STOCK TITAN

[Form 4] Rocket Lab Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Merline Saintil, a director of Rocket Lab Corporation (RKLB), was granted 3,960 restricted stock units (RSUs) on 08/27/2025. The RSUs were issued under the company's non-employee director compensation policy and 2021 Stock Option and Incentive Plan and will vest in full on the earlier of the issuer's next Annual Meeting of Stockholders or the one-year anniversary of the grant, subject to the reporting persons continued board service. Following the reported grant, the filing shows the reporting person beneficially owns 423,529 shares in a direct ownership form. The Form 4 was executed by an attorney-in-fact for Merline Saintil on 08/29/2025.

Merline Saintil, membro del consiglio di Rocket Lab Corporation (RKLB), ha ricevuto 3.960 unità azionarie vincolate (RSU) il 27/08/2025. Le RSU sono state assegnate secondo la politica di compenso per amministratori non dipendenti della società e il Piano Azionario e di Incentivi del 2021 e matureranno per intero alla prima delle due scadenze: l'assemblea annuale degli azionisti successiva o il primo anniversario della concessione, subordinatamente alla continuazione del servizio della reporting person nel consiglio. Dopo la concessione riportata, il deposito indica che la reporting person possiede beneficiariamente 423.529 azioni in forma di proprietà diretta. Il Modulo 4 è stato firmato per procura per Merline Saintil il 29/08/2025.

Merline Saintil, miembro del consejo de Rocket Lab Corporation (RKLB), recibió 3.960 unidades de acciones restringidas (RSU) el 27/08/2025. Las RSU se otorgaron conforme a la política de compensación para directores no empleados de la compañía y al Plan de Opciones sobre Acciones e Incentivos de 2021, y se consolidarán en su totalidad en la primera de las siguientes fechas: la próxima Junta Anual de Accionistas del emisor o el aniversario de un año de la concesión, sujeto a la continuidad del servicio en el consejo de la persona informante. Tras la concesión reportada, la presentación muestra que la persona informante posee beneficiariamente 423.529 acciones en forma de propiedad directa. El Formulario 4 fue firmado por un apoderado en nombre de Merline Saintil el 29/08/2025.

Merline Saintil은 Rocket Lab Corporation(RKLB) 이사로서 2025-08-27에 3,960주의 제한부 주식 단위(RSU)를 부여받았습니다. 해당 RSU는 회사의 비임원 이사 보상 정책과 2021년 주식옵션 및 인센티브 계획에 따라 발행되었으며, 보고인의 이사회 근무 지속을 전제로 발행인의 다음 연례주주총회 또는 부여일로부터 1주년 중 빠른 시점에 전부 확정됩니다. 보고된 부여 이후, 제출서류에는 보고인이 직접 소유 형태로 423,529주를 실질적으로 보유하고 있는 것으로 기재되어 있습니다. Form 4는 Merline Saintil을 위한 대리인이 2025-08-29에 실행했습니다.

Merline Saintil, administratrice de Rocket Lab Corporation (RKLB), s'est vu attribuer 3 960 unités d'actions restreintes (RSU) le 27/08/2025. Les RSU ont été attribuées dans le cadre de la politique de rémunération des administrateurs non salariés de la société et du Plan d'options d'actions et d'incitation de 2021 et deviendront entièrement acquises à la première des deux dates suivantes : la prochaine assemblée annuelle des actionnaires de l'émetteur ou le premier anniversaire de l'octroi, sous réserve de la poursuite du service au conseil de la personne déclarante. Suite à l'attribution signalée, le dossier indique que la personne déclarante détient à titre bénéficiaire 423 529 actions en propriété directe. Le Formulaire 4 a été signé par un mandataire pour Merline Saintil le 29/08/2025.

Merline Saintil, Direktorin von Rocket Lab Corporation (RKLB), erhielt am 27.08.2025 3.960 Restricted Stock Units (RSUs). Die RSUs wurden gemäß der Vergütungsrichtlinie für nicht angestellte Direktoren des Unternehmens und dem Aktienoptions- und Anreizplan 2021 gewährt und werden vollständig fällig an dem jeweils früheren Zeitpunkt: der nächsten Hauptversammlung der Emittentin oder dem einjährigen Jahrestag der Gewährung, vorbehaltlich der fortgesetzten Vorstandstätigkeit der meldepflichtigen Person. Nach der gemeldeten Zuteilung zeigt die Einreichung, dass die meldepflichtige Person wirtschaftlich 423.529 Aktien in Form von Direktbesitz hält. Das Formular 4 wurde am 29.08.2025 von einem Bevollmächtigten für Merline Saintil unterzeichnet.

Positive
  • Grant of 3,960 RSUs to a non-employee director is explicitly disclosed.
  • Post-grant direct beneficial ownership of 423,529 shares is reported.
  • Vesting terms are clear: vesting in full on earlier of next annual meeting or one-year anniversary, subject to continued service.
Negative
  • None.

Insights

TL;DR: Routine director equity grant of 3,960 RSUs increases direct beneficial ownership to 423,529 shares.

The Form 4 documents a non-derivative equity award to a board member under standard director compensation plans. The grant size (3,960 RSUs) and the described vesting — earlier of next annual meeting or one year from grant, conditioned on continued service — are typical mechanisms to align director incentives with shareholder interests. This disclosure is a standard Section 16 filing and does not include cash amounts or derivative instruments.

TL;DR: Compensation appears standard for non-employee directors with time-based vesting; disclosure is complete for the grant described.

The filing specifies plan authorities for the RSUs and a clear vesting condition tied to continued board service and a near-term corporate milestone (the next annual meeting). The Form 4 indicates direct beneficial ownership post-grant, and the signature was provided via attorney-in-fact. No additional governance actions or amendments are disclosed in this filing.

