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Rivian (NASDAQ: RIVN) CAO sees 20K shares withheld for taxes

(Moderate)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rivian Automotive, Inc. (RIVN) reported that Chief Accounting Officer Sreela Venkataratnam had 20,297 shares of Class A common stock withheld on August 15, 2026 to satisfy tax withholding obligations tied to the vesting of 39,890 Restricted Stock Units. After this tax-withholding disposition, she directly holds 564,599 shares of Class A common stock.

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Insider Venkataratnam Sreela
Role Chief Accounting Officer
Type Security Shares Price Value
Tax Withholding Class A Common Stock F1, F2 20,297 $15.36 $312K
Holdings After Transaction: Class A Common Stock — 564,599 shares (Direct)
Footnotes (2)
  1. F1. 20,297 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the vesting of 39,890 Restricted Stock Units on August 15, 2026.
  2. F2. The closing price of the Issuer's Class A Common Stock on August 14, 2026.
Shares withheld for tax 20,297 shares Class A Common Stock withheld on August 15, 2026 for tax obligations
RSUs vested 39,890 units Restricted Stock Units vesting on August 15, 2026
Price per share $15.36 Closing price on August 14, 2026 used for withheld shares
Shares held after transaction 564,599 shares Direct Class A Common Stock ownership following withholding transaction
Tax-withholding shares count 20,297 shares Reported under Form 4 code F as payment of tax liability
Restricted Stock Units financial
"in connection with the vesting of 39,890 Restricted Stock Units on August 15, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"for the purposes of satisfying tax withholding obligations in connection with the vesting"
Class A Common Stock financial
"20,297 shares of Class A Common Stock were withheld by the Company"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

What insider transaction did RIVN report for Sreela Venkataratnam on August 15, 2026?

Rivian Automotive (RIVN) reported that Sreela Venkataratnam had 20,297 shares of Class A common stock withheld. The shares covered tax withholding obligations related to the vesting of 39,890 Restricted Stock Units on August 15, 2026.

How many RIVN shares does Sreela Venkataratnam hold after the reported Form 4 transaction?

After the August 15, 2026 tax-withholding transaction, Sreela Venkataratnam directly holds 564,599 shares of Rivian Class A common stock. This figure reflects her position following the withholding of 20,297 shares for tax purposes.

Was the RIVN insider transaction a market sale or tax withholding event?

The RIVN insider transaction was a tax withholding event, not a market sale. 20,297 shares were withheld by Rivian to satisfy tax obligations arising from vesting of 39,890 RSUs, coded as a Form 4 transaction type F.

What price per share was used for the RIVN tax-withholding shares on August 15, 2026?

The withheld RIVN shares were valued at $15.36 per share, which reflects the closing price of Rivian’s Class A common stock on August 14, 2026, as disclosed in the Form 4 footnotes.

How many Restricted Stock Units vested for the RIVN Chief Accounting Officer?

On August 15, 2026, 39,890 Restricted Stock Units vested for Rivian’s Chief Accounting Officer. To cover related tax withholding obligations, 20,297 shares of Class A common stock were withheld by the company.

Is the RIVN Form 4 transaction under a Rule 10b5-1 trading plan?

The Form 4 for Rivian (RIVN) shows the Rule 10b5-1 checkbox is not affirmed. The transaction is reported as a tax-withholding disposition rather than an open-market trade under a trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Venkataratnam Sreela

(Last)(First)(Middle)
C/O RIVIAN AUTOMOTIVE, INC.
14600 MYFORD RD

(Street)
IRVINE CALIFORNIA 92606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Rivian Automotive, Inc. / DE [ RIVN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/15/2026F20,297(1)D$15.36(2)564,599D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. 20,297 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the vesting of 39,890 Restricted Stock Units on August 15, 2026.
2. The closing price of the Issuer's Class A Common Stock on August 14, 2026.
Remarks:
/s/ Jamie Chung, Attorney-in-Fact08/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)