STOCK TITAN

[Form 4/A] Riot Platforms, Inc. Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A

Riot Platforms, Inc. reported an amended Form 4 showing an officer disposition of common stock. On 07/01/2025 the reporting person sold 20,345 shares at a per‑share price of $11.27, reducing their direct holdings to 802,785 shares.

The amendment filed on 07/03/2025 adds a Power of Attorney (Exhibit 24) and explains the sold shares were withheld by the issuer to cover tax withholding upon vesting of restricted shares. The form is signed by an attorney‑in‑fact on 10/10/2025.

Riot Platforms, Inc. ha comunicato un modulo 4 aggiornato che mostra una disposizione dell'ufficiale di azioni ordinarie. Il 07/01/2025 la persona che presenta la dichiarazione ha venduto 20.345 azioni a un prezzo per azione di $11,27, riducendo le sue partecipazioni dirette a 802.785 azioni.

La modifica presentata il 07/03/2025 aggiunge una Procura (Exhibit 24) e spiega che le azioni vendute sono state trattenute dall'emittente per coprire le ritenute fiscali al vesting delle azioni vincolate. Il modulo è firmato da un avvocato‑in‑fact il 10/10/2025.

Riot Platforms, Inc. informó un Formulario 4 enmendado que muestra una disposición de acciones comunes por parte de un funcionario. El 07/01/2025 la persona reportante vendió 20.345 acciones a un precio por acción de $11,27, reduciendo sus participaciones directas a 802.785 acciones.

La enmienda presentada el 07/03/2025 añade un Poder notarial (Exhibit 24) y explica que las acciones vendidas fueron retenidas por el emisor para cubrir la retención de impuestos al vesting de las acciones restringidas. El formulario está firmado por un apoderado el 10/10/2025.

Riot Platforms, Inc.가 수정된 Form 4를 보고하여 임원 보유 주식 처분을 보여주었다. 07/01/2025에 보고자의 매각은 20.345주를 주당 가격 $11.27로 매각하여 직간접 보유 주식 수를 802.785주로 감소시켰다.

07/03/2025에 제출된 수정은 위임장 (Exhibit 24)를 추가하고 매각 주식이 제한 주식의 vesting 시점의 세금 원천징수를 충당하기 위해 발행인이 보유했다고 설명한다. 이 양식은 10/10/2025에 대리인에 의해 서명되었다.

Riot Platforms, Inc. a publié un Formulaire 4 amendé montrant une disposition des actions ordinaires par un dirigeant. Le 07/01/2025, la personne déclarante a vendu 20.345 actions à un prix par action de $11,27, réduisant ainsi ses participations directes à 802.785 actions.

L'amendement déposé le 07/03/2025 ajoute une Powers of Attorney (Exhibit 24) et explique que les actions vendues ont été retenues par l'émetteur pour couvrir les retenues d'impôt lors du vesting des actions sous contrôle. Le formulaire est signé par un mandataire le 10/10/2025.

Riot Platforms, Inc. berichtete über ein geändertes Formular 4, das eine Abgabe eines Offiziers von Stammaktien zeigt. Am 07/01/2025 hat die meldende Person 20.345 Aktien zu einem Kurs von $11,27 pro Aktie verkauft und damit ihre direkten Anteile auf 802.785 Aktien reduziert.

Die am 07/03/2025 eingereichte Änderung fügt eine Treuhandvollmacht (Exhibit 24) hinzu und erklärt, dass die verkauften Aktien vom Emittenten einbehalten wurden, um Steuerrückstände beim Vesting der eingeschränkten Aktien zu decken. Das Formular ist von einem Bevollmächtigten am 10/10/2025 unterzeichnet.

Riot Platforms, Inc. أبلغت عن نموذج م4 معدّل يظهر توزيعاً من قبل موظف للأسهم العادية. في 07/01/2025 باع مقدم البلاغ 20,345 سهماً بسعر $11.27 للسهم، مما خفض ممتلكاته المباشرة إلى 802,785 سهماً.

الإضافة المعدلة في 07/03/2025 تضيف تفويض بالوكالة (Exhibit 24) وتوضح أن الأسهم المباعة احتُجزت من قبل المصدر لتغطية اقتطاعات الضرائب عند vesting الأسهم المقيدة. النموذج موقّع من محامٍ مفوَّض بالوكالة في 10/10/2025.

Riot Platforms, Inc. 报告了一份修改后的 Form 4,显示一名高管对普通股的处置。于 2025/07/01 报告人以每股 $11.27 的价格出售了 20,345 股,直接持股降至 802,785 股。

2025/07/03 提交的修订中增添了一个 Power of Attorney(Exhibit 24),并解释所售出的股票被发行人保留,以覆盖限制性股票归属时的税务预扣。该表格由代理律师在 2025/10/10 签署。

Positive
  • Transparent disclosure of the disposition and the reason for share withholding (tax obligations)
  • Amendment attached Exhibit 24 (Power of Attorney), improving record completeness
Negative
  • Reduction in direct holdings by 20,345 shares could modestly lower insider ownership concentration

Insights

Officer disposed 20,345 shares; amendment adds Power of Attorney.

