Welcome to our dedicated page for Rci Hospitality SEC filings (Ticker: RICK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The RCI Hospitality Holdings, Inc. (Nasdaq: RICK) SEC filings page brings together the company’s official disclosures as filed with the U.S. Securities and Exchange Commission. As a public operator of adult nightclubs and Bombshells sports bar‑restaurants, RCI uses its periodic and current reports to provide detail on financial performance, capital allocation, legal matters, and governance. Here, investors can review Forms 10‑K and 10‑Q for comprehensive financial statements and segment information, as well as Form 8‑K reports that describe material events affecting the Nightclubs, Bombshells, and Other segments.
Form 8‑K filings for RCI cover topics such as quarterly and annual club and restaurant sales updates, development milestones, stock repurchase agreements, debt financing and promissory notes, executive leadership changes, and legal developments. For example, the company has filed 8‑Ks describing its “Back to Basics” 5‑Year Capital Allocation Plan activities, the repurchase of a large block of shares from an institutional holder, the issuance and modification of 12% unsecured promissory notes, and the New York state indictment involving the company, certain executives, employees, and New York City club subsidiaries.
Annual and quarterly reports provide audited and unaudited financial statements, segment breakdowns for Nightclubs, Bombshells, and Other operations, and discussions of risks and legal proceedings. When RCI experiences delays in filing, it may submit a Form 12b‑25 (NT 10‑K), as it did when additional audit procedures related to the New York indictment required more time to complete the annual report.
Investors interested in insider and governance information can use this page to access proxy statements and other filings that discuss director elections, auditor ratification, and advisory votes on executive compensation, as well as voting results reported on Form 8‑K. Together, these documents form the regulatory record for RICK, allowing users to analyze how club and restaurant operations, financing decisions, legal matters, and capital allocation policies are reflected in the company’s official disclosures.
Stock Titan’s platform enhances these filings with AI‑powered summaries that highlight key points in lengthy documents, explain technical language, and draw attention to items such as segment performance, new debt obligations, share repurchases, and disclosed legal proceedings, helping readers navigate RCI’s SEC reporting more efficiently.
RCI Hospitality Holdings reported that Nasdaq has notified the company it is not complying with Listing Rule 5250(c)(1) because it has not filed its Form 10-Q for the quarter ended December 31, 2025 and its Form 10-K for the year ended September 30, 2025.
RCI has until March 31, 2026 to either file both reports or submit a plan to regain compliance. If Nasdaq accepts a plan, the company could receive up to 180 days from the 10-K due date, until June 29, 2026, to become current by filing the 10-K, 10-Q and any other required periodic reports.
The Nasdaq notice does not immediately affect the listing of RCI’s common stock on the Nasdaq Global Market, and the company can appeal any adverse decision to a Nasdaq Hearings Panel if its compliance plan is not accepted.
RCI Hospitality Holdings, Inc. received an amended Schedule 13G/A showing that ADW Capital Partners, L.P., ADW Capital Management, LLC and Adam D. Wyden now report 0 shares of the company’s common stock as beneficially owned, representing 0% of the outstanding class as of 12/31/2025.
Each reporting person indicates no sole or shared voting or dispositive power over any RCI Hospitality shares and certifies that the securities previously covered were not acquired or held for the purpose of changing or influencing control of the issuer.
RCI Hospitality Holdings received a Nasdaq notice on January 30, 2026 stating it is not in compliance with Listing Rule 5250(c)(1) because it has not filed its Form 10-K for the year ended September 30, 2025. The company has until March 31, 2026 to submit a plan explaining how it will regain compliance.
If Nasdaq accepts the plan, it may grant up to 180 days from the original due date, until June 29, 2026, for the company to file the Form 10-K and any subsequent required reports due in that period. The notice does not immediately affect the listing of RCI’s common stock on the Nasdaq Global Market.
RCI Hospitality Holdings, Inc. reported a leadership change on its board. Effective January 29, 2026, Eric Langan stepped down as Chairman of the Board, and the board appointed Travis Reese as the new Chairman. Langan will continue to serve as a director. The company notes this shift is part of a broader leadership transition that began at the end of November 2025. Reese also signs the report as Interim President and Chief Executive Officer.
The Vanguard Group has reported a significant ownership stake in RCI Hospitality Holdings Inc. Vanguard reports beneficial ownership of 513,742 shares of RCI common stock, representing 6.57% of the outstanding class. It has shared voting power over 67,947 shares and shared dispositive power over 513,742 shares, with no sole voting or dispositive power.
Vanguard states the shares are held in the ordinary course of business and not for the purpose of changing or influencing control of RCI. The filing notes an internal realignment effective January 12, 2026, after which certain Vanguard subsidiaries are expected to report beneficial ownership separately while continuing the same investment strategies.
RCI Hospitality Holdings, Inc. filed a current report to announce that it released a press release covering sales at its nightclubs and restaurants for the first fiscal quarter ended December 31, 2025, along with other updates. The press release is provided as Exhibit 99.1. The company states that this information is being furnished under the results of operations and financial condition section and is not deemed filed for liability purposes under Section 18 of the Exchange Act or automatically incorporated into other securities filings.
RCI Hospitality Holdings, Inc. furnished a current report stating that on December 15, 2025 it issued a press release with certain financial results for its fiscal year and quarter ended September 30, 2025.
The press release is included as Exhibit 99.1 and is designated as information “furnished” rather than “filed” under federal securities laws, which affects how it may be used or incorporated into other SEC reports.
RCI Hospitality Holdings entered into a material stock repurchase with ADW Capital Partners, buying 821,000 shares of its common stock for a total of $30,000,000. The company paid $8,000,000 in cash and issued a two-year unsecured Promissory Note for $22,000,000 bearing 12% annual interest.
The Promissory Note calls for 23 equal monthly payments of $1,000,000 in combined principal and interest, followed by a final lump-sum payment of remaining principal and accrued interest due on November 21, 2027. If RCI or its subsidiaries sell real estate or an operating subsidiary, 50% of the net cash received at closing must be used to prepay principal, and a merger or change of control would require immediate repayment of all outstanding principal and interest.
Centennial Bank consented to this additional indebtedness and temporarily lowered the debt service coverage ratio requirement under existing loan agreements from 1.40x to 1.25x through June 30, 2026, after which the requirement reverts to 1.40x.