STOCK TITAN

[Form 4/A] Riot Platforms, Inc. Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A

Riot Platforms (RIOT) filed an amended Form 4 for its SVP and CAO, reporting a tax withholding transaction tied to restricted stock vesting. On 07/01/2025, 12,965 shares of common stock were withheld at $11.27 under code F to cover taxes upon vesting. Following this, the reporting person directly beneficially owned 641,861 shares. The amendment was filed solely to add a Power of Attorney (Exhibit 24).

Riot Platforms (RIOT) ha presentato un modulo Form 4 modificato per il suo SVP e CAO, riportando una transazione di trattenuta fiscale legata al vesting di azioni restritte. Il 07/01/2025, sono state trattenute 12.965 azioni ordinarie al prezzo di $11,27 sotto il codice F per coprire le tasse al vesting. A seguito di questo, la persona riportata possedeva direttamente 641.861 azioni. La modifica è stata presentata solo per aggiungere una Procura (Exhibit 24).

Riot Platforms (RIOT) presentó un Formulario 4 enmendado para su SVP y CAO, reportando una transacción de retención de impuestos vinculada al vesting de acciones restringidas. El 07/01/2025, se retuvieron 12.965 acciones comunes a un precio de $11,27 bajo el código F para cubrir impuestos al vesting. Tras esto, la persona informante poseía directamente 641.861 acciones. La enmienda se presentó únicamente para añadir un Poder Notarial (Exhibit 24).

Riot Platforms (RIOT)는 SVP 및 CAO를 위한 수정된 Form 4를 제출했으며, 제한 주식의 vesting과 관련된 세금 원천징수 거래를 보고했습니다. 07/01/202512,965주식이 코드 F에 따라 세금 부담을 충당하기 위해 원천징수되었습니다. 그 다음으로 보고자는 직접적으로 641,861주를 보유하게 되었습니다. 수정은 Exhibit 24인 위임장을 추가하기 위해서만 제출되었습니다.

Riot Platforms (RIOT) a déposé un formulaire Form 4 amendé pour son Senior Vice-President (SVP) et son Chief Accounting Officer (CAO), signalant une transaction de retenue d'impôt liée au vesting d'actions restreintes. Le 07/01/2025, 12 965 actions ordinaires ont été retenues à $11,27 sous le code F pour couvrir les impôts lors du vesting. Suite à cela, la personne déclarée détenait directement 641 861 actions. L'amendement a été déposé uniquement pour ajouter une Power of Attorney (Exhibit 24).

Riot Platforms (RIOT) hat ein abgeändertes Form 4 für seinen Senior Vice President (SVP) und Chief Accounting Officer (CAO) eingereicht und eine Steuerabzugstransaktion im Zusammenhang mit dem Vesting von Restricted Stock gemeldet. Am 07/01/2025 wurden 12.965 Stammaktien im Betrag von $11,27 unter dem Code F einbehalten, um Steuern beim Vesting zu decken. Danach besaß die berichtende Person direkt 641.861 Aktien. Die Änderung wurde ausschließlich vorgenommen, um eine Power of Attorney (Exhibit 24) hinzuzufügen.

Riot Platforms (RIOT) قدّمت نموذج Form 4 معدلاً لـ SVP و CAO، مُبلَّغاً عن صفقة حجز ضريبي مرتبطة بإتمام vesting للأسهم المقيدة. في 07/01/2025، تم حجز 12,965 سهماً من الأسهم العادية بسعر $11.27 وفق الرمز F لتغطية الضرائب عند vesting. عقب ذلك، امتلك الشخص المبلغ تقريرياً ما مجموعه 641,861 سهماً مباشرة. التعديل تم تقديمه فقط لإضافة وَكالة قانونية (Exhibit 24).

Riot Platforms (RIOT) 提交了修订后的 Form 4,适用于其高级副总裁(SVP)和首席会计官(CAO),报告了与限制性股票归属相关的扣税交易。在 07/01/2025,以 $11.27 的价格、按代码 F 在归属时扣留了 12,965 股普通股以覆盖税费。随后,报告人直接实际控制着 641,861 股。这次修订仅为添加一个 授权书(Exhibit 24)而提交。

Positive
  • None.
Negative
  • None.

Riot Platforms (RIOT) ha presentato un modulo Form 4 modificato per il suo SVP e CAO, riportando una transazione di trattenuta fiscale legata al vesting di azioni restritte. Il 07/01/2025, sono state trattenute 12.965 azioni ordinarie al prezzo di $11,27 sotto il codice F per coprire le tasse al vesting. A seguito di questo, la persona riportata possedeva direttamente 641.861 azioni. La modifica è stata presentata solo per aggiungere una Procura (Exhibit 24).

Riot Platforms (RIOT) presentó un Formulario 4 enmendado para su SVP y CAO, reportando una transacción de retención de impuestos vinculada al vesting de acciones restringidas. El 07/01/2025, se retuvieron 12.965 acciones comunes a un precio de $11,27 bajo el código F para cubrir impuestos al vesting. Tras esto, la persona informante poseía directamente 641.861 acciones. La enmienda se presentó únicamente para añadir un Poder Notarial (Exhibit 24).

Riot Platforms (RIOT)는 SVP 및 CAO를 위한 수정된 Form 4를 제출했으며, 제한 주식의 vesting과 관련된 세금 원천징수 거래를 보고했습니다. 07/01/202512,965주식이 코드 F에 따라 세금 부담을 충당하기 위해 원천징수되었습니다. 그 다음으로 보고자는 직접적으로 641,861주를 보유하게 되었습니다. 수정은 Exhibit 24인 위임장을 추가하기 위해서만 제출되었습니다.

Riot Platforms (RIOT) a déposé un formulaire Form 4 amendé pour son Senior Vice-President (SVP) et son Chief Accounting Officer (CAO), signalant une transaction de retenue d'impôt liée au vesting d'actions restreintes. Le 07/01/2025, 12 965 actions ordinaires ont été retenues à $11,27 sous le code F pour couvrir les impôts lors du vesting. Suite à cela, la personne déclarée détenait directement 641 861 actions. L'amendement a été déposé uniquement pour ajouter une Power of Attorney (Exhibit 24).

Riot Platforms (RIOT) hat ein abgeändertes Form 4 für seinen Senior Vice President (SVP) und Chief Accounting Officer (CAO) eingereicht und eine Steuerabzugstransaktion im Zusammenhang mit dem Vesting von Restricted Stock gemeldet. Am 07/01/2025 wurden 12.965 Stammaktien im Betrag von $11,27 unter dem Code F einbehalten, um Steuern beim Vesting zu decken. Danach besaß die berichtende Person direkt 641.861 Aktien. Die Änderung wurde ausschließlich vorgenommen, um eine Power of Attorney (Exhibit 24) hinzuzufügen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Werner Ryan D.

(Last) (First) (Middle)
C/O RIOT PLATFORMS, INC.
3855 AMBROSIA STREET, SUITE 301

(Street)
CASTLE ROCK CO 80109

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Riot Platforms, Inc. [ RIOT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, CAO
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
07/03/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 07/01/2025 F 12,965(2) D $11.27 641,861 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This Form 4 amendment is being filed solely to add the Power of Attorney, attached as Exhibit 24.
2. Represents shares withheld by the Issuer to cover tax withholding obligations upon vesting of restricted shares of the Issuer's common stock.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Tanya McGill, Attorney-in-Fact for Ryan Werner 10/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did RIOT file and why was it amended?

A Form 4/A was filed, amended solely to add a Power of Attorney (Exhibit 24).

Who is the reporting person in RIOT’s Form 4/A?

An officer of Riot Platforms serving as SVP, CAO.

What transaction was reported on 07/01/2025?

A code F withholding of 12,965 common shares at $11.27 to cover taxes upon restricted share vesting.

How many RIOT shares does the officer own after the transaction?

Direct beneficial ownership is 641,861 shares.

Were any derivative securities reported?

No derivative securities entries were reported in the provided excerpt.

What does transaction code F indicate?

Code F indicates shares withheld by the issuer to satisfy tax withholding on equity vesting.
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