Rocket Lab Corp SEC Filings

Rocket Lab Corp (RKLB) filed a Form 144 reporting a proposed sale of 45,535 common shares through Morgan Stanley Smith Barney on 09/16/2025 on the NASDAQ, with an aggregate market value of $2,229,648.60. The securities were acquired on 09/15/2025 via restricted stock vesting from the issuer and were paid as compensation. The filer reports no other sales in the past three months and affirms they have no undisclosed material adverse information about the issuer.

Rocket Lab Corp (RKLB) filed a Form 144 reporting proposed sales of Common stock by a person whose restricted shares vested on 09/15/2025. The filing lists two proposed sales through Morgan Stanley Smith Barney LLC: 22,991 shares (aggregate market value $1,125,768.11) and 8,194 shares (aggregate market value $401,224.13), both planned for sale on 09/16/2025 on NASDAQ. The filer states the shares were acquired by restricted stock vesting from the issuer on 09/15/2025 and that payment was compensation. No securities were reported sold by the person in the past three months in this filing.

Form 144 filing for Rocket Lab Corp (RKLB) reports a proposed sale of 2,500,000 shares of Class A common stock, with an aggregate market value of $135,100,000. The securities were acquired on 08/25/2021 through conversion from preferred shares received in a business combination with the issuer. The planned approximate sale date is 09/15/2025 and the broker named is Goldman Sachs & Co. LLC on the NASD. No securities were sold by the filer in the past three months, and the filer states they are unaware of any undisclosed material adverse information. Other identifying details for the filer and issuer are not provided in the form content supplied.

Rocket Lab Corporation entered into an ATM Equity Offering Sales Agreement that allows it to offer and sell, from time to time, shares of its common stock having an aggregate offering price of up to $750,000,000. The shares will be sold through or to a group of sales agents, including BofA Securities, Cantor Fitzgerald, BTIG, KeyBanc Capital Markets, Citizens JMP Securities, Needham & Company, and Roth Capital Partners, under an existing shelf registration statement and related prospectus supplement.

The company is not required to sell any shares under this agreement, and the sales agents have agreed to use commercially reasonable efforts to conduct sales in line with Rocket Lab’s instructions. Either Rocket Lab or the sales agents may terminate the agreement at any time upon written notice.

Amendment No. 7 to a Schedule 13D reports ownership details for Rocket Lab Corporation (RKLB). The filing shows that Vinod Khosla, VK Services, and affiliated Khosla Ventures entities collectively hold significant common stock positions originally acquired via conversion of Legacy Rocket Lab preferred stock in the 2021 business combination.

VK Services and Vinod Khosla are reported as beneficial owners of 43,433,056 shares (9.0% of the class) and Khosla Ventures V, L.P. directly holds 11,323,617 shares (2.3%). Between July 23, 2025 and September 2, 2025, KV V distributed a total of 8,000,000 shares pro rata to its partners, leaving VK Services with 32,109,439 directly owned shares. The Reporting Persons state the shares are held solely for investment and have no present plans to change Rocket Lab's business or governance. The KV Funds have registration rights, including demand registration for offerings of at least $50 million and piggyback rights.

Rocket Lab director Nina Armagno was granted 3,960 restricted stock units (RSUs) on 08/27/2025 under the company’s non-employee director compensation policy and 2021 incentive plan. The RSUs were reported at a $0.0 price and increase her beneficial ownership to 136,254 shares following the grant. The RSUs vest in full on the earlier of the issuer’s next annual meeting or the one-year anniversary of the grant, provided she remains in continuous service as a board member through the vesting date. The Form 4 was executed by an attorney-in-fact on behalf of Ms. Armagno on 08/29/2025.

Merline Saintil, a director of Rocket Lab Corporation (RKLB), was granted 3,960 restricted stock units (RSUs) on 08/27/2025. The RSUs were issued under the company's non-employee director compensation policy and 2021 Stock Option and Incentive Plan and will vest in full on the earlier of the issuer's next Annual Meeting of Stockholders or the one-year anniversary of the grant, subject to the reporting persons continued board service. Following the reported grant, the filing shows the reporting person beneficially owns 423,529 shares in a direct ownership form. The Form 4 was executed by an attorney-in-fact for Merline Saintil on 08/29/2025.

Kenneth R. Possenriede, a director of Rocket Lab Corporation (RKLB), was granted 3,960 restricted stock units (RSUs) on 08/27/2025 under the company's non-employee director compensation policy and 2021 equity plan. The RSUs vest in full on the earlier of the issuer's next annual meeting or one year from grant, subject to continuous board service through that date. After the award, the Reporting Person beneficially owns 94,178 shares of Rocket Lab common stock. The Form 4 was submitted by an attorney-in-fact on behalf of the reporting person.

Jon A. Olson, a director of Rocket Lab Corporation (RKLB), was granted 3,960 restricted stock units (RSUs) on 08/27/2025. The RSUs were issued under the company’s Amended and Restated Non-Employee Director Compensation Policy and the Rocket Lab Corporation 2021 Stock Option and Incentive Plan. The award has a $0.0 per-share price and will vest in full on the earlier of the company’s next annual meeting or one year from the grant date, subject to continued board service. Following the grant, Mr. Olson beneficially owns 436,235 shares. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person on 08/29/2025.