[Form 4] Regis Corporation Insider Trading Activity

Rhea-AI Filing Summary

Regis Corporation (RGS) Form 4 shows that James Raymon Suarez, EVP Merchandising & Education, was awarded 5,400 shares of common stock on 09/05/2025 at a reported price of $0, increasing his beneficial ownership to 13,987 shares. The award vests in three equal installments: one-third on each of the first, second and third anniversaries of the grant date, subject to continued employment and grant terms.

The filing was signed by Amy Seidel by power-of-attorney on 09/09/2025. The Form 4 reports a non-derivative acquisition of shares and provides the vesting schedule; no cash purchase or option exercise is reported.

Positive

• Insider ownership increased to 13,987 shares following the award, indicating alignment with shareholder interests
• Clear time‑based vesting (one‑third each anniversary) supports retention and long‑term alignment

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Insider received a time‑vesting equity award, aligning their interests with shareholders without immediate cash outlay.

The Form 4 documents a standard service‑based equity grant to an executive that vests over three years. This is a common retention and alignment tool; the report shows ownership increasing to 13,987 shares and clarifies the vesting cadence. From a governance perspective, the transaction is routine and consistent with long‑term incentive practices. There is no indication of accelerated vesting, sale, or any derivative transactions.

Securities Analyst

TL;DR: A non‑cash award of 5,400 shares was granted and will vest one‑third annually, representing routine executive compensation.

For analysts, the key facts are the number of shares awarded, the $0 reported price (indicating a grant rather than a market purchase), and the resulting beneficial ownership of 13,987 shares. The award’s phased vesting ties compensation to continued employment rather than immediate liquidity, suggesting retention motives. The filing contains no indications of disposal or hedging that would offset alignment.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Suarez James Raymon

(Last) (First) (Middle)

3701 WAYZATA BLVD

(Street)

MINNEAPOLIS MN 55416

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
REGIS CORP [ RGS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP Merchandising & Education

3. Date of Earliest Transaction (Month/Day/Year)
09/05/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/05/2025		A		5,400(1)	A	$0	13,987	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The award vests as to 1/3 of the shares on the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.

	/s/ Amy Seidel, by power-of-attorney	09/09/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did James Raymon Suarez report on Form 4 for RGS?

He reported a non‑derivative acquisition of 5,400 shares of Regis Corporation common stock on 09/05/2025.

Did the Form 4 report a purchase price for the shares?

The filing shows a reported price of $0, indicating the shares were granted rather than bought on the open market.

How many Regis (RGS) shares does Suarez beneficially own after the transaction?

The Form 4 lists 13,987 shares as the amount of securities beneficially owned following the reported transaction.

What is the vesting schedule for the awarded shares?

The award vests in three equal installments: one‑third on each of the first, second, and third anniversaries of the grant date, subject to continued employment.

Who signed the Form 4 and when was it filed?

The filing is signed by Amy Seidel by power‑of‑attorney on 09/09/2025.