How is the 7,500-share RILY position held for Howard Weitzman?

The Form 4 notes that 7,500 shares of BRC Group Holdings common stock are held indirectly in a self-directed 401(k) plan. This indicates retirement-plan ownership rather than direct personal brokerage account holdings for that portion of his position.

Tax withholding trims RILY SVP Weitzman stake; 61,210 shares remain

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

BRC Group Holdings, Inc. Senior Vice President and Chief Accounting Officer Howard Weitzman had 4,861 shares of common stock withheld on April 13, 2026 to cover taxes due on the vesting of previously granted Restricted Stock Units. This was a tax-withholding transaction, not an open-market sale.

After this withholding, Weitzman directly owns 53,710 shares of BRC Group Holdings common stock and indirectly holds 7,500 shares through a self-directed 401(k) plan, showing he retains a meaningful equity stake in the company.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider WEITZMAN HOWARD

Role SVP, Chief Accounting Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	4,861	$7.23	$35K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 53,710 shares (Direct); Common Stock — 7,500 shares (Indirect, See Footnote)

Footnotes (1)

Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on February 24, 2023 and March 4, 2024. Held by self-directed 401(k) Plan.

Key Figures

Tax-withholding shares: 4,861 shares Withholding price: $7.23 per share Direct holdings after: 53,710 shares +1 more

4 metrics

Tax-withholding shares 4,861 shares Withheld for taxes on RSU vesting on April 13, 2026

Withholding price $7.23 per share Value used for tax-withholding disposition

Direct holdings after 53,710 shares Common stock directly owned after the transaction

Indirect 401(k) holdings 7,500 shares Held in a self-directed 401(k) plan

Key Terms

Restricted Stock Units, tax-withholding disposition, self-directed 401(k) Plan, Chief Accounting Officer

4 terms

Restricted Stock Units financial

"vesting of shares from Restricted Stock Units granted on February 24, 2023 and March 4, 2024"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax-withholding disposition financial

"Payment of exercise price or tax liability by delivering securities"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

self-directed 401(k) Plan financial

"Held by self-directed 401(k) Plan."

Chief Accounting Officer financial

"SVP, Chief Accounting Officer"

A chief accounting officer is a senior executive responsible for overseeing a company's financial records and ensuring all accounting practices are accurate and compliant with regulations. They play a key role in preparing financial reports that help investors understand the company's financial health, much like a trusted navigator guiding a ship through complex waters. Their work ensures transparency and trust in the company's financial information.

Form 4 Insider Transactions: What Each Field Means →

04/15/2026 - 06:00 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

WEITZMAN HOWARD

(Last)

(First)

(Middle)

C/O BRC GROUP HOLDINGS, INC.

11100 SANTA MONICA BLVD. SUITE 800

(Street)

LOS ANGELES

CALIFORNIA

90025

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BRC Group Holdings, Inc. [ RILY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SVP, Chief Accounting Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/13/2026		F		4,861⁽¹⁾	D	$7.23	53,710	D
Common Stock								7,500	I	See Footnote⁽²⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on February 24, 2023 and March 4, 2024.

2. Held by self-directed 401(k) Plan.

	/s/ Howard Weitzman	04/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did RILY executive Howard Weitzman report in this Form 4 filing?

Howard Weitzman reported that 4,861 shares of BRC Group Holdings common stock were withheld to pay taxes on vested Restricted Stock Units. This is a routine tax-withholding event, not an open-market stock sale, related to equity-based compensation.

Was the RILY Form 4 transaction an insider sale in the open market?

No, the Form 4 shows a tax-withholding disposition, not an open-market sale. The 4,861 shares were withheld and remitted by the company to cover taxes due on vesting Restricted Stock Units granted in 2023 and 2024.

How many RILY shares does Howard Weitzman hold after this transaction?

After the tax-withholding transaction, Howard Weitzman directly owns 53,710 shares of BRC Group Holdings common stock and indirectly holds 7,500 shares through a self-directed 401(k) plan, according to the ownership figures reported in the Form 4 filing.

What triggered the tax-withholding shares in this RILY Form 4?

The withholding was triggered by the vesting of Restricted Stock Units granted on February 24, 2023 and March 4, 2024. When these RSUs vested, the company withheld 4,861 shares and remitted them to taxing authorities on behalf of Howard Weitzman.