Richtech Robotics Inc-B SEC Filings

Richtech Robotics (RR) filed a Form 4/A correcting an earlier insider report. The filing states that an attempted transfer of 200,000 shares of common stock to the reporting person was rejected by the issuer and transfer agent, so no transfer occurred.

The table reflects a non-derivative entry for Class B Common Stock on 10/01/2025 with transaction code J and an amount of 0, indicating no change. Following the reported item, the reporting person shows 1,000,000 shares beneficially owned (Direct). This amendment clarifies ownership without recording an actual acquisition or disposition.

Richtech Robotics Inc. disclosed that its board and holders of a majority of voting power approved by written consent two actions: increasing authorized Class B Common Stock from 200,000,000 to 1,000,000,000, and adopting a Second Amended and Restated 2023 Stock Option Plan with an evergreen feature.

The plan’s evergreen feature will automatically increase shares reserved for awards on the later of November 1, 2025 or the plan’s effective date, and each November 1 through November 1, 2034, by the lesser of 18% of total outstanding Class B as of the immediately preceding September 30 or a smaller amount set by the board.

The written consent was executed by stockholders representing approximately 68.49% of total voting power. As of the record date, shares outstanding were 198,337,092 (Class A: 39,934,846 with ten votes per share; Class B: 158,402,246 with one vote per share). The actions may not be effected until at least 20 calendar days after this information statement is distributed, and the filing of the charter amendment is at the board’s discretion.

Zhenwu (Wayne) Huang, who is listed as Chief Executive Officer and a director of Richtech Robotics Inc. (RR), reported on Form 4 a transaction dated 10/01/2025 disposing of 200,000 shares of Class A common stock. After the reported transaction, the filing shows 30,108,000 shares beneficially owned by the reporting person.

The form states the 200,000 Class A shares were transferred to Phil Zheng under a Securities Assignment Agreement dated 10/01/2025 as consideration for services, and those shares converted from Class A to Class B common stock upon transfer. The report is signed and dated 10/03/2025.

Phil Zheng, the company's Chief Operating Officer, reported an acquisition of 200,000 shares of Class B common stock on 10/01/2025. The filing states these shares were transferred to Mr. Zheng from Zhenwu Huang under a Securities Assignment Agreement dated 10/01/2025 as consideration for services, and the transferred shares converted from Class A to Class B upon transfer. After the transaction, Mr. Zheng beneficially owns 1,200,000 shares. The Form 4 was signed on 10/03/2025 and was filed by one reporting person.

RICHTECH ROBOTICS, INC. filed an 8-K reporting limited corporate details dated September 29, 2025. The filing identifies the company as incorporated in Nevada with principal executive offices in Las Vegas, NV and provides a contact phone number. It lists the company’s Class B Common Stock, par value $0.0001, trading symbol RR on The Nasdaq Stock Market LLC. The document names Zhenwu (Wayne) Huang as Chief Executive Officer and includes numeric entries shown as 387,765,611 and 2,564,602 without contextual explanation. Several regulatory checkboxes are present but not marked.

Phil Zheng, Chief Operating Officer and director of RichTech Robotics Inc. (RR), reported a sale of 100,000 Class B common shares on 09/22/2025. The shares were sold in the open market in multiple trades at prices ranging from $4.385 to $5.57, with a weighted-average price of $5.1122. The filing states these shares were originally acquired by the reporting person in November 2023. After the reported sale, the reporting person beneficially owns 1,000,000 Class B shares directly. The Form 4 is signed by Phil Zheng on 09/24/2025.

Richtech Robotics, Inc. filed an S-3ASR base prospectus and an at-the-market prospectus providing for issuance of multiple security types, including up to $1,000,000,000 of Class B common stock under an ATM Agreement with Rodman & Renshaw LLC and H.C. Wainwright & Co., LLC. The registration covers Class B common stock, preferred stock, purchase contracts, warrants, subscription rights, depositary shares, various secured or unsecured debt securities, and units.

The company reports 149,236,024 shares outstanding as of September 23, 2025, and states a pro forma share count up to 329,741,439 shares after an assumed sale of 180,505,415 shares at $5.54 per share. Pro forma net tangible book value metrics as of June 30, 2025 are presented ($0.68 net tangible book value per share; pro forma $1.26 per share after adjustments) and the company intends to use net proceeds for working capital and general corporate purposes. The prospectus highlights key risks including supply-chain constraints for robot components, competition for enterprise clients, regulatory uncertainty for robots, IP protection, financing needs, and other business risks. The filing notes exemptions related to emerging growth company status that reduce certain disclosure requirements.

RICHTECH ROBOTICS INC. (RR) Form 144 discloses a proposed sale of 100,000 Class B common shares$511,220. The shares were originally acquired as founder shares on 11/21/2023 from the issuer. The filer also reported a sale on 08/26/2025 of 100,000 Class B shares that generated $300,880 in gross proceeds. The filer certifies no undisclosed material adverse information and provides broker and acquisition details as required by Rule 144.