RGTI (NASDAQ: RGTI) files Form 144 listing option-exercise and compensation lots

Rhea-AI Filing Summary

RGTI submitted a Form 144 notice relating to proposed sales of Common Stock. The excerpt lists 122,188 (label unclear) and monetary figures including $2,602,000.00 and $332,400,000, and shows transaction entries tied to 06/10/2024 and 06/10/2023

The itemized rows reference a Stock Option Exercise for 98,373 shares and compensation-related entries of 27 and 23,788 shares. The filing is a routine resale/affiliate notice and does not by itself report completed market trades or proceeds recipients in the provided excerpt.

Insights

Securities Compliance Counsel

Form 144 lists proposed resale-related lots and exercise-derived shares; it is procedural.

The excerpt shows itemized securities entries including a Stock Option Exercise tied to 98,373 shares and separate compensation-related allotments. A Form 144 notifies of proposed sales by an affiliate but does not confirm executed market transactions.

Timing and cash‑flow treatment are not stated in the excerpt; subsequent filings or trade reports would show actual sales and recipients. Review subsequent Form 4s or broker reports for execution details.

Key Figures

Form type: Form 144 notice Listed share figure: 122,188 Option-exercise shares: 98,373 shares +3 more

6 metrics

Form type Form 144 notice resale/affiliate notice

Listed share figure 122,188 appears in excerpt (label unclear)

Option-exercise shares 98,373 shares Stock Option Exercise entry dated <date>06/10/2024</date>

Compensation-related shares 23,788 shares Compensation entry dated <date>06/10/2024</date>

Small compensation line 27 shares Compensation entry dated <date>06/10/2023</date>

Monetary figures shown <money>$2,602,000.00</money> and <money>$332,400,000</money> present in excerpt, exact labels not provided

Key Terms

Form 144, Stock Option Exercise, Compensation

3 terms

Form 144 regulatory

"144: Securities Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Option Exercise financial

"Common Stock | 06/10/2024 | Stock Option Exercise"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

Compensation financial

"Common Stock | 06/10/2024 | Compensation | Issuer"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Piper Sandler & Co Inc 350 N 5th St Ste 1000 Minneapolis MN 55401	122188	2602000.00	332400000	06/08/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	06/10/2024	Stock Option Exercise	Issuer			98373	06/10/2024	Cash
Common Stock	06/10/2023	Compensation	Issuer			27	06/10/2023	NA
Common Stock	06/10/2024	Compensation	Issuer			23788	06/10/2024	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does RGTI's Form 144 mean for shareholders?

It notifies the SEC of proposed affiliate sales of common stock. The excerpt lists specific lots including 98,373 shares tied to an option exercise and compensation-related shares, but it does not show completed market transactions or proceeds recipients.

How many shares are referenced in RGTI's Form 144 excerpt?

The excerpt references several figures totaling specific lots rather than a single registered total. Notable entries include 122,188, 98,373, and compensation rows of 27 and 23,788, tied to dates in 2023 and 2024.

Does Form 144 confirm that RGTI shares were sold?

No; Form 144 is a notice of proposed resale by affiliates and does not confirm execution. The provided excerpt lists intended or reportable lots but does not document completed trades or cash flows.

Where can I find confirmation of actual insider sales for RGTI?

Look for subsequent broker reports or Forms 4/5 filed by the reporting person. Form 144 alone signals intent; executed sales are typically reported on Form 4 or trade confirmations filed after sale.