Welcome to our dedicated page for Royce Global Trust SEC filings (Ticker: RGT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Royce Global Trust, Inc. (RGT) is a closed-end diversified management investment company whose shares are listed and traded on the New York Stock Exchange. As a registered investment company, it files detailed reports and proxy materials with the U.S. Securities and Exchange Commission. These SEC filings provide insight into the fund’s governance, investment policies, advisory arrangements, and stockholder voting matters.
Among the key documents for Royce Global Trust are proxy statements filed on Schedule 14A. For example, a definitive proxy statement describes the agenda for the fund’s annual meeting of stockholders, including the election of directors and any other business that may properly come before the meeting. The proxy materials explain how stockholders of record on a specified date may vote, either by proxy or in person, and outline the structure of the board, which is divided into classes with staggered terms.
Filings also document changes in the fund’s advisory relationships and policies. Royce Global Trust has reported stockholder approval of a new investment advisory agreement with Royce Investment Partners, noting that the agreement did not change the fund’s investment objective, principal strategy, or investment restrictions. Other regulatory documents, such as tender offer statements on Schedule TO, describe conditional cash tender offers for a portion of the fund’s issued and outstanding shares, including amended terms, the percentage of shares subject to the offer, and the method for determining the purchase price based on net asset value per share.
On this page, Stock Titan provides access to Royce Global Trust’s SEC filings along with AI-powered summaries that highlight the main points of each document. Investors can review annual and special meeting proxy statements, tender offer materials, and related disclosures, while AI-generated insights help explain voting items, board composition, advisory agreements, and the mechanics of tender offers and other corporate actions.
Royce Global Trust, Inc. (RGT) Form 4 filing: Vice President Francis D. Gannon reported a Code “S” transaction on 06/30/2025. He sold 7,214 shares of common stock at $11.92 per share, reducing his direct ownership to 0 shares. No derivative securities were reported. The filing was made by a single reporting person and does not indicate any 10b5-1 trading plan. The transaction represents a complete disposition of the officer’s directly held shares.
Royce Global Trust, Inc. (RGT) – Form 4 insider trading report: Charles M. Royce, Sr. Advisor to Royce & Associates, reported two open-market sales executed through a family investment entity.
- 06/26/2025: 11,875 shares sold at $11.93.
- 06/27/2025: 38,125 shares sold at $11.89.
Following the transactions, the family entity’s stake declined from 737,470 to 699,345 shares. Royce also reports indirect ownership of 122,881 shares held in the Royce Charitable Trust. All holdings are reported as indirect; Royce remains the sole managing member of the family entity but disclaims beneficial ownership of any portion in which he has no pecuniary interest.
No derivative transactions, options, or new share acquisitions were disclosed. No 10b5-1 trading plan box was checked, indicating the sales were not conducted under a pre-arranged trading plan. The reported sales represent roughly 6% of Royce’s combined indirect position, which now totals approximately 822,226 shares.