The transaction is a disposition of 20,345 shares at $11.27 on 07/01/2025

The amendment clarifies administrative details by attaching a Power of Attorney and notes the shares were withheld to cover tax withholding on vested restricted stock; this is an administrative, not an operating, disclosure. Watch filings for additional changes in direct holdings or further amendments over the next few reporting cycles.

Riot Platforms, Inc. ha comunicato un modulo 4 aggiornato che mostra una disposizione dell'ufficiale di azioni ordinarie. Il 07/01/2025 la persona che presenta la dichiarazione ha venduto 20.345 azioni a un prezzo per azione di $11,27, riducendo le sue partecipazioni dirette a 802.785 azioni.

La modifica presentata il 07/03/2025 aggiunge una Procura (Exhibit 24) e spiega che le azioni vendute sono state trattenute dall'emittente per coprire le ritenute fiscali al vesting delle azioni vincolate. Il modulo è firmato da un avvocato‑in‑fact il 10/10/2025.

Riot Platforms, Inc. informó un Formulario 4 enmendado que muestra una disposición de acciones comunes por parte de un funcionario. El 07/01/2025 la persona reportante vendió 20.345 acciones a un precio por acción de $11,27, reduciendo sus participaciones directas a 802.785 acciones.

La enmienda presentada el 07/03/2025 añade un Poder notarial (Exhibit 24) y explica que las acciones vendidas fueron retenidas por el emisor para cubrir la retención de impuestos al vesting de las acciones restringidas. El formulario está firmado por un apoderado el 10/10/2025.

Riot Platforms, Inc.가 수정된 Form 4를 보고하여 임원 보유 주식 처분을 보여주었다. 07/01/2025에 보고자의 매각은 20.345주를 주당 가격 $11.27로 매각하여 직간접 보유 주식 수를 802.785주로 감소시켰다.

07/03/2025에 제출된 수정은 위임장 (Exhibit 24)를 추가하고 매각 주식이 제한 주식의 vesting 시점의 세금 원천징수를 충당하기 위해 발행인이 보유했다고 설명한다. 이 양식은 10/10/2025에 대리인에 의해 서명되었다.

Riot Platforms, Inc. a publié un Formulaire 4 amendé montrant une disposition des actions ordinaires par un dirigeant. Le 07/01/2025, la personne déclarante a vendu 20.345 actions à un prix par action de $11,27, réduisant ainsi ses participations directes à 802.785 actions.

L'amendement déposé le 07/03/2025 ajoute une Powers of Attorney (Exhibit 24) et explique que les actions vendues ont été retenues par l'émetteur pour couvrir les retenues d'impôt lors du vesting des actions sous contrôle. Le formulaire est signé par un mandataire le 10/10/2025.

Riot Platforms, Inc. berichtete über ein geändertes Formular 4, das eine Abgabe eines Offiziers von Stammaktien zeigt. Am 07/01/2025 hat die meldende Person 20.345 Aktien zu einem Kurs von $11,27 pro Aktie verkauft und damit ihre direkten Anteile auf 802.785 Aktien reduziert.

Die am 07/03/2025 eingereichte Änderung fügt eine Treuhandvollmacht (Exhibit 24) hinzu und erklärt, dass die verkauften Aktien vom Emittenten einbehalten wurden, um Steuerrückstände beim Vesting der eingeschränkten Aktien zu decken. Das Formular ist von einem Bevollmächtigten am 10/10/2025 unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Howell Stephen Mitchell Jr.

(Last) (First) (Middle)

(Street)
CASTLE ROCK CO 80109

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Riot Platforms, Inc. [ RIOT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
COO
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
07/03/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 07/01/2025 F 20,345(2) D $11.27 802,785 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This Form 4 amendment is being filed solely to add the Power of Attorney, attached as Exhibit 24.
2. Represents shares withheld by the Issuer to cover tax withholding obligations upon vesting of restricted shares of the Issuer's common stock.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Tanya McGill, Attorney-in-Fact for Stephen Howell 10/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Riot Platforms (RIOT) Form 4/A report?

It reported a disposition of 20,345 shares by an officer on 07/01/2025 at $11.27, leaving 802,785 shares beneficially owned.

Why was the Form 4 amended for RIOT?

The amendment filed on 07/03/2025 adds a Power of Attorney (Exhibit 24) and clarifies withholding of shares to cover tax obligations upon vesting.

Who filed the Form 4/A for RIOT?

The reporting person is Stephen Mitchell Howell Jr., an officer (COO); the form is signed by an attorney‑in‑fact (Tanya McGill) on 10/10/2025.

How many shares does the reporting person own after the transaction?

The filing states 802,785 shares are beneficially owned following the reported disposition.

What was the price per share for the disposed RIOT shares?

The reported sale price was $11.27 per share for the 20,345 shares disposed.
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