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Rallybio Corporation (RLYB) holders report 3.56% stake in Schedule 13G/A

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Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Nantahala Capital Management, LLC, together with Wilmot B. Harkey and Daniel Mack, reports beneficial ownership of Rallybio Corporation common stock. As of June 30, 2026, the group may be deemed to beneficially own 188,422 shares of common stock, representing 3.56% of the outstanding class. All 188,422 shares are reported with shared voting and shared dispositive power, and none with sole power. The filing states that the group holds 5% or less of Rallybio’s common stock, reflecting its status as a significant but non‑controlling shareholder.

Positive

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Negative

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Beneficially owned shares 188,422 shares Rallybio common stock beneficially owned as of June 30, 2026
Percent of class 3.56% Beneficial ownership percentage of Rallybio common stock for each reporting person
Shared voting power 188,422 shares Shares over which the reporting persons have shared power to vote or direct the vote
Shared dispositive power 188,422 shares Shares over which the reporting persons have shared power to dispose or direct disposition
Ownership threshold statement 5% or less Item 5 indicates ownership of 5 percent or less of the class
beneficial owner financial
"Nantahala may be deemed to be the beneficial owner of 188,422 Shares"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
shared voting power financial
"Shared Voting Power 188,422.00"
Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.
dispositive power financial
"Shared Dispositive Power 188,422.00"
Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.
control person financial
"Each of Messrs. Harkey and Mack is filing this as a control person"
A control person is an individual or entity that can significantly influence a company’s decisions and direction through ownership, voting power, or contractual rights—think of them as the captain who can steer the ship. Investors care because a control person’s choices affect corporate strategy, board appointments, and transactions that can raise or lower a stock’s value, and they often carry additional legal responsibilities and disclosure requirements to protect other shareholders.
investment adviser financial
"Nantahala, an investment adviser as described in ss. 240.13d-1(b)(1)(ii)(E)"
An investment adviser is a person or firm that professionally manages money and gives recommendations about buying, selling, or holding investments. Like a financial coach or guide, they have a legal duty to act in a client's best financial interest, so their advice, fees and potential conflicts can directly affect returns and risk — making their role important for investors who want informed, accountable help with portfolios.

FAQ

What ownership in RLYB does Nantahala Capital Management report in this Schedule 13G/A?

Nantahala Capital Management and related reporting persons may be deemed to beneficially own 188,422 shares of Rallybio common stock, representing 3.56% of the outstanding class as of June 30, 2026.

What percentage of Rallybio (RLYB) does each reporting person hold?

Each reporting person—Nantahala Capital Management, Wilmot B. Harkey and Daniel Mack—may be deemed to beneficially own 3.56% of Rallybio’s common stock as of June 30, 2026, all through the same aggregated 188,422 shares.

Do the RLYB reporting persons have sole or shared voting power over their shares?

The reporting persons have shared voting power over 188,422 shares and no sole voting power. They also report shared dispositive power over the same 188,422 shares and no sole dispositive power.

Is Nantahala’s ownership in Rallybio (RLYB) above or below 5%?

The filing states that each reporting person has ownership of 5% or less of Rallybio’s common stock, with the reported beneficial ownership at 3.56% of the outstanding shares as of June 30, 2026.

Who are the control persons associated with Nantahala’s RLYB holdings?

The filing identifies Wilmot B. Harkey and Daniel Mack as control persons for shares beneficially owned by Nantahala, which is described as an investment adviser under Rule 13d‑1(b)(1)(ii)(E).

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates





75120L209

(CUSIP Number)
06/30/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



Nantahala Capital Management, LLC
Signature:/s/ Taki Vasilakis
Name/Title:Taki Vasilakis / Chief Compliance Officer
Date:08/14/2026
Wilmot B. Harkey
Signature:/s/ Wilmot B. Harkey
Name/Title:Wilmot B. Harkey
Date:08/14/2026
Daniel Mack
Signature:/s/ Daniel Mack
Name/Title:Daniel Mack
Date:08/14/2026