STOCK TITAN

Rivian Automotive (RIVN) director receives 1,192 RSUs that vest immediately

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Schwartz Sanford Harold reported acquisition or exercise transactions in this Form 4 filing.

Schwartz Sanford Harold, a director of Rivian Automotive, Inc., reported the grant of 1,192 restricted stock units (RSUs) on July 20, 2026, which vested that day. He elected to defer issuance of the underlying Class A Common Stock until his termination as director, with 213,002 shares of Class A Common Stock reported as held after this award.

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Insider Schwartz Sanford Harold
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock F1 1,192 $0.00 $0.00
Holdings After Transaction: Class A Common Stock — 213,002 shares (Direct)
Footnotes (1)
  1. F1. Represents an award of 1,192 restricted stock units ("RSUs"), which vested on July 20, 2026. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the RSUs until the Reporting Person's termination of service as a director of the Issuer. The RSUs will settle in shares of the Issuer's Class A Common Stock upon such termination of service.
Restricted stock units granted 1,192 RSUs Award of RSUs which vested on July 20, 2026
Grant price per share $0.0000 Per-share value reported for the RSU award
Shares owned after transaction 213,002 shares Class A Common Stock reported as held following the RSU award
restricted stock units ("RSUs") financial
"Represents an award of 1,192 restricted stock units ("RSUs"), which vested"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
Class A Common Stock financial
"shares of the Issuer's Class A Common Stock underlying the RSUs"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
termination of service as a director financial
"until the Reporting Person's termination of service as a director of the Issuer"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Rivian (RIVN) report for director Schwartz Sanford Harold?

Rivian reported that director Schwartz Sanford Harold received 1,192 restricted stock units (RSUs) that vested on July 20, 2026. These RSUs relate to Class A Common Stock and increase his reported holdings to 213,002 shares after the award.

How many shares does the Rivian (RIVN) director hold after the latest RSU award?

After the RSU award, the director is reported as holding 213,002 shares of Rivian Class A Common Stock. This figure reflects the position following the grant of 1,192 RSUs that vested on July 20, 2026, as disclosed in the Form 4.

What are the terms of the 1,192 RSU award disclosed by Rivian (RIVN)?

The award consists of 1,192 restricted stock units (RSUs) that vested on July 20, 2026. The director elected to defer issuance of the underlying Class A Common Stock until his termination of service as a director, when the RSUs will settle in shares.

Was the Rivian (RIVN) director’s RSU grant made under a Rule 10b5-1 trading plan?

The Form 4 indicates the transaction was not affirmed as made under a Rule 10b5-1 plan. The document-level checkbox for Rule 10b5-1 trading arrangements is marked false, meaning the grant is not tied to such a pre-arranged plan.

Did the Rivian (RIVN) director pay a purchase price for the 1,192 RSUs?

The reported per-share price for the transaction is $0.0000, indicating no purchase price was paid for the 1,192 RSUs. This characterizes the transaction as a grant or award of equity rather than an open-market purchase.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Schwartz Sanford Harold

(Last)(First)(Middle)
C/O RIVIAN AUTOMOTIVE, INC.

(Street)
IRVINE CALIFORNIA 92606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Rivian Automotive, Inc. / DE [ RIVN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/20/2026A1,192(1)A$0213,002D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents an award of 1,192 restricted stock units ("RSUs"), which vested on July 20, 2026. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the RSUs until the Reporting Person's termination of service as a director of the Issuer. The RSUs will settle in shares of the Issuer's Class A Common Stock upon such termination of service.
Remarks:
/s/ Jamie Chung, Attorney-in-Fact07/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)