Welcome to our dedicated page for BRC Group Holdings SEC filings (Ticker: RILYP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The RILYP SEC filings page on Stock Titan aggregates regulatory documents that reference BRC Group Holdings, Inc. Depositary Shares, each representing a 1/1000th fractional interest in a share of Series A Cumulative Perpetual Preferred, issued by B. Riley Financial, Inc. In B. Riley Financial’s Form 8-K filings, these securities are identified as “Depositary Shares (each representing a 1/1000th interest in a 6.875% Series A Cumulative Perpetual Preferred Share, par value $0.0001 per share)” and are listed on the Nasdaq Global Market under the symbol RILYP.
Within the issuer’s SEC reports, RILYP appears in the tables of securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934, alongside the company’s common stock, other preferred depositary shares, and several series of senior notes. These filings help investors understand where the 6.875% Series A Cumulative Perpetual Preferred Stock sits in B. Riley Financial’s capital structure and confirm its exchange listing and registration status.
Filings such as Forms 8-K and Form 12b-25 also provide insight into the issuer’s financial reporting timeline, material transactions, and capital markets activity, all of which can be relevant when analyzing preferred securities like RILYP. For example, late-filing notifications and notices from the Nasdaq Stock Market are disclosed in 8-Ks that still list RILYP among the company’s registered securities, offering context on the regulatory environment surrounding the issuer.
On Stock Titan, these SEC filings are paired with AI-powered summaries that highlight the portions most relevant to RILYP holders, such as the description of the depositary shares, their listing details, and any references to preferred stock or related capital structure items. Real-time updates from EDGAR help ensure that new 8-Ks, 10-Ks, 10-Qs, and other reports mentioning RILYP are quickly accessible, while AI-generated explanations aim to make complex regulatory language more approachable for investors reviewing this preferred stock.
BRC Group Holdings, Inc. reported that on January 27, 2026 it received a letter from Nasdaq confirming the company has regained compliance with Nasdaq’s Periodic Filing Rule 5250(c)(1), restoring its status with Nasdaq’s listing requirements.
Nasdaq also imposed a one-year “Mandatory Panel Monitor” under Listing Rule 5815(d)(4)(B). During this period, if BRC Group fails to timely meet the Periodic Filing Rule, it would receive a Delist Determination Letter without the chance to first submit a compliance plan, but could request a hearing and stay of delisting. The company announced the compliance news in a January 28, 2026 press release furnished as an exhibit.
BRC Group Holdings, Inc. filed an 8-K to furnish a press release with unaudited preliminary estimated financial information for the three-month and twelve-month periods ended December 31, 2025. The press release is included as Exhibit 99.1 and is treated as furnished, not filed, under securities laws.
BRC Group Holdings, Inc. disclosed two key changes affecting its capital structure and executive compensation. The company and its subsidiary BR Financial Holdings, LLC entered into Amendment No. 4 to their Credit Agreement with lenders and Oaktree Fund Administration, LLC as administrative and collateral agent. The amendment adds a new exception to the limitation on investments, allowing the company to repurchase unsecured notes in an aggregate outstanding amount of up to $25 million on or prior to June 30, 2026. This gives BRC Group more flexibility to manage its outstanding debt securities.
The company also amended the Amended and Restated Employment Agreement with its Executive Vice President and General Counsel, Alan N. Forman. In connection with its repositioning as a holding company and related corporate structuring efforts, the amendment reduces the executive’s severance amount to two thirds of his base salary, lowering potential future severance obligations.
B. Riley Financial, Inc. filed an 8-K reporting a material agreement dated August 20, 2025. The filing lists multiple securities (common stock RILY; depositary/preferred shares RILYP, RILYL; several series of senior notes RILYG, RILYK, RILYN, RILYZ, RILYT) and includes a Revolving Credit, Receivables Purchase, Security and Guaranty Agreement dated August 20, 2025 among various Targus entities and FGI Worldwide LLC as lender and agent. The filing also references an embedded Inline XBRL Cover Page Interactive Data File and is signed by Bryant Riley, Chairman & Co-CEO. The document provides identification of the agreement and parties but does not include financial terms, commitments, or further explanatory detail in the provided excerpt.
B. Riley Financial, Inc. reports that it received a Nasdaq notice on August 20, 2025 stating the company is not in compliance with Nasdaq Listing Rule 5250(c)(1) because it has not timely filed required SEC reports, including its Quarterly Report on Form 10-Q for the period ended June 30, 2025.
Nasdaq granted an exception until September 29, 2025 for B. Riley to file its delinquent Form 10-K for the year ended December 31, 2024 and its delinquent Forms 10-Q for the quarters ended March 31, 2025 and June 30, 2025. The company must also submit an update to its plan to regain compliance by September 4, 2025. B. Riley states it expects to file its 2024 Form 10-K shortly, and its two outstanding Form 10-Qs 30 to 45 days after the 10-K filing.
B. Riley Financial, Inc. furnished press releases reporting preliminary unaudited financial results for the three-month period ended June 30, 2025, and additional preliminary financial information and estimates for the three- and twelve-month periods ended December 31, 2024, plus a business update covering the six months ended June 30, 2025. The Company states these press releases are being furnished and therefore are not "filed" for purposes of Section 18 of the Exchange Act.
The Current Report identifies Exhibits 99.1 (press release dated August 7, 2025), 99.2 (press release dated August 13, 2025) and 104 (cover page interactive data). The report is signed by CFO Scott Yessner on August 13, 2025.
B. Riley Financial filed a Form 12b-25 notifying the SEC it could not timely file its NT 10-Q for the period ended June 30, 2025 by the August 11, 2025 due date and is completing audits for its Annual Report for 2024 and the Q1 2025 Quarterly Report. The company estimates net income available to common shareholders for Q2 2025 of $120 million to $140 million (or $3.93 to $4.59 per diluted share) versus a net loss of $(436) million (or $(14.35) per diluted share) in Q2 2024. Q2 results include a $66 million gain from the sale of GlassRatner and a $45 million gain from exchanging senior notes. Cash and equivalents were ~$268 million at June 30, 2025, total assets ~$1.5 billion, and total debt ~$1.46 billion. The notification is signed by CFO Scott Yessner on August 12, 2025.
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