RGS Form 4: 5,400-Share Grant to Executive with 3-Year Vesting

Rhea-AI Filing Summary

Jim Brian Lain, an executive of Regis Corporation (RGS), reported the acquisition of 5,400 shares of Regis common stock on 09/05/2025 under a grant that vested over time. Following the reported transaction, the reporting person beneficially owned 14,588 shares. The grant was recorded with a price of $0, and the filing explains the award vests in three equal installments—one-third on each of the first, second and third anniversaries of the grant date—subject to continued employment and the grant terms. The Form 4 was signed by a power-of-attorney on 09/09/2025.

Positive

• 5,400 shares of Regis common stock were acquired and reported
• Reporting person beneficial ownership increased to 14,588 shares
• Award includes a clear time-based vesting schedule: one-third on each of the first three anniversaries

Negative

• None.

Insights

Financial Analyst

TL;DR: Routine equity award granted to an executive; modest change in beneficial ownership.

The Form 4 documents a non-cash equity grant of 5,400 shares to the reporting executive, increasing beneficial ownership to 14,588 shares. The award vests in three equal annual tranches, which ties future ownership to continued employment but does not disclose grant date fair value or expense. The transaction appears administrative and typical for executive compensation reporting; it does not by itself disclose operational or earnings impact.

Corporate Governance Expert

TL;DR: Standard time-based restricted stock award with 3-year vesting, documented via Form 4.

The filing clearly states the vesting schedule: one-third each year on the first three anniversaries, conditional on continued employment. The Form 4 shows the award was reported as acquired at $0, consistent with restricted stock or similar equity grant. The use of a power-of-attorney to sign the form is noted. The disclosure provides necessary insider transaction transparency but contains no further governance changes or departures.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LAIN JIM BRIAN

(Last) (First) (Middle)

3701 WAYZATA BOULEVARD

(Street)

MINNEAPOLIS MN 55416

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
REGIS CORP [ RGS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Int CEO, EVP, Brand Ops

3. Date of Earliest Transaction (Month/Day/Year)
09/05/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/05/2025		A		5,400(1)	A	$0	14,588	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The award vests as to 1/3 of the shares on the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

	/s/ Amy Seidel, by power-of-attorney	09/09/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 4 for Regis Corporation (RGS)?

The Form 4 reports transactions by Jim Brian Lain, an executive listed as Int CEO, EVP Brand Ops.

What transaction is reported on the Form 4 for RGS dated 09/05/2025?

The filing reports the acquisition of 5,400 shares of Regis common stock on 09/05/2025.

How many shares does the reporting person own after the transaction?

The reporting person beneficially owned 14,588 shares following the reported transaction.

What are the vesting terms for the award reported on the Form 4?

The award vests in three equal installments: one-third on each of the first, second, and third anniversaries of the grant date, subject to continued employment.

Was any cash paid for the shares reported in this Form 4?

The Form 4 lists the price as $0 for the reported acquisition.

Who signed the Form 4 and when?

The Form 4 was signed by Amy Seidel by power-of-attorney on 09/09/2025.