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RCI Hospitality (RICK) back in compliance with Nasdaq listing requirements

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

RCI Hospitality Holdings, Inc. reports that it has regained compliance with Nasdaq’s periodic filing requirements. Nasdaq had previously notified the company on January 30, 2026 and February 18, 2026 that it was not meeting Listing Rule 5250(c)(1), which governs timely SEC filings.

On May 8, 2026, Nasdaq informed RCI that, after the company filed its Form 10-Q for the fiscal quarter ended December 31, 2025 on May 7, 2026, it determined the company is back in compliance and the matter is closed. The company remains listed on The Nasdaq Global Market under the symbol RICK.

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Insights

RCI resolves a Nasdaq compliance issue by catching up on SEC filings.

RCI Hospitality Holdings confirms it fell out of compliance with Nasdaq Listing Rule 5250(c)(1) after missing periodic SEC filing deadlines. This rule focuses on timely submission of required reports such as Forms 10-K and 10-Q.

By filing its Form 10-Q for the quarter ended December 31, 2025 on May 7, 2026, RCI satisfied Nasdaq’s concern. On May 8, 2026 Nasdaq notified the company that it now considers the matter closed and that compliance has been regained.

This outcome removes the immediate risk associated with a listing deficiency notice and confirms that RCI’s shares continue to trade on The Nasdaq Global Market under the symbol RICK. Future company filings will indicate whether reporting timeliness remains stable over subsequent periods.

Item 8.01 Other Events Other
Voluntary disclosure of events the company deems important to shareholders but not covered by other items.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Nasdaq listing rule Rule 5250(c)(1) Periodic filing requirement cited in Nasdaq notices
Non-compliance notice dates January 30, 2026 and February 18, 2026 Dates Nasdaq notified RCI of filing deficiency
10-Q filing date May 7, 2026 Form 10-Q for quarter ended December 31, 2025
Compliance determination date May 8, 2026 Date Nasdaq confirmed RCI regained compliance
Listing Rule 5250(c)(1) regulatory
"we no longer met the periodic filing requirement for Nasdaq under Listing Rule 5250(c)(1)"
A Nasdaq listing standard that requires companies traded on the exchange to file their regular financial reports with the U.S. Securities and Exchange Commission on time, such as annual and quarterly reports, and to notify Nasdaq if filings are late. It matters to investors because these filings provide the routine, reliable information needed to judge a company’s health; missing them can trigger warnings, trading suspension, or removal from the exchange, which can sharply affect liquidity and share value — like a business losing its operating license for failing inspections.
periodic filing requirement regulatory
"we no longer met the periodic filing requirement for Nasdaq under Listing Rule 5250(c)(1)"
A periodic filing requirement is a legal obligation for publicly traded companies to submit regular reports about their financial health, operations and material developments to regulators and the public. Like scheduled medical check-ups for a business, these reports give investors up-to-date, standardized information they can use to judge risk, compare companies, and make buy/sell decisions; missed or misleading filings can signal problems and affect a stock’s price.
The Nasdaq Global Market financial
"Common stock, $0.01 par value | RICK | The Nasdaq Global Market"
The Nasdaq Global Market is a tier of the Nasdaq stock exchange where established companies list their shares after meeting higher financial, governance and reporting standards than smaller markets. For investors it acts like a quality filter — signaling greater transparency and typically better trading liquidity, which makes buying, selling and assessing the stock’s risk easier compared with shares on less-regulated venues.
Understanding 8-K Material Events →
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United States
Securities and Exchange Commission
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 8, 2026
RCI HOSPITALITY HOLDINGS, INC.
(Exact Name of Registrant as Specified in Its Charter)
Texas001-1399276-0458229
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
10737 Cutten Road
Houston, Texas 77066
(Address of Principal Executive Offices, Including Zip Code)
(281) 397-6730
(Issuer’s Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common stock, $0.01 par valueRICKThe Nasdaq Global Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o


ITEM 8.01 OTHER EVENTS
As previously disclosed, on January 30, 2026, and February 18, 2026, the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) notified us that we no longer met the periodic filing requirement for Nasdaq under Listing Rule 5250(c)(1) (the “Rule”). On May 8, 2026, Nasdaq notified us that, based on the filing of our quarterly report on Form 10-Q for the fiscal quarter ended December 31, 2025, on May 7, 2026, it has determined that we have regained compliance with the Rule and that this matter is now closed with Nasdaq.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
(d) Exhibits
Exhibit Number Description
   
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
2

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
RCI HOSPITALITY HOLDINGS, INC.
Date: May 11, 2026By:/s/ Travis Reese
Travis Reese
Interim President and Chief Executive Officer
3

Source: View Original Filing on SEC EDGAR

FAQ

What did RCI Hospitality Holdings (RICK) disclose in this 8-K?

RCI Hospitality Holdings disclosed that Nasdaq has determined the company regained compliance with Listing Rule 5250(c)(1) after RCI filed its Form 10-Q for the quarter ended December 31, 2025, resolving a prior deficiency related to untimely periodic SEC filings.

Why was RCI Hospitality Holdings (RICK) previously non-compliant with Nasdaq rules?

Nasdaq notified RCI on January 30, 2026 and February 18, 2026 that it no longer met the periodic filing requirement under Listing Rule 5250(c)(1). This rule requires companies to file required SEC reports, such as Forms 10-K and 10-Q, on a timely basis to maintain listing status.

How did RCI Hospitality Holdings (RICK) regain Nasdaq compliance?

RCI regained compliance after filing its quarterly report on Form 10-Q for the fiscal quarter ended December 31, 2025 on May 7, 2026. Following that filing, Nasdaq determined on May 8, 2026 that the company once again satisfied Listing Rule 5250(c)(1).

Is the Nasdaq compliance matter now closed for RCI Hospitality Holdings (RICK)?

Yes. Nasdaq informed RCI on May 8, 2026 that, based on the recent Form 10-Q filing, the company has regained compliance with Listing Rule 5250(c)(1). Nasdaq stated that the deficiency matter is now closed, ending this specific listing compliance issue.

What exchange and symbol does RCI Hospitality Holdings (RICK) trade under?

RCI Hospitality Holdings’ common stock, with a par value of $0.01 per share, is listed on The Nasdaq Global Market. The company’s trading symbol is RICK, as stated in the securities registration section of the disclosure.

Filing Exhibits & Attachments

3 documents

Other Documents