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Rivian (RIVN) director reports 658 RSUs and large trust holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rivian Automotive, Inc. (RIVN) director Peter Krawiec reported an equity award in the form of restricted stock units. On January 20, 2026, he received 658 RSUs, which vested on that date and settled in shares of Rivian Class A common stock at a stated price of $0 per share. Following this award, he directly beneficially owned 8,332 shares of Class A common stock.

The filing also lists additional Class A common stock held indirectly through related estate-planning vehicles. These holdings total 29,122 shares by the Peter Krawiec 2025 GRAT, 32,778 shares by the Erin G. Krawiec 2025 GRAT, and 34,531 shares by the Erin G. Krawiec 2019 Trust. These indirect positions are disclosed as beneficially owned but are separate from the directly held shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Krawiec Peter

(Last) (First) (Middle)
C/O RIVIAN AUTOMOTIVE, INC.

(Street)
IRVINE CA 92606

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rivian Automotive, Inc. / DE [ RIVN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/20/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/20/2026 A 658(1) A $0 8,332 D
Class A Common Stock 29,122 I By Peter Krawiec 2025 GRAT
Class A Common Stock 32,778 I By Erin G. Krawiec 2025 GRAT
Class A Common Stock 34,531 I By Erin G. Krawiec 2019 Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents an award of 658 restricted stock units ("RSUs"), which vested on January 20, 2026. The RSUs settled in shares of the Issuer's Class A Common Stock upon vesting.
Remarks:
/s/ Jamie Chung, Attorney-in-Fact 01/22/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Rivian (RIVN) disclose for Peter Krawiec?

The filing discloses that director Peter Krawiec received an award of 658 restricted stock units (RSUs) that vested on January 20, 2026 and settled in shares of Rivian Class A common stock.

How many Rivian Class A shares does Peter Krawiec directly own after this Form 4?

After the RSU vesting and settlement, Peter Krawiec directly beneficially owned 8,332 shares of Rivian Class A common stock.

Were there any sales of Rivian (RIVN) shares reported in this Form 4?

No sales were reported. The Form 4 shows an acquisition (code A) of 658 shares at a stated price of $0, reflecting RSUs vesting and settling into Class A common stock.

What indirect Rivian shareholdings related to Peter Krawiec are reported?

The filing reports indirect beneficial ownership of Rivian Class A shares as follows: 29,122 shares by the Peter Krawiec 2025 GRAT, 32,778 shares by the Erin G. Krawiec 2025 GRAT, and 34,531 shares by the Erin G. Krawiec 2019 Trust.

What is the nature of the 658 RSUs reported for Rivian (RIVN)?

The 658 RSUs are restricted stock units that vested on January 20, 2026. Upon vesting, they settled in shares of Rivian’s Class A common stock, increasing Peter Krawiec’s direct holdings.

What is Peter Krawiec’s role at Rivian Automotive, Inc.?

According to the filing, Peter Krawiec is a director of Rivian Automotive, Inc., and the Form 4 is filed as a report by one reporting person.

Rivian Automotive, Inc. / De

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