Welcome to our dedicated page for First Trust Small Cap US Equity Sel ETF SEC filings (Ticker: RNSC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on First Trust Small Cap US Equity Sel ETF's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into First Trust Small Cap US Equity Sel ETF's regulatory disclosures and financial reporting.
WIN ADVISORS, INC reported beneficial ownership of 86,501 shares of First Trust Exchange-Traded Fund VI (CUSIP 33738R795), representing 9.6% of the class. The filing shows WIN ADVISORS has sole dispositive power over those shares but no sole or shared voting power, indicating control of disposition but not of voting rights. The statement is made on a Schedule 13G basis and includes a certification that the position was acquired and is held in the ordinary course of business and not to change or influence control of the issuer. The filing lists WIN ADVISORS' Florida address and is signed by the firm's Chief Compliance Officer.
Schedule 13G filing: Truist Financial Corporation, acting as parent holding company for Truist Advisory Services, Inc., reports beneficial ownership in First Trust Exchange-Traded Fund VI (CUSIP 33740F268 – believed to correspond to the First Trust Small Cap US Equity Select ETF, ticker RNSC). As of 30 June 2025 the firm held 173,267 shares, representing 5.02 % of the ETF’s outstanding units.
Ownership details show sole dispositive power over all shares and no voting power, indicating Truist can direct the sale of the units but does not exercise proxy voting. The filing was made under Rule 13d-1(b) as the company qualifies both as an investment adviser (IA) and a parent holding company (HC). The certification affirms the stake is held in the ordinary course of business and not for the purpose of influencing control of the issuer. The document is signed by Assistant Vice President Caroline D. Hoang on 11 July 2025.