RKLB (RKLB) Form 144: Notice to sell 5,000,000 Class A shares

Rhea-AI Filing Summary

RKLB submitted a Form 144 notice reporting 5,000,000 shares of Class A Common Stock to be sold. The shares were converted from preferred shares originally acquired as part of a business combination on 08/25/2021. The filing shows the form data dated 07/06/2026.

Insights

Securities Counsel

Form 144 reports an intended resale of shares under Rule 144.

Rule 144 notices signal a holder's intent to sell restricted or control securities subject to resale conditions. The entry lists 5,000,000 shares of Class A Common Stock converted from preferred shares on 08/25/2021.

Timing and consummation are not shown in the excerpt; subsequent filings or broker records would show actual dispositions and whether Rule 144 conditions were met.

Capital Markets Analyst

Notice quantifies a potential overhang but does not confirm sales occurred.

The form lists 5,000,000 shares to be sold. The filing date is 07/06/2026, which is the reporting trigger under resale rules rather than proof of execution.

Investor impact depends on whether and when those shares are sold and on any volume limitations or trading methods disclosed in later records.

Key Figures

Shares listed for resale: 5,000,000 shares Conversion date: 08/25/2021 Form data date: 07/06/2026

3 metrics

Shares listed for resale 5,000,000 shares Securities To Be Sold entry

Conversion date 08/25/2021 Converted from preferred shares as part of business combination

Form data date 07/06/2026 Date shown on form header

Key Terms

Class A Common Stock, Converted from preferred shares, Form 144

3 terms

Class A Common Stock financial

"Securities To Be Sold | Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Converted from preferred shares regulatory

"Converted from preferred shares originally acquired as part of business combination"

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

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Available on EDGAR 07/06/2026 - 06:20 PM Accepted by SEC EDGAR 07/06/2026 - 06:19 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	5000000	465450000	578750990	07/06/2026	NASD

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	08/25/2021	Converted from preferred shares originally acquired as part of business combination	The Issuer			5000000	08/25/2021	None

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does RKLB's Form 144 report?

The Form 144 reports an intended resale of 5,000,000 Class A Common Stock shares. It states the shares were converted from preferred shares on 08/25/2021 and shows form data dated 07/06/2026.

Does the Form 144 mean RKLB shares were sold?

No. A Form 144 indicates an intent to sell restricted or control securities under resale rules. The excerpt shows 5,000,000 shares listed; it does not confirm completion of any sale or describe execution details.

What is the significance of the 08/25/2021 date on RKLB's Form 144?

The 08/25/2021 date is shown as when the shares were converted from preferred shares as part of a business combination. That conversion date is part of the securities' acquisition history recorded on the form.

Where can I find whether the listed RKLB shares were actually sold?

Actual sale completion would appear in subsequent public disclosures or broker/dealer records. The provided excerpt lists intent only; consummation and transaction details are not included here.