Rivian (RIVN) director Karen Boone receives 17,445 RSU equity award

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Boone Karen reported acquisition or exercise transactions in this Form 4 filing.

Rivian Automotive (RIVN) director Karen Boone reported a compensation-related stock grant. She received an award of 17,445 restricted stock units (RSUs) of Class A common stock that will vest on the first anniversary of the grant date, meaning she will receive the underlying shares after one year of service.

After this award, Boone directly holds 115,794 shares of Class A common stock and indirectly holds 130,000 shares through The Boone Family Trust dated August 6, 2015. The filing shows a routine equity grant rather than an open-market stock purchase or sale.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Boone Karen

Role null

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	17,445	$0.00	--
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Class A Common Stock — 115,794 shares (Direct, null); Class A Common Stock — 130,000 shares (Indirect, See footnote)

Footnotes (1)

Represents an award of 17,445 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. By The Boone Family Trust dated August 6, 2015.

Key Figures

RSU grant size: 17,445 RSUs Grant price per RSU: $0.00 per share Direct shares after grant: 115,794 shares +1 more

4 metrics

RSU grant size 17,445 RSUs Restricted stock units vesting on first anniversary of grant date

Grant price per RSU $0.00 per share Equity compensation award, not open-market purchase

Direct shares after grant 115,794 shares Class A common stock directly held by Karen Boone

Indirect shares via trust 130,000 shares Class A common stock held by The Boone Family Trust

Key Terms

restricted stock units ("RSUs"), indirect, Grant, award, or other acquisition, The Boone Family Trust dated August 6, 2015

4 terms

restricted stock units ("RSUs") financial

"Represents an award of 17,445 restricted stock units ("RSUs") which will vest"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

indirect financial

"total_shares_following_transaction": "130000.0000" ... "ownership_type": "indirect""

Grant, award, or other acquisition financial

""transaction_code_description": "Grant, award, or other acquisition""

The Boone Family Trust dated August 6, 2015 financial

"By The Boone Family Trust dated August 6, 2015."

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/23/2026 - 04:38 PM Accepted by SEC EDGAR 06/23/2026 - 04:38 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Boone Karen

(Last)

(First)

(Middle)

C/O RIVIAN AUTOMOTIVE, INC.

14600 MYFORD ROAD

(Street)

IRVINE

CALIFORNIA

92606

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rivian Automotive, Inc. / DE [ RIVN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/22/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	06/22/2026		A		17,445⁽¹⁾	A	$0	115,794	D
Class A Common Stock								130,000	I	See footnote⁽²⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents an award of 17,445 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date.

2. By The Boone Family Trust dated August 6, 2015.

Remarks:

	/s/ Jamie Chung, Attorney-in-Fact	06/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Rivian (RIVN) director Karen Boone report?

Karen Boone reported receiving 17,445 restricted stock units (RSUs) of Rivian Class A common stock as a grant. These RSUs are compensation, not an open-market purchase, and will convert into shares if she meets the vesting requirement.

How many Rivian (RIVN) shares does Karen Boone hold after this Form 4?

After the reported grant, Karen Boone holds 115,794 Rivian Class A shares directly and 130,000 shares indirectly. The indirect shares are held through The Boone Family Trust dated August 6, 2015, according to the filing footnotes.

When do Karen Boone’s new Rivian (RIVN) RSUs vest?

The 17,445 Rivian RSUs granted to Karen Boone will vest on the first anniversary of the grant date. Once vested, each restricted stock unit converts into one share of Class A common stock, assuming she satisfies the vesting condition.

Was Karen Boone’s Rivian (RIVN) Form 4 a stock buy or sale?

The Form 4 does not show an open-market buy or sale by Karen Boone. It reports a grant of 17,445 restricted stock units at a price of $0.00 per share, which is a standard equity compensation award rather than a market trade.

What does indirect ownership mean in Karen Boone’s Rivian (RIVN) filing?

Indirect ownership in this filing refers to shares held through another entity instead of personally. Karen Boone’s Form 4 states that 130,000 Rivian Class A shares are held "By The Boone Family Trust dated August 6, 2015," reflecting trust-held ownership.