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Richtech Robotics (RR) director reports 64,000 Class B awards grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Richtech Robotics Inc. director Saul Factor reported multiple equity awards of Class B common stock received as compensation. He was granted 12,000 restricted stock awards on July 8, 2024 and 10,000 on November 20, 2024, both fully vested on the grant dates. He was then granted 18,000 restricted stock awards on February 17, 2025, with 6,000 vesting on each of February 17, 2025, May 17, 2025 and August 17, 2025. A further 24,000 restricted stock awards were granted on October 29, 2025 and vest quarterly in equal installments beginning November 17, 2025. Following the latest grant, he beneficially owned 64,000 shares of Class B common stock directly.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Factor Saul

(Last) (First) (Middle)
2975 LINCOLN RD

(Street)
LAS VEGAS NV 89115

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
RICHTECH ROBOTICS INC. [ RR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/08/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class B Common Stock 07/08/2024 A 12,000(1) A $0(1) 12,000 D
Class B Common Stock 11/20/2024 A 10,000(2) A $0(2) 22,000 D
Class B Common Stock 02/17/2025 A 18,000(3) A $0(3) 40,000 D
Class B Common Stock 10/29/2025 A 24,000(4) A $0(4) 64,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents 12,000 restricted stock awards ("RSAs") granted by the Board of Directors of the Issuer to the Reporting Person on July 8, 2024. The RSAs were fully vested on the date of granting.
2. Represents 10,000 RSAs granted by the Board of Directors of the Issuer to the Reporting Person on November 20, 2024. The RSAs were fully vested on the date of granting.
3. Represents 18,000 RSAs granted by the Board of Directors of the Issuer to the Reporting Person on February 17, 2025. 6,000 RSAs vested on each of February 17, 2025, May 17, 2025 and August 17, 2025.
4. Represents 24,000 RSAs granted by the Board of Directors of the Issuer to the Reporting Person on October 29, 2025. The RSAs vest quarterly in equal installments beginning November 17, 2025.
/s/ Saul Factor 01/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the insider reporting this Form 4 for Richtech Robotics (RR)?

The reporting person is Saul Factor, who serves as a director of Richtech Robotics Inc..

What type of securities did Saul Factor receive from Richtech Robotics (RR)?

He received Class B common stock of Richtech Robotics Inc. through restricted stock awards (RSAs).

How many Richtech Robotics Class B shares does Saul Factor own after these grants?

After the reported transactions, Saul Factor beneficially owned 64,000 shares of Richtech Robotics Inc. Class B common stock directly.

What equity awards did Richtech Robotics (RR) grant on July 8, 2024 and November 20, 2024?

On July 8, 2024, he was granted 12,000 restricted stock awards that fully vested at grant. On November 20, 2024, he was granted 10,000 restricted stock awards, also fully vested at grant.

What are the vesting terms for the February 17, 2025 Richtech Robotics (RR) grant?

The 18,000 restricted stock awards granted on February 17, 2025 vest in three tranches of 6,000 each on February 17, 2025, May 17, 2025 and August 17, 2025.

How do the October 29, 2025 restricted stock awards from Richtech Robotics (RR) vest?

The 24,000 restricted stock awards granted on October 29, 2025 vest quarterly in equal installments beginning on November 17, 2025.

Did Saul Factor pay a purchase price for the Richtech Robotics (RR) shares reported on this Form 4?

The transactions list a price of $0 per share for each grant, indicating these restricted stock awards were granted as compensation rather than purchased in the market.

Richtech Robotics Inc-B

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Specialty Industrial Machinery
General Industrial Machinery & Equipment, Nec
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United States
LAS VEGAS