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Rocket Lab (NASDAQ: RKLB) CFO gifts 30,000 shares, keeps 1,165,644 direct

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rocket Lab Corp (RKLB) reported that its Chief Financial Officer, Adam C. Spice, made a bona fide gift of 30,000 shares of common stock on 2026-08-17. After this gift, he holds 1,165,644 Rocket Lab common shares directly and an additional 250,000 shares indirectly through a trust.

Positive

  • None.

Negative

  • None.
Insider Spice Adam C.
Role Chief Financial Officer
Type Security Shares Price Value
Gift Common Stock 30,000 $0.00 $0.00
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,165,644 shares (Direct); Common Stock — 250,000 shares (Indirect, by Trust)
Shares gifted 30,000 shares Bona fide gift of common stock by CFO on 2026-08-17
Direct holdings after transaction 1,165,644 shares Common stock directly owned by CFO following the gift
Indirect holdings by Trust 250,000 shares Common stock held indirectly "by Trust" after the transaction
Gift transactions count 1 Number of bona fide gift transactions reported in this Form 4
Gift shares total 30,000 shares Total shares involved in gift transactions in this filing
bona fide gift financial
"transaction_code_description: "Bona fide gift" for the 30,000-share transfer"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
indirect ownership financial
"ownership_type "indirect" with nature_of_ownership "by Trust""
by Trust financial
"nature_of_ownership is reported as "by Trust" for 250,000 shares"

FAQ

What insider transaction did Rocket Lab Corp (RKLB) report for Adam C. Spice?

Rocket Lab reported that CFO Adam C. Spice made a bona fide gift of 30,000 shares of common stock on 2026-08-17. The transaction was coded as a gift with no per-share consideration reported.

How many Rocket Lab (RKLB) shares did the CFO gift in this Form 4 filing?

The CFO, Adam C. Spice, gifted 30,000 shares of Rocket Lab common stock. The transaction used code G, indicating a bona fide gift, with a reported per-share price of $0.00, consistent with a non-cash transfer.

How many Rocket Lab (RKLB) shares does the CFO hold after the reported gift?

After the gift, Adam C. Spice directly holds 1,165,644 Rocket Lab common shares. He also has an indirect holding of 250,000 shares classified as owned "by Trust," as disclosed in the holdings section.

Does the Rocket Lab (RKLB) Form 4 indicate any stock sales or purchases by the CFO?

The filing does not report any open-market purchases or sales by the CFO. It records a single bona fide gift of 30,000 shares and lists updated direct and indirect holdings afterward.

What type of ownership is reported for the Rocket Lab (RKLB) shares held by the CFO’s trust?

The Form 4 shows 250,000 shares of Rocket Lab common stock held as indirect ownership "by Trust". This is separate from the CFO’s direct holdings of 1,165,644 shares after the reported gift transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Spice Adam C.

(Last)(First)(Middle)
3881 MCGOWEN STREET

(Street)
LONG BEACH CALIFORNIA 90808

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Rocket Lab Corp [ RKLB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/17/2026G30,000D$0.01,165,644D
Common Stock250,000Iby Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
By: /s/ Arjun Kampani, as Attorney-in-Fact For: Adam Spice08/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)