Regis director Charters reports share holdings

REGIS CORP director William Charters has filed an initial Form 3 reporting his ownership of the company’s common stock.

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Form Type

Rhea-AI Filing Summary

REGIS CORP director William Charters has filed an initial Form 3 reporting his ownership of the company’s common stock. The filing shows 54,000 shares held directly, 40,000 shares held indirectly by a partnership, and 1,500 shares held indirectly as custodian for his children. These entries reflect existing positions and do not report new buy or sell transactions.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Charters William

Role Director

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 54,000 shares (Direct); Common Stock — 40,000 shares (Indirect, By partnership); Common Stock — 1,500 shares (Indirect, As custodian for children)

Key Figures

Directly held common shares: 54,000 shares Indirect shares by partnership: 40,000 shares Indirect shares as custodian for children: 1,500 shares +2 more

5 metrics

Directly held common shares 54,000 shares Total shares following transaction, direct ownership

Indirect shares by partnership 40,000 shares Total shares following transaction, indirect ownership by partnership

Indirect shares as custodian for children 1,500 shares Total shares following transaction, held as custodian for children

Holding entries reported 3 entries transactionSummary holdingEntries count

Transactions with unknown direction 3 transactions transactionSummary unknownCount

Key Terms

Common Stock, As custodian for children, By partnership, indirect, +1 more

5 terms

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

As custodian for children financial

"nature_of_ownership": "As custodian for children""

By partnership financial

"nature_of_ownership": "By partnership""

indirect financial

"ownership_type": "indirect""

direct financial

"ownership_type": "direct""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filed for REGIS CORP (RGS) by William Charters show?

The Form 3 shows William Charters’ existing ownership of REGIS CORP common stock. It reports 54,000 shares held directly, 40,000 shares held indirectly by a partnership, and 1,500 shares held indirectly as custodian for his children.

Did William Charters buy or sell REGIS CORP (RGS) shares in this Form 3?

No new purchases or sales are reported in this Form 3. The filing lists three holding entries that reflect existing positions, with all transactions categorized as “holding” and buyCount and sellCount in the transaction summary both equal to zero.

How many REGIS CORP (RGS) shares does William Charters hold directly?

The filing states that William Charters holds 54,000 REGIS CORP common shares directly. This direct ownership is separate from his indirect holdings through a partnership and as custodian for his children, which are reported in additional lines in the same Form 3.

What indirect REGIS CORP (RGS) holdings are reported for William Charters?

The Form 3 reports two indirect holdings: 40,000 REGIS CORP common shares held “By partnership” and 1,500 shares held “As custodian for children.” Both are classified as indirect ownership, distinct from his 54,000 directly held shares.

What does “As custodian for children” mean in the REGIS CORP (RGS) Form 3?

“As custodian for children” indicates 1,500 REGIS CORP shares are held indirectly for the benefit of Charters’ children. The shares are still reported under his name, but the nature_of_ownership field clarifies they are custodied rather than held as his direct personal position.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/30/2026 - 04:28 PM

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Charters William

(Last)

(First)

(Middle)

3701 WAYZATA BLVD.

SUITE 600

(Street)

MINNEAPOLIS

MINNESOTA

55416

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/24/2026

3. Issuer Name and Ticker or Trading Symbol
REGIS CORP [ RGS ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	54,000	D
Common Stock	40,000	I	By partnership
Common Stock	1,500	I	As custodian for children

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)

Explanation of Responses:

	/s/ Amy Seidel, by power-of-attorney	04/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR