Rithm Capital (RITM) director granted 17,279 shares as equity compensation

Rhea-AI Filing Summary

Hebard Peggy Hwan reported acquisition or exercise transactions in this Form 4 filing.

Rithm Capital Corp. director Peggy Hwan Hebard received 17,279 shares of Common Stock as a compensation award. The shares were granted for services under the company’s Omnibus Incentive Plan and related board resolutions, increasing her direct holdings to 96,779 shares. The footnote cites a closing stock price of $9.26 on May 22, 2026 as the applicable reference price.

Insights

Equity compensation analyst

Director received routine share grant as equity compensation.

Director Peggy Hwan Hebard was granted 17,279 Rithm Capital common shares at no cash cost as compensation under the Omnibus Incentive Plan. This is a non-cash award rather than an open-market purchase.

The grant lifts her direct holdings to 96,779 shares, aligning part of her compensation with shareholder outcomes. The filing does not show any sales or derivative exercises, indicating this event is primarily administrative equity-based pay rather than a trading signal.

Insider Trade Summary

Net Buyer: 17,279 shares

Net Buy 1 txn

Insider Hebard Peggy Hwan

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	17,279	$0.00	$0.00

Holdings After Transaction: Common Stock — 96,779 shares (Direct)

Footnotes (1)

1. F1. The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $9.26 on May 22, 2026.

Key Figures

Shares granted: 17,279 shares Shares owned after grant: 96,779 shares Transaction price per share: $0.00 per share +1 more

4 metrics

Shares granted 17,279 shares Common Stock award to director on May 26, 2026

Shares owned after grant 96,779 shares Director’s direct holdings following transaction

Transaction price per share $0.00 per share Equity compensation, no cash paid by director

Closing stock price $9.26 Applicable closing price on May 22, 2026, per footnote

Key Terms

Omnibus Incentive Plan, closing stock price, Board of Directors, Grant, award, or other acquisition

4 terms

Omnibus Incentive Plan financial

"in accordance with the Issuer's Omnibus Incentive Plan and the additional terms"

An omnibus incentive plan is a single, flexible program a company uses to give employees and executives different types of pay tied to performance — for example stock options, restricted shares, cash bonuses and other awards — all governed by one set of rules. It matters to investors because it determines how many new shares may be created, how leaders are motivated and how much the company will spend on compensation over time; think of it as a master toolbox that affects both costs and the total share supply.

closing stock price financial

"The applicable closing stock price was $9.26 on May 22, 2026."

Board of Directors financial

"terms established by resolution of the Board of Directors."

The Board of Directors is a group of people chosen by a company's owners to help make big decisions and oversee how the company is run. They act like a team of advisors or managers, making sure the company stays on track and meets its goals. Their choices can influence the company's success and how it grows.

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 05/27/2026 - 05:18 PM Accepted by SEC EDGAR 05/27/2026 - 05:17 PM Learn about SEC filing dates

FAQ

What did Rithm Capital (RITM) director Peggy Hwan Hebard report in this Form 4?

Peggy Hwan Hebard reported receiving 17,279 shares of Rithm Capital Common Stock as a compensation grant. The award was issued under the company’s Omnibus Incentive Plan, increasing her direct ownership to 96,779 shares with no open-market buying or selling reported.

Was the Rithm Capital (RITM) Form 4 transaction a stock purchase or a grant?

The Form 4 shows a stock grant, not a market purchase. Transaction code A indicates an award or other acquisition, and the shares were issued as compensation under the Omnibus Incentive Plan, with a reported transaction price of $0.00 per share to the director.

How many Rithm Capital (RITM) shares does director Peggy Hwan Hebard hold after this grant?

Following the reported equity grant, Peggy Hwan Hebard directly holds 96,779 shares of Rithm Capital common stock. This total includes the 17,279 shares awarded as compensation, reflecting her updated direct ownership position after the Form 4 transaction.

What price reference is disclosed for the Rithm Capital (RITM) director share grant?

The footnote states the applicable closing stock price was $9.26 on May 22, 2026. While the transaction price is shown as $0.00 per share to the director, this closing price provides a market reference for the value of the equity compensation grant.

Under what plan were the Rithm Capital (RITM) shares granted to the director?

The shares were issued under Rithm Capital’s Omnibus Incentive Plan. The footnote explains they were granted as compensation for services, according to the plan and additional terms set by a resolution of the Board of Directors overseeing director equity awards.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hebard Peggy Hwan

(Last) (First) (Middle)

799 BROADWAY

8TH FLOOR

(Street)

NEW YORK NEW YORK 10003

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rithm Capital Corp. [ RITM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/26/2026		A		17,279	A	$0(1)	96,779	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $9.26 on May 22, 2026.

Remarks:

	/s/ Philip Sivin, as Attorney-in-Fact	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)