Issuer (NASDAQ: RKLB) files Form 144 to sell vested restricted shares

Rhea-AI Filing Summary

Issuer submitted a Form 144 notice regarding proposed sales of common stock related to restricted stock vesting. The filing lists proposed sale quantities of 39,469 shares and 8,276 shares tied to vesting on 03/01/2026.

The entries reference broker details for Morgan Stanley Smith Barney LLC and include additional share rows shown with counts such as 3,269 and 15,588. Timing and methods of sale are linked to the 03/01/2026 vesting records.

Insights

Securities Compliance Analyst

Form 144 lists proposed resale following restricted stock vesting on 03/01/2026.

The excerpt shows proposed sale quantities of 39,469 shares and 8,276 shares associated with restricted stock vesting on 03/01/2026. Broker information is provided for Morgan Stanley Smith Barney LLC.

Because this is a Rule 144 notice, these are notifications of intent to sell under resale conditions; actual sale timing and proceeds are not detailed in the excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES 200 W CIVIC CENTER DR. 4TH FLOOR SANDY UT 84070	3269	227489.30	567445449	03/02/2026	NASDAQ
Common	MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES 200 W CIVIC CENTER DR. 4TH FLOOR SANDY UT 84070	15588	1084766.99	567445449	03/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2026	Restricted Stock Vesting	Issuer			39469	03/01/2026	Compensation
Common	03/01/2026	Restricted Stock Vesting	Issuer			8276	03/01/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does RKLB's Form 144 disclose?

The filing discloses proposed resales of common shares tied to restricted stock vesting. It lists 39,469 shares and 8,276 shares vesting on 03/01/2026, with Morgan Stanley Smith Barney LLC named as broker in the excerpt.

When are the restricted shares for RKLB shown in the filing vesting?

The filing shows vesting dated 03/01/2026. The entries specifically tie the listed share amounts to restricted stock vesting that occurred on that date, per the excerpt's vesting rows.

Does the Form 144 state how the RKLB shares will be sold?

The excerpt lists broker details but does not specify sale methods or timing. It identifies Morgan Stanley Smith Barney LLC yet does not provide explicit distribution methods or proceeds in the provided content.

Are the share counts in the filing final sale amounts?

The filing shows proposed resale quantities tied to vesting (39,469 and 8,276 shares). These are notices of intent to sell under Rule 144 and do not guarantee actual sale amounts or timing.