Welcome to our dedicated page for Royce Global Trust SEC filings (Ticker: RGT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Royce Global Trust, Inc. filings document proxy and governance disclosures for a closed-end fund with stockholders and NYSE-listed common stock. Its Schedule 14A materials cover annual meeting notices, voting procedures, registrant-filed proxy status and matters presented to stockholders.
The filing record is centered on fund governance rather than operating-company segment reporting, with disclosures tied to stockholder rights and the formal meeting process for the Fund.
Royce Global Trust, Inc. (RGT) Form 4 filing: Vice President Francis D. Gannon reported a Code “S” transaction on 06/30/2025. He sold 7,214 shares of common stock at $11.92 per share, reducing his direct ownership to 0 shares. No derivative securities were reported. The filing was made by a single reporting person and does not indicate any 10b5-1 trading plan. The transaction represents a complete disposition of the officer’s directly held shares.
Royce Global Trust, Inc. (RGT) – Form 4 insider trading report: Charles M. Royce, Sr. Advisor to Royce & Associates, reported two open-market sales executed through a family investment entity.
- 06/26/2025: 11,875 shares sold at $11.93.
- 06/27/2025: 38,125 shares sold at $11.89.
Following the transactions, the family entity’s stake declined from 737,470 to 699,345 shares. Royce also reports indirect ownership of 122,881 shares held in the Royce Charitable Trust. All holdings are reported as indirect; Royce remains the sole managing member of the family entity but disclaims beneficial ownership of any portion in which he has no pecuniary interest.
No derivative transactions, options, or new share acquisitions were disclosed. No 10b5-1 trading plan box was checked, indicating the sales were not conducted under a pre-arranged trading plan. The reported sales represent roughly 6% of Royce’s combined indirect position, which now totals approximately 822,226 shares.