Merline Saintil, membro del consiglio di Rocket Lab Corporation (RKLB), ha ricevuto 3.960 unità azionarie vincolate (RSU) il 27/08/2025. Le RSU sono state assegnate secondo la politica di compenso per amministratori non dipendenti della società e il Piano Azionario e di Incentivi del 2021 e matureranno per intero alla prima delle due scadenze: l'assemblea annuale degli azionisti successiva o il primo anniversario della concessione, subordinatamente alla continuazione del servizio della reporting person nel consiglio. Dopo la concessione riportata, il deposito indica che la reporting person possiede beneficiariamente 423.529 azioni in forma di proprietà diretta. Il Modulo 4 è stato firmato per procura per Merline Saintil il 29/08/2025.

Merline Saintil, miembro del consejo de Rocket Lab Corporation (RKLB), recibió 3.960 unidades de acciones restringidas (RSU) el 27/08/2025. Las RSU se otorgaron conforme a la política de compensación para directores no empleados de la compañía y al Plan de Opciones sobre Acciones e Incentivos de 2021, y se consolidarán en su totalidad en la primera de las siguientes fechas: la próxima Junta Anual de Accionistas del emisor o el aniversario de un año de la concesión, sujeto a la continuidad del servicio en el consejo de la persona informante. Tras la concesión reportada, la presentación muestra que la persona informante posee beneficiariamente 423.529 acciones en forma de propiedad directa. El Formulario 4 fue firmado por un apoderado en nombre de Merline Saintil el 29/08/2025.

Merline Saintil은 Rocket Lab Corporation(RKLB) 이사로서 2025-08-27에 3,960주의 제한부 주식 단위(RSU)를 부여받았습니다. 해당 RSU는 회사의 비임원 이사 보상 정책과 2021년 주식옵션 및 인센티브 계획에 따라 발행되었으며, 보고인의 이사회 근무 지속을 전제로 발행인의 다음 연례주주총회 또는 부여일로부터 1주년 중 빠른 시점에 전부 확정됩니다. 보고된 부여 이후, 제출서류에는 보고인이 직접 소유 형태로 423,529주를 실질적으로 보유하고 있는 것으로 기재되어 있습니다. Form 4는 Merline Saintil을 위한 대리인이 2025-08-29에 실행했습니다.

Merline Saintil, administratrice de Rocket Lab Corporation (RKLB), s'est vu attribuer 3 960 unités d'actions restreintes (RSU) le 27/08/2025. Les RSU ont été attribuées dans le cadre de la politique de rémunération des administrateurs non salariés de la société et du Plan d'options d'actions et d'incitation de 2021 et deviendront entièrement acquises à la première des deux dates suivantes : la prochaine assemblée annuelle des actionnaires de l'émetteur ou le premier anniversaire de l'octroi, sous réserve de la poursuite du service au conseil de la personne déclarante. Suite à l'attribution signalée, le dossier indique que la personne déclarante détient à titre bénéficiaire 423 529 actions en propriété directe. Le Formulaire 4 a été signé par un mandataire pour Merline Saintil le 29/08/2025.

Merline Saintil, Direktorin von Rocket Lab Corporation (RKLB), erhielt am 27.08.2025 3.960 Restricted Stock Units (RSUs). Die RSUs wurden gemäß der Vergütungsrichtlinie für nicht angestellte Direktoren des Unternehmens und dem Aktienoptions- und Anreizplan 2021 gewährt und werden vollständig fällig an dem jeweils früheren Zeitpunkt: der nächsten Hauptversammlung der Emittentin oder dem einjährigen Jahrestag der Gewährung, vorbehaltlich der fortgesetzten Vorstandstätigkeit der meldepflichtigen Person. Nach der gemeldeten Zuteilung zeigt die Einreichung, dass die meldepflichtige Person wirtschaftlich 423.529 Aktien in Form von Direktbesitz hält. Das Formular 4 wurde am 29.08.2025 von einem Bevollmächtigten für Merline Saintil unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Saintil Merline

(Last) (First) (Middle)
3881 MCGOWEN STREET

(Street)
LONG BEACH CA 90808

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rocket Lab Corp [ RKLB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/27/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/27/2025 A 3,960(1) A $0.0 423,529 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted to the Reporting Person under the Rocket Lab Corporation Amended and Restated Non-Employee Director Compensation Policy, and the Rocket Lab Corporation 2021 Stock Option and Incentive Plan. Such RSUs will vest in full on the earlier of (i) the date of the Issuer's next Annual Meeting of Stockholders and (ii) the one-year anniversary of the date of grant, subject to the Reporting Person's continuous service as a member of the Board of Directors through such date.
By: /s/ Arjun Kampani as Attorney-in-Fact For: Merline Saintil 08/29/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Merline Saintil report on the Form 4 for RKLB?

The Form 4 reports a grant of 3,960 restricted stock units (RSUs) to Merline Saintil, a director of Rocket Lab Corporation (RKLB).

When was the RSU transaction for RKLB reported and executed?

The transaction date is 08/27/2025 and the Form 4 was signed by an attorney-in-fact on 08/29/2025.

How many shares does Merline Saintil beneficially own after the reported transaction?

Following the reported grant, the filing shows 423,529 shares beneficially owned in direct form.

Under what plans were the RSUs for RKLB granted?

The RSUs were granted under the Rocket Lab Corporation Amended and Restated Non-Employee Director Compensation Policy and the 2021 Stock Option and Incentive Plan.

What are the vesting conditions for the RSUs reported on the Form 4?

The RSUs will vest in full on the earlier of (i) the issuer's next Annual Meeting of Stockholders and (ii) the one-year anniversary of the grant date, subject to continuous board service through such date.
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Aerospace & Defense
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United States
LONG BEACH