STOCK TITAN

Rivian (RIVN) director Gomez reports RSU vesting and tax share withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rivian Automotive, Inc. director Aidan N. Gomez reported routine equity compensation activity involving Class A Common Stock. On April 20, 2026, 810 restricted stock units vested, increasing his direct holdings to 40,390 shares. In connection with this vesting, 406 shares were withheld by the company to cover tax withholding obligations rather than sold in the open market.

Positive

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Negative

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Insider Gomez Aidan N.
Role null
Type Security Shares Price Value
Grant/Award Class A Common Stock 810 $0.00 --
Tax Withholding Class A Common Stock 406 $17.23 $7K
Holdings After Transaction: Class A Common Stock — 40,390 shares (Direct, null)
Footnotes (1)
  1. Represents an award of 810 restricted stock units ("RSUs"), which vested on April 20, 2026. 406 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the vesting of 810 RSUs on January 20, 2026. The closing price of the Company's Class A Common Stock on April 19, 2026.
RSUs vested 810 units Restricted stock units vested on April 20, 2026
Shares withheld for taxes 406 shares Class A shares withheld to satisfy tax obligations
Tax withholding share value $17.23 per share Closing price of Class A on April 19, 2026
Holdings after award 40,390 shares Direct Class A Common Stock holdings following RSU vesting
Holdings after tax withholding 39,984 shares Direct holdings immediately after 406-share tax withholding
restricted stock units ("RSUs") financial
"Represents an award of 810 restricted stock units ("RSUs"), which vested on April 20, 2026."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
tax withholding obligations financial
"shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations"
Class A Common Stock financial
"406 shares of Class A Common Stock were withheld by the Company"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
Payment of exercise price or tax liability by delivering securities financial
"transaction_code_description": "Payment of exercise price or tax liability by delivering securities""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gomez Aidan N.

(Last)(First)(Middle)
C/O RIVIAN AUTOMOTIVE, INC.
14600 MYFORD RD

(Street)
IRVINE CALIFORNIA 92606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Rivian Automotive, Inc. / DE [ RIVN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock04/20/2026A810(1)A$040,390D
Class A Common Stock04/20/2026F406(2)D$17.23(3)39,984D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents an award of 810 restricted stock units ("RSUs"), which vested on April 20, 2026.
2. 406 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the vesting of 810 RSUs on January 20, 2026.
3. The closing price of the Company's Class A Common Stock on April 19, 2026.
Remarks:
/s/ Jamie Chung, Attorney-in-Fact04/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Rivian (RIVN) director Aidan Gomez report in this Form 4?

Rivian director Aidan N. Gomez reported routine equity compensation activity. 810 RSUs vested into Class A Common Stock and 406 shares were withheld by the company to satisfy tax withholding obligations, with no open-market purchases or sales reported.

How many Rivian (RIVN) shares does Aidan Gomez hold after these transactions?

After these transactions, Aidan N. Gomez directly holds 40,390 shares of Rivian Class A Common Stock. This reflects the vesting of 810 RSUs and the withholding of 406 shares for taxes as part of standard equity compensation procedures.

Were any Rivian (RIVN) shares sold on the market in this Form 4?

No open-market sales were reported. The 406 shares shown as a disposition were withheld by Rivian to cover tax obligations tied to RSU vesting, a non-market transaction that does not represent a discretionary sale into the open market.

What is the significance of the 810 RSUs in Aidan Gomez’s Rivian (RIVN) filing?

The 810 restricted stock units represent a compensation award that vested on April 20, 2026. Upon vesting, they converted into Rivian Class A Common Stock, increasing Gomez’s direct ownership and illustrating ongoing equity-based compensation rather than an investment decision.

At what price were Rivian (RIVN) shares valued for the tax withholding in this Form 4?

The tax withholding disposition used a per-share value of $17.23, corresponding to the closing price of Rivian Class A Common Stock on April 19, 2026, as referenced in the footnotes to the Form 4 filing for this transaction.