STOCK TITAN

Resolute Holdings (NASDAQ: RHLD) director granted 1,452 stock options as compensation

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Resolute Holdings Management, Inc. director James Mark R. received a grant of stock options covering 1,452 shares of common stock on June 11, 2026. The options have an exercise price of $129.19 per share, expire on June 11, 2036, and represent compensation rather than an open-market trade. Following the award, he holds 1,452 stock options, which vest in four annual 25% installments starting June 11, 2027.

Positive

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Negative

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Insider James Mark R.
Role null
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) 1,452 $0.00 --
Holdings After Transaction: Stock Option (Right to Buy) — 1,452 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Options granted 1,452 options Stock Option (Right to Buy) granted June 11, 2026
Exercise price $129.19 per share Conversion/exercise price for RHLD common stock
Expiration date June 11, 2036 Option expiration for the 1,452 granted options
Post-grant holdings 1,452 options Total derivative securities following the transaction
Vesting schedule 4 installments of 25% Annually starting June 11, 2027 per footnote
Stock Option (Right to Buy) financial
"security_title: "Stock Option (Right to Buy)""
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
Common Stock financial
"underlying_security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
vest in equal annual installments financial
"The Stock Options will vest in equal annual installments of 25% each"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
James Mark R.

(Last)(First)(Middle)
C/O RESOLUTE HOLDINGS MANAGEMENT, INC.
445 PARK AVE., SUITE 5B

(Street)
NEW YORK NEW YORK 10022

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Resolute Holdings Management, Inc. [ RHLD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$129.1906/11/2026A1,452 (1)06/11/2036Common Stock1,452$01,452D
Explanation of Responses:
1. The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.
/s/ David A.P. Marshall, Attorney-in-Fact for Mark R. James06/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did RHLD director James Mark R. report?

He reported receiving a grant of 1,452 stock options as compensation. The award gives him the right to buy 1,452 RHLD common shares at a fixed price, subject to vesting over four years beginning June 11, 2027.

Is the RHLD Form 4 for James Mark R. a stock purchase or sale?

It is not a market purchase or sale; it is a grant of stock options. The Form 4 shows a compensation-related award, with no cash changing hands and no open-market buying or selling of RHLD common stock.

What are the key terms of the RHLD stock options granted to James Mark R.?

The grant covers 1,452 stock options with an exercise price of $129.19 per share. The options expire on June 11, 2036 and vest in four equal 25% annual installments starting June 11, 2027, if service conditions are met.

How many RHLD derivative securities does James Mark R. hold after this Form 4?

After the reported transaction, he holds 1,452 stock options linked to RHLD common stock. These options were all acquired in this grant, and there are no additional derivative positions listed in the filing’s derivative holdings summary.

How do the RHLD options for James Mark R. vest over time?

They vest in four annual installments of 25% each. Vesting begins on June 11, 2027, with additional vesting on the first, second, and third anniversaries of that date, assuming the vesting conditions continue to be satisfied.