STOCK TITAN

BRC Group (RILY) EVP reports 8,829 shares and RSU vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

BRC Group Holdings, Inc. executive Fred Nachum Knopf, EVP, General Counsel and Secretary, has reported his initial ownership of the company’s common stock. The filing shows direct ownership of 8,829 common shares. A related award of restricted stock units covers 7,369 vested shares and 1,460 unvested shares that will vest in full on March 15, 2027, settling in common stock.

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Insider Knopf Fred Nachum
Role EVP, General Counsel, Sec
Type Security Shares Price Value
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 8,829 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Direct common shares owned 8,829 shares Total shares following reported holding entry
Total vested RSU shares 7,369 shares Restricted stock units that have vested and settle in common stock
Unvested RSU shares 1,460 shares Restricted stock units vesting in full on March 15, 2027
restricted stock units financial
"Represents restricted stock units that settle in common stock of the Company"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Total Vested Shares financial
"Total Vested Shares: 7,369."
Total Shares Outstanding financial
"Total Shares Outstanding: 1,460 shares which vest in full on March 15, 2027."
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FAQ

What does the Form 3 filing for RILY executive Fred Nachum Knopf show?

The Form 3 shows EVP and General Counsel Fred Nachum Knopf’s initial ownership in BRC Group common stock, including 8,829 directly held shares and restricted stock units that settle in common stock with defined vested and unvested portions.

How many BRC Group (RILY) common shares does Fred Nachum Knopf directly own?

Fred Nachum Knopf directly owns 8,829 shares of BRC Group common stock. This figure represents his reported direct beneficial ownership following the reporting date, separate from additional restricted stock units that will settle in common shares over time.

What restricted stock units are reported for RILY’s Fred Nachum Knopf?

The filing describes restricted stock units that settle in BRC Group common stock. It notes total vested shares of 7,369 and remaining unvested units representing 1,460 shares, which are scheduled to vest in full on March 15, 2027.

When do Fred Nachum Knopf’s remaining RILY restricted stock units vest?

The remaining restricted stock units tied to 1,460 BRC Group common shares vest in full on March 15, 2027. Once vested, these units will settle in the company’s common stock according to the award’s terms described in the filing.

What is Fred Nachum Knopf’s role at BRC Group (RILY) in this Form 3?

In this Form 3, Fred Nachum Knopf is identified as Executive Vice President, General Counsel and Secretary of BRC Group Holdings, Inc. The filing records his initial beneficial ownership in the company’s common stock and related restricted stock unit awards.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Knopf Fred Nachum

(Last)(First)(Middle)
C/O BRC GROUP HOLDINGS, INC.
11100 SANTA MONICA BLVD., SUITE 800

(Street)
LOS ANGELES CALIFORNIA 90025

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026
3. Issuer Name and Ticker or Trading Symbol
BRC Group Holdings, Inc. [ RILY ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, General Counsel, Sec
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock8,829(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units that settle in common stock of the Company and vests as follows: Total Vested Shares: 7,369. Total Shares Outstanding: 1,460 shares which vest in full on March 15, 2027.
/s/ Fred Knopf07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)