STOCK TITAN

Royce Global Trust insider files sales; 680,350 shares remain indirect

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Royce Global Trust (RGT) reported insider transactions involving open‑market sales of common stock. The reporting person, identified as “Other — Sr. Advisor Royce & Associates,” sold 8,031 shares at $12.59 on 11/06/2025 and 2,533 shares at $12.44 on 11/07/2025. Following these sales, 680,350 shares were beneficially owned indirectly through a family investment entity. An additional 122,881 shares were reported as held indirectly in the Royce Charitable Trust.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ROYCE CHARLES M

(Last) (First) (Middle)
ROYCE GLOBAL TRUST, INC.
ONE MADISON AVENUE

(Street)
NEW YORK NY 10010

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROYCE GLOBAL TRUST, INC. [ RGT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Sr. Advisor Royce & Associates
3. Date of Earliest Transaction (Month/Day/Year)
11/06/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Conmon Stock 11/07/2025 S 2,533 D $12.44 680,350 I Family Investment Entity(1)
Conmon Stock 11/06/2025 S 8,031 D $12.59 682,883 I Family Investment Entity(1)
Conmon Stock 122,881 I Shares held in the Royce Charititable Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of shares owned by the family investment entity in which he has no pecuniary interest.
Dani Eng, Attorney-in-Fact 11/07/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity was reported for RGT?

Open‑market sales of common stock: 8,031 shares at $12.59 on 11/06/2025 and 2,533 shares at $12.44 on 11/07/2025.

How many RGT shares does the insider report owning after the sales?

680,350 shares indirectly via a family investment entity, plus 122,881 shares held in the Royce Charitable Trust.

What prices were the RGT shares sold at?

Sales were reported at $12.59 (11/06/2025) and $12.44 (11/07/2025).

What is the insider’s relationship to RGT?

Listed as “Other — Sr. Advisor Royce & Associates.”

Were the reported holdings direct or indirect?

Holdings were reported as indirect through a family investment entity and a charitable trust.

What is the issuer’s name and ticker?

Issuer: Royce Global Trust, Inc.; Ticker: RGT.
Royce Global Trust, Inc.

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Asset Management
Financial Services
United States
New York