common	12/22/2010	Compensation	Issuer			1000	12/22/2010	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the RGLD Form 144 filing mean?

A Form 144 filing notifies the SEC of an intended sale of restricted or control securities. This notice lists planned sales of RGLD common stock via J.P. Morgan Securities LLC and several acquisition dates, but it does not confirm completed sales or proceeds.

Who is handling the RGLD stock sales listed on Form 144?

The filing names J.P. Morgan Securities LLC at 270 Park Avenue, New York, as the broker-dealer associated with the intended transactions. The notice therefore identifies the brokerage firm as the intermediary for the proposed sales.

Are the dates on the RGLD Form 144 important?

Yes; the document lists multiple acquisition or grant dates—02/03/2024, 01/03/2024, 08/24/2022, and 12/22/2010

Does the RGLD Form 144 disclose how many shares will be sold?

The provided excerpt lists line items and numeric entries but does not present a clear, single aggregate quantity labeled as the amount to be sold. The filing fragment shows per‑line entries but does not confirm a total registered offering amount.

Does Form 144 mean the insider already sold RGLD shares?

No; Form 144 is a notice of an intended sale under Rule 144 and does not itself indicate that sales have occurred. The filing lists planned sale information but does not report completed transactions or cash proceeds.